Quantum Theory Needs No 'Interpretation' But 'Theoretical Formal-Conceptual Unity' (Or: Escaping Adan Cabello's "Map of Madness" With the Help of David Deutsch's Explanations)
QQuantum Theory Needs No ‘Interpretation’But ‘Theoretical Formal-Conceptual Unity’(Or: Escaping Adán Cabello’s “Map of Madness”With the Help of David Deutsch’s Explanations)
Christian de Ronde ∗ Philosophy Institute Dr. A. Korn, Buenos Aires University - CONICETEngineering Institute - National University Arturo Jauretche, ArgentinaFederal University of Santa Catarina, Brazil.Center Leo Apostel fot Interdisciplinary Studies, Brussels Free University, Belgium
Abstract
In the year 2000, in a paper titled
Quantum Theory Needs No ‘Interpretation’ , Chris Fuchs and Asher Perespresented a series of instrumentalist arguments against the role played by ‘interpretations’ in QM. Since then—quite regardless of the publication of this paper— the number of interpretations has experienced a continuousgrowth constituting what Adán Cabello has characterized as a “map of madness”. In this work, we discuss thereasons behind this dangerous fragmentation in understanding and provide new arguments against the needof interpretations in QM which —opposite to those of Fuchs and Peres— are derived from a representationalrealist understanding of theories —grounded in the writings of Einstein, Heisenberg and Pauli. Furthermore,we will argue that there are reasons to believe that the creation of ‘interpretations’ for the theory of quanta hasfunctioned as a trap designed by anti-realists in order to imprison realists in a labyrinth with no exit. Takingas a standpoint the critical analysis by David Deutsch to the anti-realist understanding of physics, we attemptto address the references and roles played by ‘theory’ and ‘observation’. In this respect, we will argue that thekey to escape the anti-realist trap of interpretation is to recognize that —as Einstein told Heisenberg almostone century ago— it is only the theory which can tell you what can be observed.
Finally, we will conclude thatwhat QM needs is not a new interpretation but instead, a theoretical (formal-conceptual) consistent, coherentand unified scheme which allows us to understand what the theory is really talking about.
Key-words : Interpretation, explanation, representation, quantum theory.
Introduction
Today, the interpretation of Quantum Mechanics (QM) is not a subject that calls the attention of physicists.There are very few of them willing to take a public stance towards the problem of interpretation by raising aflag and fighting another. While some physicists prefer to remain at safe distance from the heated discussions ofphilosophers, most of them do not even know about the existence of these battles between interpretations. AsMaximilian Schlosshauer [44, p. 59] has recently described: “It is no secret that a shut-up-and-calculate mentalitypervades classrooms everywhere. How many physics students will ever hear their professor mention that there’ssuch a queer thing as different interpretations of the very theory they’re learning about? I have no representativedata to answer this question, but I suspect the percentage of such students would hardly exceed the single-digitrange.” However, there is a very good reason why physicists do not pay attention to the interpretational debate ∗ Fellow Independent Researcher of the
Consejo Nacional de Investigaciones Científicas y Técnicas (CONICET). a r X i v : . [ phy s i c s . h i s t - ph ] A ug bout QM which populates today the journals and meetings of philosophy of science, and it is quite simple: whatis considered by physicists to be ‘quantum theory’ already provides all they need, namely, the prediction of ‘clicks’in detectors or ‘spots’ in photographic plates. Thus, contemporary physicists seem to regard ‘interpretations’ notso much as descriptions of reality but rather, as fictional stories created by armchair philosophers who tend todream about imaginary worlds beyond empirical science.In this work we attempt to address the question of interpretation from a critical perspective. We will arguethat, contrary to the orthodox claims according to which ‘interpretations’ are an essential element of the realistquest, its function has been to trap the realist in a labyrinth with no exit. The paper is organized as follows.We begin by providing a representational realist account of physical theories. We then discuss the deep anti-realist re-foundation of physics that took place during the 20th Century. We then continue to show how this newunderstanding of theories was applied to the mathematical formalism of QM —mainly, through the addition ofthe projection postulate — producing what is orthodoxly known today as ‘Textbook’ or ‘Standard’ QM. From thisstandpoint, we address the problem of interpretation in quantum theory by considering the arguments presentedby Fuchs and Peres. Taking into consideration the work by the physicist and philosopher David Deutsch, wecriticize the orthodox understanding of theories and the role of interpretations in both physics and philosophy.Finally, we discuss a possible way out of this interpretational conundrum through the return to the original Greekunderstanding of physics supplemented by the insights produced in the work of Einstein, Heisenberg and Pauli. For more than two millennia, since its Greek origin during the 7th Century B.C. up to the 16th Century in Moderntimes, physics was always related to physis —‘reality’ or ‘Nature’ as it was later on also translated (see [12]). Thatis the reason why it was called ‘physics’.
Physis , the fundament of the whole existence, is the kernel concept—grounding the praxis of both physics and philosophy— which allowed to justify the search for unified theoreticalschemes of thought that would explain phenomena. The main idea professed by the first philosophers was thatreality possessed an internal order, what the Greeks called —after Heraclitus— a logos , and that this logos couldbe known through the development of theories . In order to learn about this logos the first philosophers begunthe creation of theories , representational schemes about reality which were determined by a deep inter-relationbetween mathematics and concepts. Indeed, the first theories conceived the fundamental elements of physis asintrinsically related to mathematical forms. Since everyone could —in principle— learn about a reality that wasnot ruled by the wishes and desires of the Gods, physics —which was also concomitant to the creation of Greekdemocracy— became the most powerful enemy of the authority based knowledge that prevailed at the time. Themany self-chosen figures like kings, mediums, priests and preachers, who had justified their ruling in societies in apreferred access to the divine had to give up part of their power to scientific understanding. Like democracy, bothphysics and philosophy flourished in the beautiful islands of the Aegean sea turning its capital, Athens, into thecenter of the Ancient world. This was until, a few Centuries later, the first form of anti-realism arrived to Athens.During the 5th. Century B.C., sophists —as they became to be known— produced the first attack againstrealism, fighting the idea that theoretical knowledge about physis (or reality) was possible. Sophists reframed themeaning of logos —which philosophers had applied to physis — as a linguistic form of discourse —detached from anydirect relation to physis — and realized that its knowledge had an important pragmatic use, namely, to win debatesin the Agora quite independently of being right or wrong. But sophists did not only sell their pragmatic knowledge—devised to manipulate discourse through rhetorical tricks— in the streets of Athens. They also criticized in depththe attempt to refer to reality. According to them, there is no such thing as ‘a reality of things’; and even if itexisted, we would not be able to grasp it. We can only refer to our own perception. As Protagoras would argue, ina phrase that would become famously used by positivists of the
Vienna Circle , “Man is the measure of all things,of the things that are, that they are, of the things that are not, that they are not” [DK 80B1]. We, individuals,have only a relative understanding of things dependent on our own experience. Taking a sceptic position, sophistscriticized the physical idea of theoretical knowledge: realists are too naive, they believe they can access reality,but no one can. The first philosophers had already shown a recognition of this problem. Even though, there isan affinity between the logos of men and the logos of physis , it is a difficult task to expose the true logos since,as remarked by Heraclitus, “ physis loves to hide.” [f. 123 DK]. Doing so requires hard work and sensibility, but—following Heraclitus— the latter can be revealed in the former. In a particular logos one can “listen” somethingthat exceeds it, that is not only that personal discourse but the logos of physis : “Listening not to me but to the logos it is wise to agree that all things are one” [f. 50 DK]. We are thus able to represent physis , to exhibit its logos , but this representation should be not confused as mirroring reality.Since the first encounter between physicists and sophists, the battles between realists and anti-realists have never2eased in the history of Western thought. The attack of sophists was powerful and determined, showing the manylacunas of pre-Socratic realism. It took the strength of both Plato and Aristotle to control the damage. In theirstrive to answer sophists, Plato and Aristotle had to develop the first systematic categorical schemes of concepts,something that would become to be known with the term ‘metaphysics’. These conceptual architectures devisedfrom first interrelated principles was able to answer, at least partly, the questions and problems that anti-realistshad created in order to debunk the realist scheme. It is in this way that for two millennia scientific knowledge,through both Plato and Aristotle, prevailed in the west. Which does not mean that inverting the democraticrole of science, many groups —specially religious— tried, and to great extent succeeded, in concentrating thisknowledge for themselves —hiding it from the pepole. For many centuries realism ruled developing knowledge andunderstanding of nature. This was until, during the 16th and 17th Century, anti-realism would begin to create anew order. One in which the subject would play an essential role. English empiricism jointly followed by rationalismbegun the construction of a new foundation —grounded on the subject— for a new form of knowledge that wouldfinally detach physics from physis . After a long history of many lost battles anti-realists were finally able to prevail against their archenemy. Aspointed out by David Deutsch [17, p. 313]: “During the twentieth century, anti-realism became almost universalamong philosophers, and common among scientists. Some denied that the physical world exists at all, and mostfelt obliged to admit that, even if it does, science has no access to it.” The unity of the anti-realist program was notprovided by a common goal but —instead— by the common fear against realists. After Immanuel Kant, everyonewas forced to agree that human representations were essentially incapable to grasp —what the philosopher fromKönigsberg had called— reality in itself (in german,
Das ding an sich ). Since representations were necessarilydependent on the human categorical shaping, the possibility to link the foundation of knowledge in reality hadbecame to be regarded as a metaphysical chimera of the past. We humans are finite, we cannot reach the infinite.In the context of science, it was mainly logical positivism which raised once again the flags of both sophistry andempiricism in order to re-found the meaning and reference of ‘physical theories’ beyond both metaphysics and physis . With a different mask, these same ideas were also supported and reinforced by Niels Bohr, one of the mostinfluential figures in the anti-realist development of physics during the first half of the 20th Century [16]. Afterthe Second World War, all these lines finally converged in a much more explicit and radical form of anti-realism,namely, U.S. instrumentalism. However, regardless of their minor differences, what is essential to notice is thatthere exists a common structure to all forms of anti-realism which is rooted in sophistry —as acknowledged bythe Vienna Circle in their famous manifesto— and grounded on two main pillars. First, the idea that subjectiveperception is the fundamental ground of any meaningful statement. Second, that any discourse is relative to acommunity of subjects, not to an “external reality” —as anti-realist would re-name physis . It is at this point thatlanguage, the way in which a community of subjects were able to communicate and reach consensus, became to beregarded as the new foundation of knowledge. I. Naive Empiricism:
Observation is a self evident given of “common sense” experience.
II. Intersubjective Relativism:
The intersubjective communication and consensus reached by the membersof a scientific community allows to regard a theory as being “objective”. Objective does not mean anymore theprovision of a consistent categorical moment of unity but —instead— an “honest” way to collect data and shareit with other members of the community.The effective strategy of anti-realists was grounded on the creation of an ambiguous dictionary in which realistwords were detached from their meaning and reference. As stressed by Deutsch: “In some fields (such as statisticalanalysis) the very word ‘explanation’ has come to mean prediction, so that a mathematical formula is said to‘explain’ a set of experimental data. By ‘reality’ is meant merely the observed data that the formula is supposed toapproximate. That leaves no term for assertions about reality itself, except perhaps ‘useful fiction’.” ‘Objectivity’which implied the possibility of constituting a conceptual moment of unity within a subject-independent represen-tation was also replaced —by Bohr— towards the ‘inter-subjective’ communication of empirical data. And while‘truth’ was now understood as approximate and partial, ‘metaphysics’ would become to be regarded as a merenarrative or interpretation.
III. Anti-Foundational:
Theories do not provide a true reference to physis (or reality). Theories are alwaysprovisional and ungrounded. This foundation is of course also related to what has been called in both continental and analytic traditions the “linguistic turn”. V. Anti-Metaphysical:
Metaphysics, understood as an interpretation (or narrative) about unobservable en-tities , is not essentially required within empirically adequate theories —it plays no essential role within physics.During the 20th Century, physicists were taught to become agnostic about matters concerning reality. The notionof ‘reality’ which was responsible for the very creation of scientific thought and the first fight against religious andmystic storytelling was now reframed as a religious belief. According to anti-realists, instead of making referenceto reality, theories begin with the observation of phenomena and end with their prediction. Period. Science wasre-named as “empirical science” and physical theories became to be regarded as algorithmic predictive devicesabout observable measurement outcomes. The radical skepticism learned by the new generations of physicistsand philosophers helped them understand there was nothing to be found beyond observable phenomena —onlyillusions. All discourse added beyond observation was to be regarded as metaphysical bla bla. Or, as physicists andphilosophers say today, “just a way of talking”. A theory only provides a partial, temporary success which —in thelong run— will certainly show its failures and will be then replaced by another new theory to come. Physics is notabout physis , it is just a language designed to communicate observational data between the members of a scientificcommunity. As explained by Niels Bohr [4]: “Physics is to be regarded not so much as the study of something apriori given, but rather as the development of methods of ordering and surveying human experience. In this respectour task must be to account for such experience in a manner independent of individual subjective judgement andtherefor objective in the sense that it can be unambiguously communicated in ordinary human language.” Theonly reality that exists is that which can be observed. But there is no foundation grounding such observations. AsKarl Popper would famously remark: “The empirical basis of objective science has thus nothing ‘absolute’ about it. Science does not rest upon solidbedrock. The bold structure of its theories rises, as it were, above a swamp. It is like a building erected onpiles. The piles are driven down from above into the swamp, but not down to any natural or ‘given’ base; andif we stop driving the piles deeper, it is not because we have reached firm ground. We simply stop when we aresatisfied that the piles are firm enough to carry the structure, at least for the time being.” [43, p. 111]
Quite regardless of the fact that most physics professors might accept “off the record” that “nobody understands QM”—a phrase made popular by the U.S. physicist Richard Feynman—, there is nonetheless a widespread unspokenconsensus of how to teach the theory to students. This can be witnessed from the fact that all graduate textbookspresent the theory more or less on the same lines, as a mathematical formalism capable through a series of rules tocompute and predict measurement outcomes. This is the way in which QM is taught to students in all Universitiesaround the world, namely, as a “recipe”. As explained by Tim Maudlin: “What is presented in the average physics textbook, what students learn and researchers use, turns out not tobe a precise physical theory at all. It is rather a very effective and accurate recipe for making certain sorts ofpredictions. What physics students learn is how to use the recipe. For all practical purposes, when designingmicrochips and predicting the outcomes of experiments, this ability suffices. But if a physics student happens tobe unsatisfied with just learning these mathematical techniques for making predictions and asks instead whatthe theory claims about the physical world, she or he is likely to be met with a canonical response: Shut upand calculate!” [38, pp. 2-3]
The origin of this orthodox presentation of QM, also known as “Standard QM”, can be traced back to the publicationduring the first years of the 1930s of two books which attempted to produce an axiomatic formulation of the theoryof quanta in terms of operators on a Hilbert space [19, 48]. Both of them were clearly aligned not only with Bohr’sinterpretation of QM but also with the positivist (anti-realist) understanding of physical theories.Since its origin, the mathematical formulation of QM was surrounded by controversy. It was in year 1925 thatWerner Heisenberg was finally able to present a sound mathematical formulation of the theory of quanta —a taskhe finished with the help of the mathematicians Pascual Jordan and Max Born. The non-continuous mathematicalrepresentation together with its highly abstract rules horrified the physicists of the time, accustomed to handledifferential equations which could be framed in a spatiotemporal representation. As Einstein [33, p. 195] wouldwrite to his friend Michele Besso: “The most interesting recent theoretical achievement, is the Heisenberg-Born-Jordan theory of quantum states. A real sorcerer’s multiplication table, in which infinite determinants (matrices)replace Cartesian coordinates. It is extremely ingenious, and thanks to its great complication sufficiently protectedagainst disproof.” But only one year later, Erwin Schrödinger’s wave formulation gave a new hope to a conservative4ommunity of physicists still expecting to restore a “more classical” representation of atoms and their trajectoriesthrough space and time —something that Heisenberg had explicitly left behind in order to reach matrix mechanics.However, regardless of his efforts, it was soon acknowledged by Schrödinger himself that the hopes were ungrounded.The quantum wave function, Ψ , could not be understood as a spatiotemporal entity. Its mathematical domainwas not 3-dimensional but configuration space , a multi-dimensional mathematical space in which the number ofdegrees of freedom was relative to the number of wave-functions considered. Paul Dirac, a young English engineerand mathematician, was observing the problem from a different angle. Dirac simply wanted to provide a soundmathematical presentation of the theory that would reproduce —what he considered to be— observations in thelab. After all, following positivism, physical theories were to be understood just as mathematical schemes capableto account for observations. That was it. As he stressed in the introduction of his book, The Principles of QuantumMechanics , it is “important to remember that science is concerned only with observable things [...]”. Dirac alsorealized immediately not only the importance of quantum superpositions but the essential difficulty which thesuperposition principle implied for such an empirical-positivist understanding of theories. The problem was notthat quantum superpositions were difficult to represent conceptually for as Dirac has remarked, “the main objectof physical science is not the provision of pictures, but the formulation of laws governing phenomena and theapplication of these laws to the discovery of phenomena. If a picture exists, so much the better; but whether apicture exists or not is a matter of only secondary importance.” The problem was that such quantum superpositionsintroduced a serious obstacle for his positivist reading in terms of the certain prediction of definite observations.The theory simply did not make reference to the sudden appearance of single ‘clicks’ in detectors; instead, itdescribed weird superposed states evolving and even interacting in a realm in which multiple possibilities seemedto be taking place simultaneously —something that both Einstein and Schrödinger would make explicit five yearslater. In order to bridge this gap, making use of an example of polarized photons, Dirac introduced for the firsttime the now famous “collapse” of the quantum wave function: “When we make the photon meet a tourmaline crystal, we are subjecting it to an observation. We are observingwither it is polarized parallel or perpendicular to the optic axis. The effect of making this observation is to forcethe photon entirely into the state of parallel or entirely into the state of perpendicular polarization. It has tomake a sudden jump from being partly in each of these two states to being entirely in one or the other of them.Which of the two states it will jump cannot be predicted, but is governed only by probability laws.” [19, p. 7]
Two years later, the already famous Hungarian mathematician John von Neumann, took the empirical-positivistprogram a step further. By turning the collapse of the quantum superposition into an axiom , von Neumannwas able to present Dirac’s ad hoc jumping rule as part of the theory itself. In his own [48, p. 214] words:“Therefore, if the system is initially found in a state in which the values of R cannot be predicted with certainty,then this state is transformed by a measurement M of R into another state: namely, into one in which the valueof R is uniquely determined. Moreover, the new state, in which M places the system, depends not only on thearrangement of M , but also on the result of M (which could not be predicted causally in the original state) —because the value of R in the new state must actually be equal to this M -result” In this way, Dirac’s quantumjump was converted from being an arbitrary introduced rule into a decent measurement postulate of the theory.The book by von Neumann, Mathematical Foundations of Quantum Mechanics , “became really the Bible of the socalled Copenhagen interpretation of QM” [34], another name which physicists have been using ever since in orderto describe the Standard “recipe” of QM.
As remarked by Klas Landsman [37, p. 435]: “The measurement problem of quantum mechanics was probablyborn in 1926”, the reason being that in a famous paper published that year, Max Born proposed his now famousprobabilistic interpretation of Schrödinger’s quantum wave function introducing a direct reference to measurementoutcomes making an implicit use —already then— of the “collapse” of the quantum wave function. However,it was not Born but Dirac and von Neumann who would make completely explicit the reference to this new“quantum jump” —between the mathematical representation of quantum superpositions and the observation ofsingle outcomes— introduced within the theory. The inconsistencies of this proposal were very soon acknowledgedby Albert Einstein who discussed them with Schödinger in many different occasions. Both of them, in completesolitude, repeatedly insisted in the serious problems which the introduction of measurement implied within thetheory. In 1935 their combined attack against the anti-realist account of QM took place through a series of paperswhich would attempt —in vain— to re-frame the theory of quanta in terms of a consistent definition of physicalreality. Einstein wrote to Schrödinger after his publication of today’s famous ‘cat paper’:5 ou are the only contemporary physicist, besides Laue, who sees that one cannot get around the assumptionof reality, if only one is honest. Most of them simply do not see what sort of risky game they are playing withreality —reality as something independent of what is experimentally established. They somehow believe thatthe quantum theory provides a description of reality, and even a complete description; this interpretation is,however, refuted most elegantly by your system of radioactive atom + Geiger counter + amplifier + chargeof gun powder + cat in a box, in which the Ψ -function of the system contains both the cat alive and blownto bits. Nobody really doubts that the presence or absence of the cat is something independent of the act ofobservation.” [22, p. 39] Their realist offensive was immediately controlled by Niels Bohr himself, the commander of the anti-realist troops,who used all his rhetorical powers to dissolve their questioning. Bohr’s arguments were elusive and not veryconvincing. As a matter of fact, it took several decades for the same community of physicists who vigorouslyclaimed that Bohr had finally settled the matter to realize that there were two pages of his published paper in theincorrect order. As mentioned by David Albert [1]: “[T]he standard version of Bohr’s response to the EPR, the onethat was almost exclusively the template for every reprinting it, reprinting of it over a period of about 50 years,had two of the pages reversed.” In 1935, Bohr was crowned as the new champion and congratulated by a physicistcommunity already tired of Einstein’s “too philosophical” considerations. And then the war started...After the Second World War, the triumph of anti-realism was finally complete and the criticisms of two rebelswere eventually forgotten. The Bohrian-positivist unspoken alliance converged then into a new pragmatic trendof thought even more radical than its predecessors. Instrumentalism was presented by the the U.S. philosopherJohn Dewey as the natural extension of both pragmatism and empirical positivism. Pragmatism sustained thatthe value of an idea is determined by its usefulness, but instrumentalism —rejecting the need of any metaphysicalfundament— was ready to take a step further and claim that the question regarding the reference of theories wassimply meaningless.
Scientific theories do not make reference to an underlying reality.
Thus, there is nosense in which a theory could be said to be true or false (or better or worse) apart from the extent to which it isuseful as a “tool” in solving scientific problems. As described by Olival Freire Jr.: “In the US, which after the Second World War became the central stage of research in physics in the West, thediscussions about the interpretation of quantum mechanics had never been very popular. A common academicpolicy was to gather theoreticians and experimentalists to gather in order to favour experiments and concreteapplications, rather than abstract speculations. This practical attitude was further increased by the impressivedevelopment of physics between the 1930s and the 1950s, driven on the one hand by the need to apply the newquantum theory to a wide range of atomic and subatomic phenomena, and on the other hand by the pursuitof military goals. As pointed out by Kaiser, ‘the pedagogical requirements entailed by the sudden exponentialgrowth in graduate student numbers during the cold war reinforced a particular instrumentalist approach tophysics’.” [24, pp. 77-78] By the 1960s, the new orthodoxy was firmly in power and the reference to physis had been erased completelyfrom the understanding of theories. As famously described by Karl Popper [42]: “Today the view of physicalscience founded by Osiander, Cardinal Bellarmino, and Bishop Berkeley, has won the battle without another shotbeing fired. Without any further debate over the philosophical issue, without producing any new argument, the instrumentalist view (as I shall call it) has become an accepted dogma. It may well now be called the ‘official view’of physical theory since it is accepted by most of our leading theorists of physics (although neither by Einstein norby Schrödinger). And it has become part of the current teaching of physics.” Thus, while physical theories becameto be regarded as ‘tools’ used by agents in order to compute measurement outcomes, questions about physicalreality became enclosed as purely “philosophical debates”. The technical application of QM became the mainambition of instrumentalist physicists, and the bombs they created, their justification for the need of a completelynew pragmatic understanding of science. As Popper would remark: “Instead of results due to the principle ofcomplementarity other and more practical results of atomic theory were obtained, some of them with a big bang.No doubt physicists were perfectly right in interpreting these successful applications as corroborating their theories.But strangely enough they took them as confirming the instrumentalist creed.”Instrumentalism had conquered physics, but realists were very slowly beginning to regroup. During the mid-1960s the EPR paper was finally rediscovered. Two theorems, one by John Bell and another by Simon Kochenand Ernst Specker, were developed in order to address —once again— the mathematical representation of QMin relation to physical reality. In this context, philosophy of physics would become a shelter for many banishedphysicists who were not ready to give up on the notion of reality. In this new context realists would begin to discussin the corridors, when no one was listening, new and old narratives about the underlying message of the theory of6uanta. This is what —in more technical terms— became to be known as an “interpretation” of the theory. Asexplained by Meinard Kuhlmann and Wolfgang Pietsch: “[A] main task for philosophers of physics is the formulation and evaluation of suitable ontologies for specificphysical theories. Since —in contrast to general philosophy— these ontologies are always tailored towards agiven physical theory, they are often called interpretations. If ‘interpretation’ is understood in this specificway, it can be characterized more exactly as a mapping of certain elements of the given theory to entities (e.g.particles, properties, structures) in the world, to which the theory is supposed to refer.” [36, p. 210]
More and more realists were willing to openly discuss about the reality of quanta. But taking note of thesituation, anti-realist were also there to recall realists an essential lesson from the now orthodox anti-realistsunderstanding of physics. Theories make no reference to anything beyond observable phenomena. In order tocontrol the realist uprising, the interpretations of QM were immediately redirected towards the measurementproblem which —as we have seen— originated itself from anti-realist presuppositions and requirements. As CraigCallender [8, p. 385] explains, “[t]he metaphysics of quantum mechanics [...] hangs on both a particular solution tothe measurement problem and then the best interpretation of that solution.” In this way, the infamous (anti-realist)measurement problem remained at the center of the stage of all (realist) philosophical debates about QM. As TimMaudlin explains today: “The most pressing problem today is the same as ever it was: to clearly articulate the exactphysical content of all proposed ‘interpretations’ of the quantum formalism is commonly called the measurementproblem, although, as Philip Pearle has rightly noted, it is rather a ‘reality problem’.” One might wonder whyanti-realists had allowed some philosophers to address realist questions and metaphysical problems. But the truthis that even within instrumentalism the reference to a reality beyond observation was never completely abandoned.The reason is simple: without a representational language it becomes simply impossible to describe any experienceor measurement. As stressed by Deutsch [17]: “Scientific explanations are about reality, most of which does notconsist of anyone’s experiences.” Paleontology talks about dinosaurs, not about the observation of fossils; biologytalks about living creatures, not about moving spots in microscopes; and physics has always talked about interactingentities like particles (in classical mechanics) and waves (in electromagnetism), not about ‘clicks’ in detectors or‘spots’ in photographic plates. Without a representational account of a states of affairs it becomes impossible todo science. But 20th Century anti-realists had learned the lesson of Mach’s defeat in the hands of the atom. Thus,they had allowed some unwanted metaphysical references that went far beyond empirical observations. Atoms—which Mach had fought against just a few decades before— were accepted as part of a new discourse about QM.Elementary quantum particles, could be regarded as being responsible for our macroscopic immediate experienceabout chairs and tables, even though in the end they were “just a way of talking”. Of course, the addition ofinterpretations to the theory was considered by anti-realists as something completely different.Anti-realists allowed the debate about interpretations within philosophy of physics, but they did so not withoutdiminishing its role as a fictional drug consumed by realist philosophers in order to calm their metaphysicalanxieties. Metaphysical representational discourse was an unwanted guest that had to be tolerated. Postmodernshad learned that when controlled, a few metaphysical bed time stories made no harm to anyone. The miracle isthat, contrary to all expectations, the weakness created by this inconsistent double role of representational language—on the one hand as a metaphysical device considered as a fiction, and on the other, as making reference to our“common sense” or “manifest image” of the world— was turned by anti-realists into the major strength of theirsystem. Inconsistency was used as a rhetorical weapon in order to stop the realist attempt to produce a unified,consistent and coherent representation of QM. The following dialogue, which has repeated itself countless times inUniversities all around the world, between a young student eager to understand Nature and a Professor in chargeof an introductory course on QM shows how the trick works. With a dramatic emphasis the Professor begins hisspeech before teaching how to compute eigenvectors and eigenvalues . professor: Today we are beginning our course about QM. Our best physical theory ever!!QM talks about microscopic particles which are the constituting building-blocks of our macroscopic world.Most technological developments that have taken place in the 20th Century are related to the knowledgewe have acquired about quantum particles. student:
That is fascinating!So what are these quantum particles like? What are they? professor:
What do you mean? What are they...?Well, these particles are very, very small, so we cannot actually see them... we influence them everytime we measure them by using aparatuses... but, in fact, these quantum particles are also waves —depending, of course, on the measurement we choose to perform. And what’s really fascinating is thatthey don’t even exist if we do not observe them. tudent: Wait a moment... What do you mean? The particles are waves? They only exist when observed? professor:
I already told you that they are “quantum” particles!Of course QM does not talk about ‘particles’. How can you think something like that?This is all just a way of talking... student:
Sorry. But I’m not sure I understand... A “way of talking”? professor:
Well, the point is that nobody really understands what QM is taking about... But don’t worry.QM does predict the correct measurement outcomes with an incredible accuracy, so that’s it.And what are these questions suppose to mean anyhow?Why don’t you better... Shut up and calculate!
One might regard this dialogue as simply a bad or even inconsistent way of teaching physics. But maybethe major strength of postmodern anti-realism presents itself in the form of inconsistency, the fact it is able tosupport both anti-realist and realist claims simultaneously, depending on the context o inquiry. This pendularrhetorical game is very common between physicists who —like our Professor— always begin by arguing that QMprovides a (realist) reference to a microscopic realm constituted by elementary particles, but when asked aboutthis realm, immediately shift the reference to the (anti-realist) prediction of measurement outcomes and pragmaticaccomplishments. The measurement problem might be then regarded as a reflection of this same inconsistency: anattempt to provide a realist justification —namely, an ‘interpretation’— of an anti-realist rule —introduced to themathematical formalism in a completely ad hoc manner— which was meant to save not only single measurementoutcomes (or empirical phenomena) but also the anti-realist (mis)understanding of QM itself.
Since the Second World War, physicists around the world have been trained —for many decades now— in aninstrumentalist fashion, learning that the questions about reality (or physis ) are of a purely philosophical nature,not at all part of physics. However, already by the end of the 1950s several physicists —from previous generations—who were still concerned with the missing reference of QM to physical reality begun to develop the first set of realistinterpretations for the theory of quanta. An important group of them was going back to the almost forgottenAristotelian (hylemorphic) metaphysical scheme: Heisenberg’s and Simondon’s potentiality interpretation —lateron developed in logical terms by Josef-Maria Jauch and Constantin Piron—, Margenau’s latency and even Popper’spropensity narratives; all of them had the same goal, namely, try to make sense of quantum superpositions andBorn’s rule (see [15, 35]). David Bohm, going back to de Broglie’s ideas, would attempt to restore a classicalactualist metaphysical representation in which quantum particles would possess definite trajectories. Of course,none of these proposals had any influence within a physics community which had already agreed on what StandardQM meant and was only interested in the practical success of its possible applications. In 1964, using his weekends, John Bell —an Irish physicist working at the CERN— was going back to EPR’s questioning by re-considering themeaning of physical reality in terms of classical probability. A few years later, in 1967, Simon Kochen and ErnstSpecker, taking as a standpoint the quantum mathematical formalism itself, would discuss the consistent binaryvaluation of projection operators in different bases. All this was of course taking place during weekends, in themargins of the instrumentalist ruling. However, a point of inflection —in what was now considered the philosophicalresearch of QM— occurred when during the first years of the 1980s Alain Aspect’s experiments, taking Bell’sanalysis as a standpoint, showed the strength of quantum correlations in the form of quantum entanglement —thesame forgotten notion which Einstein and Schrödinger had discussed in 1935. It was these series of experimentswhich gave a powerful impulse to the still young field of philosophy of QM. Slowly, through their analysis of EPR,hidden variables, contextuality and non-locality —between many other subjects—, the new field of research wasbeginning to gain recognition. Suddenly, philosophical problems and questions which had been almost completelysilenced since Bohr’s triumph against Einstein were once again being discussed in the open. In this new context, an As described by Arthur Fine: “[The] instrumentalist moves, away from a realist construal of the emerging quantum theory, weregiven particular force by Bohr’s so-called ‘philosophy of complementarity’; and this nonrealist position was consolidated at the time ofthe famous Solvay conference, in October of 1927, and is firmly in place today. Such quantum nonrealism is part of what every graduatephysicist learns and practices. It is the conceptual backdrop to all the brilliant success in atomic, nuclear, and particle physics over thepast fifty years. Physicists have learned to think about their theory in a highly nonrealist way, and doing just that has brought aboutthe most marvelous predictive success in the history of science.” [13, p. 1195] As Bell [2] would ironically remark in the opening of his ‘underground colloquium’: “I am a Quantum Engineer, but on Sundays IHave Principles”. Diederik Aerts recalls that by the late 1970s physicists did not know about the notion of quantum entanglement. Private corre-spondence, July 2020. “[...] it was not until the 1980s that physicists, computer scientists, and cryptographers began to regard the non-local correlations of entangled quantum states as a new kind of non-classical resource that could be exploited,rather than an embarrassment to be explained away. [...] Most physicists attributed the puzzling features ofentangled quantum states to Einstein’s inappropriate ‘detached observer’ view of physical theory, and regardedBohr’s reply to the EPR argument (Bohr, 1935) as vindicating the Copenhagen interpretation. This wasunfortunate, because the study of entanglement was ignored for thirty years until John Bell’s reconsiderationof the EPR argument (Bell, 1964).” [6]
One decade later, during the 1990s, instrumentalist trained physicists were beginning to develop a new field ofresearch that would be known as
Foundations of Quantum Mechanics . Then, something extraordinary happened.Even philosophers of QM were allowed to present their findings in the meetings of physicists. Physicists seemedto need help from philosophers! Quite ironically, in the heart of anti-realist physics, the new technical researchof quantum information processing was stuck with the same (metaphysical) problems and questions that the tworealist rebels —Einstein and Schrödinger— had produced more than half a century before.In the year 2000, exactly one century after the birth of the quantum, Chris Fuchs and Asher Peres wrote apaper titled
Quantum Theory Needs No Interpretation , in which they provided a series of instrumentalist argumentsagainst the need of producing an interpretation for QM. As they explicitly argued [26, p. 70]: “[...] quantumtheory does not describe physical reality. What it does is provide an algorithm for computing probabilities for themacroscopic events (‘detector clicks’) that are the consequences of experimental interventions. This strict definitionof the scope of quantum theory is the only interpretation ever needed, whether by experimenters or theorists.” BothFuchs and Peres were right to point out that, as already acknowledged in both physics and philosophy of physics, anempirically adequate theory —such as QM— was all that was actually needed for the theoretical or experimentalphysicist. Interpretations cannot change what has been already observed. As recognized even by Dennis Dieks,a promotor of the —supposedly— realist modal interpretation: “an interpretation cannot change the empiricalcontent and predictive power of the theory that is involved”. In short, Fuchs and Peres are absolutely correct topoint out that the addition of interpretations is neither justified nor required. As Peres had already explained in9igure 1:
The image from Google Ngram Viewer shows the relevance of the terms ‘measurement problem’, ‘interpretationof quantum mechanics’, ‘Bell inequalities’ and ‘entanglement’ present in books between the years 1910 and 2000. the introduction of his famous book,
Quantum Theory: Concepts and Methods : “[S]ome physicists tend to attribute to the wave function Ψ the objective status that was lost by q and p .There is a temptation to believe that each particle (or system of particles) has a wave function, which is itsobjective property. [...] Unfortunately, there is no experimental evidence whatsoever to support this naivebelief. On the contrary, if this view is taken seriously, it leads to many bizarre consequences, called ‘quantumparadoxes’. These so-called paradoxes originate solely from an incorrect interpretation of quantum theory. Thelatter is thoroughly pragmatic and, when correctly used, never yields two contradictory answers to a well posedquestion. It is only the misuse of quantum concepts, guided by a pseudorealistic philosophy, which leads tothese paradoxical results.” [41, p. 4] The recommendation made by Arthur Fine [23, p. 149] seems then quite reasonable: “Try to take science on itsown terms, and try not to read things into science. If one adopts this attitude, then the global interpretations, the‘isms’ of scientific philosophies, appear as idle overlays to science: not necessary, not warranted and, in the end,probably not even intelligible.”Fuchs and Peres grounded their arguments against interpretations in today’s orthodox understanding of physicaltheories, conceived as mathematical formalisms adequately supplemented by rules which allow to predict empiricalobservations. This essential definition is accepted not only by anti-realist philosophers, but —more importantly—also by realist ones. Notwithstanding this fact, the most commonly widespread justification of the need of ‘in-terpretations’ is grounded on the realist claim that physical theories talk about reality . And —of course—it is interpretations themselves which are supposed to carry the realist content of theories. This is the reasonwhy interpretations —which supposedly explain what reality is like according to the theory— become essential forrealists. Interpretations are the carriers of all realists hopes to make contact with reality. The problem is that thisrealist idea —commonly stated not only by philosophers but also by physicists— cannot be consistently consideredin the context of the anti-realist present understanding of physics which states —as explicitly acknowledged byFuchs and Peres— that exactly the opposite is true, namely, that physical theories do not make referenceto reality.
According to the orthodox contemporary understanding, physical theories are only required —as vanFraassen puts it— to “save the observed phenomena”. Period. Realists are faced then with an unsolvable problem,to show how their interpretations have some kind of objective link to the theory they —supposedly— refer to.Without such a link, anti-realists are correct to point out that these stories seem nothing but a fictional gameoutside the empirical scientific enterprise.The realist philosopher is compelled to present an objective justification for the addition of her interpretations.But is this possible to do so in the context of the anti-realist understanding of theories? There are serious obstacleswhich show that this realist project is doomed to failure. The first problem is that according to the anti-realistaccount of theories, different families of mathematical models can explain the same table of (observed) data —apossibility most famously exemplified in the Standard Model of elementary particles. Thus, it is always possibleto create new theories from exactly the same set of observations. The existence of this possibility, to account for The ongoing debate regarding the understanding of theories is between different anti-realists viewpoints such as the syntactic , the semantic and the pragmatic approaches all of which take for granted the idea that observations are unproblematic (see [49]). theoretical underdetermination problem.If different mathematical schemes provide exactly the same predictions it becomes obviously impossible to choosebetween them on experimental grounds. In the context of the observation of quanta, Standard QM, Bohmianmechanics and GRW are good examples of this same problematic situation. All of these different mathematicalformalisms (or theories) attempt to describe exactly the same phenomena, so how could we choose between them?The problem gets more complicated since each and every mathematical formalism can be also subject to differ-ent interpretations or stories about the underlying reality of the theory. Philosophers can create many differentnarratives to account for the same theory. But how can anyone choose between them? Which takes us to theproblem of interpretational underdetermination . QM does not determine its interpretation. In fact, Standard QMcan be interpreted in terms of many worlds, many minds, consistent histories, conscious collapses, potentialities,propensities, latencies, and the list continues... Bohmian mechanics and GRW also have many different interpreta-tions in terms of propensities, flashes, quantum fields, etc. So how can a realist choose to believe in her preferredinterpretation? This process of fragmentation in our understanding of experience does not stop here. Even worse,each and every interpretation can be subject to an ontological scheme which should make clear what are the enti-ties to which the interpretation refers to. The same interpretation can be subject to different ontologies, differentaccounts of what these entities really are. There are many different ontological readings for each interpretation.Thus, we have reached what is called in the specialized literature ontological underdetermination . Finally, even ifwe could be able to justify our choice of a particular mathematical formalism, of a specific interpretation, and aparticular ontology, we would still have to face what Steven French has called metaphysical underdetermination [25]. That is, the problem of making explicit the metaphysical scheme of the chosen ontology. And once again,we are stuck with the same problem. There are no objective reasons why to choose one metaphysical proposalinstead of another. At best, we might evaluate all these choices —of formalisms, interpretations, ontologies andmetaphysics— only subjectively, in terms of aesthetic standards [3], voluntarism [11] or —simply put— in termsof “personal preferences” [39] (see for a detailed analysis of these problems [50]).
Theoretical (or Mathematical) Underdetermination:
There are many different mathematical modelscapable to account for the same table of observable data. So how can we choose between them?
Interpretational Underdetermination:
There are many different interpretations which can act as narrativesabout the underlying reality to a which a theory refers to. So how can we choose between these different madeup stories?
Ontological Underdetermination:
There are many different ontologies which explain, in different ways whatare the entities of an interpretation of a theory. So how can we choose between them?
Metaphysical Underdetermination:
There are many different metaphysics which can account for the on-tology of an interpretation of a theory. So how do we know what metaphysics is the true one?There is no single physicist nor philosopher who entering this labyrinth has been able to find a way out. Thereason might have been all the time just in front of our eyes: This anti-realist scheme was never designed forrealist purposes. Funny enough, it is the complete lack of anti-realist answers regarding the meaning of the theoryof quanta which is probably also responsible for the increase of the “realist narratives” during the last decades.As David Mermin [40, p. 8] remarks: “[Q]uantum theory is the most useful and powerful theory physicists haveever devised. Yet today, nearly 90 years after its formulation, disagreement about the meaning of the theory isstronger than ever. New interpretations appear every day. None ever disappear.” So almost one century after thefirst mathematical formulation of QM in 1925, the overpopulated number of interpretations in the literature hasconfigured what Adán Cabello has characterized as “A map of madness” [7]. From a philosophical perspective, onemight regard this situation as a very precarious one, where fragmentation seems to hunt understanding. On thecontrary, we tend to believe that this is the result of a very efficient anti-realist scheme designed to trap the realistin a labyrinth with no exit. The realist has been confined to perform a Promethean task: an endless meaningless At this point, we should remark that in the specialized literature there is even no consensus regarding the limits between ‘theory’and ‘interpretation’. The confusion between ‘theory’ and ‘interpretation’ in the specialized literature is explicit in QM where Bohmianmechanics and GRW are some times regarded as different ‘theories’, and sometimes conceived as different ‘interpretations’ of the samequantum theory. Also, interpretations are used by both realists and anti-realists to discuss theories. As remarked by Alejandro Cassiniin [10], the term ‘interpretation’ is not a well defined notion within philosophy of physics. Regarding the distinction between metaphysics and ontology we might refer to Thomas Hofweber [31, p. 13]: “In metaphysics wewant to find out what reality is like in a general way. One part of this will be to find out what the things or the stuff are that are partof reality. Another part of metaphysics will be to find out what these things, or this stuff, are like in general ways. Ontology, on thisquite standard approach to metaphysics, is the first part of this project, i.e. it is the part of metaphysics that tries to find out whatthings make up reality. [. . . ] Ontology is generally carried out by asking questions about what there is or what exists.”
TheGodfather : “Keep your friends close, but your enemies closer.” By providing realists something meaningless towork on, anti-realists have been finally able to control them... Maybe for the first time in the history of a war—between physicists and sophists— which begun more than two and a half millennia ago, anti-realists have beenable to capture realists within their rhetorical net. Anti-realists have created a maze in which realists are free towonder as fantastic preachers of made up stories that no one really cares about. But like in every conjuring trickthe illusion can only work if the realist believes everything she has been told —by the anti-realist— is actually true.In this respect, it might be sad to acknowledge that most contemporary realists might have become comfortablewith the role they’ve been given as naive or fanatic believers. Well, not everyone...
David Deutsch is maybe the only contemporary physicist who instead of accepting the anti-realist challenge totry to find an interpretation, has confronted the main premisses of anti-realism itself. There are three essentialpoints made by Deutsch in his criticism to the anti-realist understanding of physics. First, the idea that theoriesare not derived from observations. Second, that theories cannot be grounded on intersubjective authority, not evencoming from scientific communities. And third, that theories are not designed as predictive machineries but ratherto provide ‘good explanations’. Let us discuss these points in some detail.Attacking the main cornerstone from which the whole anti-realist architectonic has been constructed, Deutschargues against the idea that science is derived from observations. “The fact that the light was emitted very far away and long ago, and that much more was happening therethan just the emission of light —those are not things that we see. We know them only from theory. Scientifictheories are explanations: assertions about what is out there and how it behaves. Where do these theories comefrom? For most of the history of science, it was mistakenly believed that we ‘derive’ them from the evidence ofour senses —a philosophical doctrine known as empiricism.” [17, pp. 3-4] We certainly agree with the main point raised by Deutsch. However, it is also important —at least, for ourpurposes— to correct an essential aspect of it: the idea that knowledge is derived from the senses is not originalform English empiricism, it goes back to Greek sophistry. It is sophists, not empiricists, who first argued that theonly accessible knowledge that humans could gain came from their own sense-perception. The anti-realist conclusionwas that (human) knowledge is relative to (human) perception and thus, the idea of (external) reality is nothingbut a fiction, a chimera invented by physicists and philosophers. Sophists were the firsts to question —during theV Century B.C.— with very good and precise arguments, the foundation of physics itself —namely, physis (orreality). As we argued above, it took the strength of both Plato and Aristotle to control the sophist attack. Inorder to overcome the anti-realist uprising they were forced to develop the first systematic metaphysical schemesof thought; i.e., categorical architectonics of interrelated concepts. In fact, the reference to sophists was explicitlyembraced by logical (or empirical) positivists who wrote in their famous manifesto: “Everything is accessible toman; and man is the measure of all things. Here is an affinity with the Sophists, not with the Platonists; with theEpicureans, not with the Pythagoreans; with all those who stand for earthly being and the here and now.” But letus continue. According to Deutsch, observations are always theory-laden . “scientific theories are not ‘derived’ from anything. We do not read them in nature, nor does nature writethem into us. They are guesses —bold conjectures. Human minds create them by rearranging, combining,altering and adding to existing ideas with the intention of improving upon them. We do not begin with ‘whitepaper’ at birth, but with inborn expectations and intentions and an innate ability to improve upon them usingthought and experience. Experience is indeed essential to science, but its role is different from that supposedby empiricism. It is not the source from which theories are derived. Its main use is to choose between theoriesthat have already been guessed. That is what ‘learning from experience’ is.” [17, p. 4] As remarked by Deutsch in a talk given to Everett : “The term ‘interpretation’ has come to have connotations that misrepresentnot only quantum theory but science in general.” As Deutsch [17, p. 9-10] remarks: “empiricists came to believe that, in addition to rejecting ancient authority and tradition,scientists should suppress or ignore any new ideas they might have, except those that had been properly ‘derived’ from experience. AsArthur Conan Doyle’s fictional detective Sherlock Holmes put it in the short story ‘A Scandal in Bohemia’, ‘It is a capital mistake totheorize before one has data.’ But that was itself a capital mistake. We never know any data before interpreting it through theories.All observations are, as Popper put it, theory-laden,* and hence fallible, as all our theories are.” “Bad philosophy has always existed too. For instance, children have always been told, ‘Because I say so.’Although that is not always intended as a philosophical position, it is worth analysing it as one, for in foursimple words it contains remarkably many themes of false and bad philosophy. First, it is a perfect exampleof bad explanation: it could be used to ‘explain’ anything. Second, one way it achieves that status is byaddressing only the form of the question and not the substance: it is about who said something, not what theysaid. That is the opposite of truth-seeking. Third, it reinterprets a request for true explanation (why shouldsomething-or-other be as it is?) as a request for justification (what entitles you to assert that it is so?), which isthe justified-true-belief chimera. Fourth, it confuses the nonexistent authority for ideas with human authority(power) —a much-travelled path in bad political philosophy. And, fifth, it claims by this means to stand outsidethe jurisdiction of normal criticism.” [17, p. 311]
Finally, we reach the third point made by Deutsch. It is explanation , not interpretations, which —he argues—should be regarded as the kernel constituent of scientific theories. But instead of linking this aspect of theories tothe ancient Greek tradition, Deutsch prefers to relate it to 17th Century Enlightenment. “The quest for good explanations is, I believe, the basic regulating principle not only of science, but of theEnlightenment generally. It is the feature that distinguishes those approaches to knowledge from all others, andit implies all those other conditions for scientific progress I have discussed: It trivially implies that predictionalone is insufficient. Somewhat less trivially, it leads to the rejection of authority, because if we adopt a theoryon authority, that means that we would also have accepted a range of different theories on authority. Andhence it also implies the need for a tradition of criticism. It also implies a methodological rule —a criterionfor reality— namely that we should conclude that a particular thing is real if and only if it figures in our bestexplanation of something.” [17, p. 22-23]
By making explicit something difficult to deny —namely, that theories make reference to situations or states ofaffairs—, Deustch [17, p. 6] continues to undermine the anti-realist reference to subjective experience: “Scientificexplanations are about reality, most of which does not consist of anyone’s experiences. Astrophysics is not primarilyabout us (what we shall see if we look at the sky), but about what stars are: their composition and what makesthem shine, and how they formed, and the universal laws of physics under which that happened. Most of that hasnever been observed: no one has experienced a billion years, or a light year; no one could have been present at theBig Bang; no one will ever touch a law of physics —except in their minds, through theory. All our predictions ofhow things will look are deduced from such explanations of how things are.” The same can be said of Paleontology[18]: “We never speak of the existence of dinosaurs millions of years ago as an interpretation of our best theoryof fossils. We say, or, we claim that it is the explanation of fossils. And what’s more, that it is not primarilyabout fossils it is about dinosaurs.” Continuing his critical evaluation Deutsch creates a deeply interesting analogybetween the anti-realist understanding of theories and conjuring tricks. Using this analogy, he makes explicitlyclear the way in which anti-realists have been able to subvert the meaning and content of some of the most essentialnotions of the realist understanding of theories: “Some people may enjoy conjuring tricks without ever wanting to know how they work. Similarly, during thetwentieth century, most philosophers, and many scientists, took the view that science is incapable of discoveringanything about reality. Starting from empiricism, they drew the inevitable conclusion (which would never-theless have horrified the early empiricists) that science cannot validly do more than predict the outcomes ofobservations, and that it should never purport to describe the reality that brings those outcomes about. This s known as instrumentalism. It denies that what I have been calling ‘explanation’ can exist at all. It is stillvery influential. In some fields (such as statistical analysis) the very word ‘explanation’ has come to meanprediction, so that a mathematical formula is said to ‘explain’ a set of experimental data. By ‘reality’ is meantmerely the observed data that the formula is supposed to approximate. That leaves no term for assertionsabout reality itself, except perhaps ‘useful fiction’. Instrumentalism is one of many ways of denying realism,the commonsense, and true, doctrine that the physical world really exists, and is accessible to rational inquiry.Once one has denied this, the logical implication is that all claims about reality are equivalent to myths, noneof them being better than the others in any objective sense. That is relativism, the doctrine that statementsin a given field cannot be objectively true or false: at most they can be judged so relative to some cultural orother arbitrary standard. Instrumentalism, even aside from the philosophical enormity of reducing science to acollection of statements about human experiences, does not make sense in its own terms. For there is no suchthing as a purely predictive, explanationless theory. One cannot make even the simplest prediction withoutinvoking quite a sophisticated explanatory framework.” [17, p. 15] To sum up, let us conclude this section with a quite long but essential passage from Deutsch’s book,
TheBeginning of Infinity , where he explains with great clarity how we reached this untenable situation. “During the twentieth century, anti-realism became almost universal among philosophers, and common amongscientists. Some denied that the physical world exists at all, and most felt obliged to admit that, even if itdoes, science has no access to it. For example, in ‘Reflections on my Critics’ the philosopher Thomas Kuhnwrote:
There is [a step] which many philosophers of science wish to take and which I refuse. They wish, thatis, to compare [scientific] theories as representations of nature, as statements about ‘what is really out there’.
Positivism degenerated into logical positivism, which held that statements not verifiable by observation arenot only worthless but meaningless. This doctrine threatened to sweep away not only explanatory scientificknowledge but the whole of philosophy. In particular: logical positivism itself is a philosophical theory, andit cannot be verified by observation; hence it asserts its own meaninglessness (as well as that of all otherphilosophy). The logical positivists tried to rescue their theory from that implication (for instance by callingit ‘logical’, as distinct from philosophical), but in vain. Then Wittgenstein embraced the implication anddeclared all philosophy, including his own, to be meaningless. He advocated remaining silent about philosophicalproblems, and, although he never attempted to live up to that aspiration, he was hailed by many as one of thegreatest geniuses of the twentieth century.One might have thought that this would be the nadir of philosophical thinking but unfortunately there weregreater depths to plumb. During the second half of the twentieth century, mainstream philosophy lost contactwith, and interest in, trying to understand science as it was actually being done, or how it should be done.Following Wittgenstein, the predominant school of philosophy for a while was ‘linguistic philosophy’, whosedefining tenet was that what seem to be philosophical problems are actually just puzzles about how words areused in everyday life, and that philosophers can meaningfully study only that. Next, in a related trend thatoriginated in the European Enlightenment but spread all over the West, many philosophers moved away fromtrying to understand anything. They actively attacked the idea not only of explanation and reality, but oftruth, and of reason. Merely to criticize such attacks for being self-contradictory like logical positivism —whichthey were— is to give them far too much credence. For at least the logical positivists and Wittgenstein wereinterested in making a distinction between what does and does not make sense —albeit that they advocated ahopelessly wrong one.One currently influential philosophical movement goes under various names such as postmodernism, de-constructionism and structuralism, depending on historical details that are unimportant here. It claims thatbecause all ideas, including scientific theories, are conjectural and impossible to justify, they are essentiallyarbitrary: they are no more than stories, known in this context as ‘narratives’. Mixing extreme cultural rela-tivism with other forms of anti-realism, it regards objective truth and falsity, as well as reality and knowledgeof reality, as mere conventional forms of words that stand for an idea’s being endorsed by a designated group ofpeople such as an elite or consensus, or by a fashion or other arbitrary authority. And it regards science and theEnlightenment as no more than one such fashion, and the objective knowledge claimed by science as an arrogantcultural conceit. Perhaps inevitably, these charges are true of postmodernism itself: it is a narrative that resistsrational criticism or improvement, precisely because it rejects all criticism as mere narrative. Creating a suc-cessful postmodernist theory is indeed purely a matter of meeting the criteria of the postmodernist community—which have evolved to be complex, exclusive and authority-based. Nothing like that is true of rational ways ofthinking: creating a good explanation is hard not because of what anyone has decided, but because there is anobjective reality that does not meet anyone’s prior expectations, including those of authorities. The creators ofbad explanations such as myths are indeed just making things up. But the method of seeking good explanationscreates an engagement with reality, not only in science, but in good philosophy too —which is why it works,and why it is the antithesis of concocting stories to meet made-up criteria.Although there have been signs of improvement since the late twentieth century, one legacy of empiricism hat continues to cause confusion, and has opened the door to a great deal of bad philosophy, is the idea thatit is possible to split a scientific theory into its predictive rules of thumb on the one hand and its assertionsabout reality (sometimes known as its ‘interpretation’) on the other. This does not make sense, because —aswith conjuring tricks— without an explanation it is impossible to recognize the circumstances under which arule of thumb is supposed to apply. And it especially does not make sense in fundamental physics, because thepredicted outcome of an observation is itself an unobserved physical process.” [17, pp. 313-315] We certainly agree with the points made by Deutsch. However, we also believe that the term ‘explanation’requires a much deeper and careful characterization. One which should make clear the deep inter-relations between:theory, representation, thought-experience, observation, measurement and reality (see [16]). It is these relationswhich —going back to the ancient Greeks— we attempt to address in the final section of this work.
Science originated as a non-authoritarian discipline in which, maybe for the first time in the history of humanity,theoretical representation allowed to avoid super-natural pseudo-explanations in terms of the actions of almightyGods and other divinities. Good explanations, trying to escape mere subjective opinion ( doxa ), became the maingoal of the first philosophers: Anaxagoras, Tales, Democritus, Heraclitus and Parmenides —between many others—begun to provide different theories about physis (or reality) providing explanations of natural phenomena [12]. AsJean-Paul Vernant makes explicitly clear, the revolution that begun with the Milesians in Greece was one ofenormous proportions. One that determined the origin of science itself. “[Before the Milesians,] [e]ducation was based not on reading written texts but on listening to poetic songstransmitted from generation to generation. [...] These songs contained everything a Greek had to know aboutman and his past —the exploits of heroes long past; about the gods, their families, and their genealogies, aboutthe world, its form, and its origin. In this respect, the work of the Milesians is indeed a radical innovation.Neither singers nor poets nor storytellers, they express themselves in prose, in written texts whose aim is notto unravel a narrative thread in the long line of a tradition but to present an explanatory theory concerningcertain natural phenomena and the organization of the cosmos. In this shift from the oral to the written, fromthe poetic song to prose, from narration to explanation, the change of register corresponds to an entirely newtype of investigation —new both in terms of its object (nature, physis ) and in terms of the entirely positiveform of thought manifested in it.” [47, p. 402]
Scientific understanding was the first to confront the deep influence of powerful figures who claimed withindifferent societies to have access to what would happen in the future. Priests, mediums, preachers and gurusjustified their knowledge through the use of metaphors, studied ambiguity, and pseudo-explanations which, apartfrom themselves, no one else was expected to understand. On the very contrary, since its origin physics was alwaysrelated to the democratic production of consistent, coherent and unified schemes of thought capable to compriseexperience and phenomena in theories, producing in this way true understanding about physis (or reality). Everyoneshould be capable of understanding a scientific theory. As Pauli would explain to a very young Heisenberg: “knowledge cannot be gained by understanding an isolated phenomenon or a single group of phenomena, evenif one discovers some order in them. It comes from the recognition that a wealth of experiential facts areinterconnected and can therefore be reduced to a common principle. [...] ‘Understanding’ probably meansnothing more than having whatever ideas and concepts are needed to recognize that a great many differentphenomena are part of coherent whole. Our mind becomes less puzzled once we have recognized that a special,apparently confused situation is merely a special case of something wider, that as a result it can be formulatedmuch more simply. The reduction of a colorful variety of phenomena to a general and simple principle, or, as theGreeks would have put it, the reduction of the many to the one, is precisely what we mean by ‘understanding’.The ability to predict is often the consequence of understanding, of having the right concepts, but is not identicalwith ‘understanding’.” [29, p. 63]
Physics is all about consistent and coherent theoretical unity. Conceptual unity, namely, the consistent interrelationof a specific set of concepts makes possible the creation of notions (e.g., ‘particles’, ‘fields’, ‘waves’) which allows usto represent experience and phenomena beyond change and becoming. Mathematical unity allows us to computeexperience through a consistent and coherent rigorous language. Theoretical unity, as the consistent conjunction ofboth formal and conceptual representations, allows us to create systems capable to account for thought-experienceas well as hic et nunc observations in both a qualitative and a quantitative manner.15f course, as any program, the realist search for consistent and coherent theoretical unified schemes of thought,faces specific obstacles. There are two main problems which realists must confront with respect to coherency,consistency and unity. The first problem is the relation between physis and theories. What is the specific way inwhich theories relate to reality? Until the revolution that took place in the 16th and 17th centuries, both Plato andAristotle were central in the many debates that took place in both physics and metaphysics. This was at least untilNewtonian physics took its place as a theory capable to capture the true essence of the Universe in a spatio-temporalframe. Every question that man had investigated for centuries was now answered in a systematic manner in terms ofa representation which provided both qualitative and quantitive understanding of phenomena. In the 17th Century,physics seemed to have finally achieved its goal of representing reality. However, at this point, philosophy produceda counter-revolution in which the justification of true physical knowledge was severely questioned. After Humeand Kant, the widespread naive understanding of Newtonian mechanics as mirroring reality became completelyuntenable. Since then, the relation between theoretical representation and reality became one of the main sources ofcontroversy. The orthodox idea according to which theories should describe reality ( transcendent relation ) impliesan unspoken reference to a final representation —still waiting to be unveiled, the
Theory of Everything (T.O.E.).This, of course, places the realist in a very week position. Elsewhere, we have discussed a different possibilitygrounded on an immanent relation , much closer to the Greek immanent understanding of theories as inherentexpressions of reality [14]. From this realist perspective, a theory need not mirror reality. Representation does notbring anything into presence, it is always more than that which presents itself. Representation is not a mirror,it might be better thought as a conceptual net, a machine. Theoretical representations are designed to capturethrough their contact with the here and now, singular expressions of reality. Theories operate within reality, theyare created from within. What is real? The singular experience described by a theory which takes place throughmeasurement in the lab hic et nunc . Or in other words, the coherent and consistent theoretical representationof experience which takes place during actual measurements in the lab as described by the theory. Every timewe use a consistent closed theory in order to produce and understand a measurement outcome, we can say thatreality has been expressed in an adequate manner (see for a more detailed analysis [16, Sect. 5]). It is neither therepresentation nor the measurement outcome which is real, what is real is the is the singular expression of realitycaptured in between theory and actual experience through measurement. Each and every different theoretical netcaptures what it has been designed to apprehend. While classical mechanics cannot capture an expression of anelectromagnetic field, Maxwell’s theory will not be able to describe the bouncing of two particles. What is real?The coming together of theoretical representation and hic et nunc experience in a given actual situation. Thisunderstanding of the relation between theories and reality implies that theoretical representation is not necessarilyunique. There can exist many different representations, many different nets capable to capture different expressionsof reality. While, representation is not committed to description, realism is not committed to the search of a singlerepresentation of reality. The search for our understanding of reality can be regarded as an infinite creative processof theories which express reality in an adequate manner.The second problem is the specific relation between theory and experience —something that anti-realists havebeen completely unable to explain within their scheme. For realists, as Hume and Kant taught us, it is onlythe theory which decides what can be observed. Metaphysical concepts as conditions of possibility for theoreticalthinking play an essential role which cannot be reduced to a mere narrative. As remarked by Einstein: “From Hume Kant had learned that there are concepts (as, for example, that of causal connection), which play adominating role in our thinking, and which, nevertheless, can not be deduced by means of a logical process fromthe empirically given (a fact which several empiricists recognize, it is true, but seem always again to forget).What justifies the use of such concepts? Suppose he had replied in this sense: Thinking is necessary in orderto understand the empirically given, and concepts and ‘categories’ are necessary as indispensable elements ofthinking. ” [20, p. 678] (emphasis in the original)
Only the theory, and in particular the concepts it uses, can explain what has been observed. As Heisenberg madethe point [30, p. 264]: “The history of physics is not only a sequence of experimental discoveries and observations,followed by their mathematical description; it is also a history of concepts. For an understanding of the phenomenathe first condition is the introduction of adequate concepts. Only with the help of correct concepts can we reallyknow what has been observed.” What is observed depends on the concepts used by each different theory. Sinceevery theory talks in terms of different concepts and formalisms, there is in principle no limit, no bridge to befound between them. The concepts applied by each theory imply not “just a way of talking” but a way of thinking .Each and every physical theory must be a closed formal-conceptual unified scheme of thought capable to express a This idea has been strongly supported by empirical scientists like Stephen Hawking, Steven Weinberg, Gerard t’Hooft and MichioKaku, between many others. operational-invariance allows us to grasp in a mathematical formalism what can be consideredto be the same , independently of a reference frame; objectivity allows us to do something analogous in conceptualterms, creating conceptual moments of unity (e.g., particles, waves, fields, etc.) which are independent of subjectiveobservations. In order to catch reality there can be no holes in the net. Both conceptual and mathematical schemesmust weave their notions in a coherent and consistent manner, something which also applies for their inter-relation.A theory must act as a formal-conceptual-operational consistent, coherent and unified whole. As remarked byHeisenberg [5, p. 95]: “One finds [in closed theories] structures so linked and entangled with each other that it isreally impossible to make further changes at any point without calling all the connections into question [...] We arereminded here of the artistic ribbon decorations of an Arab mosque, in which so many symmetries are realized allat once that it would be impossible to alter a single leaf without crucially disturbing the connection of the whole.”As a consequence of this unity between concepts and mathematical formalisms, one should be able to go from theconcepts to the mathematics —like it was the case in classical mechanics— and vice-versa, from the mathematicsto the concepts —as it seems to be required in the case of QM. This essential requirement of theoretical unity,not only avoids —right from the start— the possibility to introduce a measurement postulate —grounded on anaive empirical prejudice about single measurement outcomes—, it also erases many interpretations which addconcepts to the theory which have no contact to the mathematical formalism whatsoever —most of them groundedon metaphysical prejudices. To conclude, given these general lines of what realism actually means, the following question rises: Whatis the problem of QM from a realist perspective of analysis? The answer can be found when going back tothe original meaning of physics. Physics provides its own guiding lines, its own methodology grounded on theattempt to produce a consistent and coherent theoretical formal-conceptual unified scheme in which all pieces ofthe puzzle fit together in such a manner that no piece can be extracted without destroying the whole system. Thisis something very difficult to achieve and has been developed in very specific occasions through the hard workof many different communities. The consistency must not only interrelate mathematics and concepts, it must bealso able to connect thought and actual experience. According to this analysis, the problem of QM is to find aunified conceptual scheme which makes contact with the mathematical formalism in a manner in which we are ableto produce an invariant-objective representation of a state of affairs. What we need is an operational-invariantmathematical formalism capable to account in a quantitative manner for experimental tests and an objective(subject-independent) conceptual representation which is capable to make a qualitative sense of experience in acoherent and consistent manner. Is this realist representation possible in the context of QM? We believe it is, foras we have learned from the history of scientific developments “a new explanation is inherently an act of creativity”[17, p. 7].
Acknowledgements
I want to thank Raimundo Fernández Mouján, Matías Graffigna, Juan Vila and Raoni Wohnrath Arroyo for manydiscussions on related subjects. This work was partially supported by the following grants: FWO project G.0405.08and FWO-research community W0.030.06. CONICET RES. 4541-12 (2013-2014).
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