The Demographics of Wide-Separation Planets
TThe Demographics of Wide-Separation Planets
B. Scott Gaudi
Abstract
I begin this review by first defining what is meant by exoplanet demographics, andthen motivating why we would like as broad a picture of exoplanet demographicsas possible. I then outline the methodology and pitfalls to measuring exoplanetdemographics in practice. I next review the methods of detecting exoplanets, focusingon the ability of these methods to detect wide separation planets. For the purposesof this review, I define wide separation as separations beyond the “snow line” of theprotoplanetary disk, which is at (cid:39)
Review chapter to appear in Lecture Notes of the 3rd Advanced School on Exo-planetary Science (Editors L. Mancini, K. Biazzo, V. Bozza, A. Sozzetti)
The demographics of exoplanets can be defined as the distribution of exoplanetsas a function of a set of physical properties of the planets, their host stars, orthe environment of the planetary systems. It can be distinguished from exoplanetcharacterization by the depth of information that is measured about the exoplanet.Demographic surveys generally only focus on the most basic properties of the plan-ets, host stars, or their environment. These properties are generally measured directlyas parameters intrinsic to the detection technique being used, or are inferred fromthese parameters, sometimes requiring auxiliary information. In contrast, charac-terizing exoplanets generally requires more sophisticated techniques to determinethe detailed properties of the exoplanets. Of course, the distinction between exo-planet demographics and characterization is somewhat arbitrary, but nevertheless itprovides a useful framework for outlining the basic goals of studies of exoplanets.
Department of Astronomy, The Ohio State University, Columbus, Ohio, USAJet Propulsion Laboratory, California Institute of Technology, Pasadena, CA, USAe-mail: [email protected] a r X i v : . [ a s t r o - ph . E P ] F e b B. Scott Gaudi
The primary motivation for measuring exoplanet demographics is to test planetformation theories. A complete, ab initio theory of planet formation must be able todescribe the physical processes by which micron-sized dust grains grow by ∼ − ∼ −
41 orders of magnitude in mass to their finalraddi and masses between the radius and mass of the Earth and the radius andmass of Jupiter. As is described in detail in the review chapter in this collection bySean Raymond and Alessando Morbidelli and references therein, as protoplanetsgrow by these many orders of magnitude in size and mass, the physical mechanismsthat govern their growth and migration vary significantly. In principle, the signatureof many of these physical mechanisms should be imprinted in the distribution ofproperties of mature planetary systems, including the properties of the planets, thenature and diversity of system architectures, and their dependencies on the hoststar properties and environment. Thus, a robust and unbiased measurement of thedemographics of exoplanets over a broad range of planet and host star propertiesprovides one of the most fundamental empirical tests of planet formation theories.This review discusses methods for characterizing the population of wide-separation planets, and constraints on the demographics of such planets from var-ious surveys using these methods. For the purposes of this review, I will definewide-separation as semimajor axes and periods greater than the "snow line" in theprotoplanetary disk 𝑎 sl (cid:39) (cid:18) 𝑀 ∗ 𝑀 (cid:12) (cid:19) ∼ , 𝑃 sl (cid:39) (cid:18) 𝑀 ∗ 𝑀 (cid:12) (cid:19) ∼ / , (1)where 𝑀 ∗ is the mass of the host star. Equations 1 are motivated by the estimateddistance of the snow line in the solar protoplanetary disk (e.g., [109]), and the scalingof the snow line with host star mass estimated by [80], although I note that this scalingis uncertain, and the location of the snow line itself is a function of the age of theprotoplanetary disk. This definition is useful to the extent that planet formation likelyproceeds differently beyond the snow line due to the larger surface density of solidmaterial, but I note that this is also uncertain. For a more comprehensive discussionof the snowline in protoplanetary disks, its time evolution, and its possible effecton planet formation, see the discussion in the review chapter in this collection bySean Raymond and Alessandro Morbidelli. Despite these uncertainties, I will adoptEquations 1 as approximate boundaries between close and wide separation planets.As discussed in Section 4, the practical boundary between close- and wide-separationplanets depends on the detection method and specifics of the survey, as well as onthe planet mass and radius. Thus this boundary should be not applied too rigidly.There is a large body of literature on topics related to exoplanet demographics,which cannot be comprehensively covered in this relatively short review chapter.For a more comprehensive (if somewhat outdated) introduction to exoplanet demo-graphics, I refer the reader to [164].The plan for this chapter is as follows. Section 2 summarizes the mathematicalformalism for constraining exoplanet demographics. Section 3 discusses a few of thepossible pitfalls when constraining exoplanet demographics in practice. Section 4 he Demographics of Wide-Separation Planets 3 briefly summarizes the primary methods of detecting planets, focusing on the scalingof the sensitivity of each method with the planet and host star properties. Section5 highlights some of the main results from surveys for wide-separation planets,including results from radial velocity (Sec. 5.1), transit (Sec. 5.2), direct imaging(Sec. 5.3), and microlensing (Sec. 5.4) surveys. Section 5.5 reviews the relativelyfew attempts to synthesize results from multiple methods, and Section 6 discussesa few notable comparisons between the predictions of the demographics of planetsfrom ab initio planet formation theories and results from exoplanet surveys. Section7 discusses future prospects for determining wide-orbit exoplanet demographics.Finally, I briefly conclude in Section 8. Although this review focuses on methods for measuring the demographics of wide-separation planets, and highlights some observational results to this end, it is worth-while to present the general mathematical formalism for measuring the demographicsof planets (of all separations). Following [29], in very general terms, I can mathe-matically define the goal of demographic surveys of exoplanets to be a measurementof the distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 , where 𝜶 is a vector containing the set of 𝑛 physical parameters upon which the planet frequency intrinsically depends. Thesecan include (but are not limited to): parameters of the planets (mass 𝑀 𝑝 , radius 𝑅 𝑝 ),their orbits (period 𝑃 , semimajor axis 𝑎 , eccentricity 𝑒 ), properties of the host stars(mass 𝑀 ∗ , radius 𝑅 ∗ , luminosity 𝐿 ∗ , effective temperature 𝑇 eff , metallicity [Fe/H],multiplicity), and many others. The total number of planets 𝑁 pl in the domain coveredby 𝜶 is 𝑁 pl = ∫ 𝛼 𝑑𝛼 ∫ 𝛼 𝑑𝛼 · · · ∫ 𝛼 𝑛 𝑑𝛼 𝑛 𝑑 𝑛 𝑁 pl 𝑑 𝜶 (2)Therefore, in principle, one could simply count the number of planets as a functionof the parameters 𝜶 and then differentiate with respect to those parameters to derive 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 . This is essentially equivalent to binning in the parameters and countingthe number of planets per bin. This distribution function represents the most fun-damental quantity that describes the demographics of a population of planets. Withsuch a distribution function in hand, one can then compare to the predictions for thisdistribution that are the outputs of ab initio planet formation theories (e.g., [74, 111])and determine how well they match the observations. Furthermore, one can then varythe input physics in these models, or parameters of semi-analytic parameterizationsof the physics, to provide the best match to the observed distribution of physical pa-rameters. Thus these models can be refined, improving our understanding of planetformation and migration.Unfortunately, it is generally not possible to measure 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 directly, for sev-eral reasons. First, all surveys are limited in the range of parameters to which they aresensitive. Some of these are intrinsic to the detection method itself, while others aredue to the survey design. Second, all surveys suffer from inefficiencies and detection B. Scott Gaudi biases. Thus the measured distribution of planet properties is not equal to the truedistribution. The effects of these first two issues can be accounted for by carefullydetermining the survey completeness. Finally, each exoplanet detection method issensitive to a different set of parameters of the planetary system. Some of theseparameters belong to the set of the physical parameters of interest 𝜶 , others are afunction of these parameters, others are parameters that are not directly constrainedby the data under consideration and must be accounted for using external infor-mation or derived from external measurements, and others are essentially nuisanceparameters that must be marginalized over.As a concrete example, consider radial velocity (RV) surveys for exoplanets.The RV of a star arising from the reflex motion due to a planetary companioncan be described by 6 parameters: the RV semi-amplitude 𝐾 , the orbital period 𝑃 ,eccentricity 𝑒 , argument of periastron 𝜔 , and time of periastron 𝑇 𝑝 (or the time ofsome fiducial point in the orbit for circular orbits, such as the time of periastron),and the barycentric velocity 𝛾 . Of these parameters, generally only 𝑃 and 𝑒 arefundamental physical parameters that (potentially) contain information about theformation and evolution of the system. The parameter 𝜔 is a geometrical parameterthat describes the orientation of the orbit with respect to the plane of the sky fromthe perspective of the observer , and 𝑇 𝑃 is an (essentially) arbitrary conventionaldefinition for the zero point of the radial velocity time series. The parameter 𝛾 doesnot contain any information about the planet or its orbit, although (if absolutelycalibrated) does contain information about the Galactic orbit of the system and thusthe Galactic stellar population to which the host star belongs. Finally, 𝐾 depends on 𝑃 , 𝑒 , the mass of the planet 𝑀 𝑝 , the mass of the host star 𝑀 ∗ , and the inclination 𝑖 of the orbital plane with respect the plane of the sky, with 𝑖 = ◦ is edge-on). The inclination is another geometrical parameter, and thus is not of intrinsicinterest. However, 𝑀 𝑝 and 𝑀 ∗ are fundamental physical parameters of interest.The latter cannot be estimated from RV measurements of the star alone, and thusmust be determined from external information. With an estimate of 𝑀 ∗ in hand,the remaining physical quantity of interest, 𝑀 𝑝 , still cannot be determined directly,since the inclination 𝑖 is not constrained by RV measurements. Assuming 𝑀 𝑝 (cid:28) 𝑀 ∗ ,one can then infer the minimum mass of the companion 𝑀 𝑝 sin 𝑖 . In order to infer 𝑀 𝑝 , one must use the known a priori distribution of 𝑖 (namely that cos 𝑖 is uniformlydistributed), and an assumed prior on the distribution of true planet masses 𝑑𝑁 / 𝑑𝑀 𝑝 ,to infer the posterior distribution of 𝑀 𝑝 for any given detection . However, 𝑑𝑁 / 𝑑𝑀 𝑝 is typically a distribution one would like to infer, and thus one must deconvolve I note that in systems with multiple planets, any apsidal alignment can be inferred by the individualvalues of 𝜔 . The existance of an apsidal alignment (or alignments) can provide constraints on theformation and/or evoluation of that system. See, e.g., [28]. I note that the posterior distribution of 𝑀 𝑝 given a measurement 𝑀 𝑝 sin 𝑖 is often estimated bysimply assuming that cos 𝑖 is uniformly distributed. This leads to the familiar result that the medianof the true mass is only ( sin [ acos ( . ) ]) − (cid:39) .
15 larger than the minimum mass. Unfortunately,this is only correct if the distribution of true planet masses is such that 𝑑𝑁 / 𝑑 log 𝑀 𝑝 is a constant[68, 144]. For other distributions, the true mass can be larger or smaller than this naive estimate.he Demographics of Wide-Separation Planets 5 a distribution of minimum masses of a sample of detections to infer the posteriordistribution 𝑑𝑁 / 𝑑𝑀 𝑝 (see, e.g., [171]).In order to deal with the difficulties in inferring the true distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 of some set of physical parameters 𝜶 , one must account for not only thesurvey completeness, but also for the fact that the detection method (or methods)being used to survey for planets are generally not directly sensitive to (all of the)parameters of interest 𝜶 . To deal with the latter point, several approaches can betaken. First, one can attempt to transform the observable parameters into the physicalparameters of interest. This often requires introducing external information (such asthe properties of the star), or adopting priors for, and then marginalizing over,parameters that are not directly constrained. Alternatively, one can simply chooseto constrain the distribution functions of the observable parameters that are mostclosely related to the physical parameters of interest. It is also possible to adopt bothapproaches.An important point is that the completeness of each individual target is obviouslya function of the observable parameters, not the transformed physical parameters.Therefore the completeness of each target must first be determined in terms of theobservable parameters, and then transformed to the physical (or more physical)parameters of interest (if desired).In order to determine the completeness of a given survey of a set of targets 𝑁 tar ,one must first specify the criteria adopted to define a detection. An essential (butoften overlooked) point is that the criteria used to determine the completeness ofthe entire sample of 𝑁 tar targets must strictly be the same criteria used to detect theplanets in the survey data to begin with. Failure to adhere to this requirement canlead to (and indeed, has led to) erroneous inferences about the distribution of planetproperties. This is particularly important in regions of parameter space where thenumber of detected planets is a strong function of the specific detection criteria.Typically one computes the completeness or efficiency (hereafter referred to ef-ficiency for definiteness) of a given target as a function of the primary observableswhose distributions affect the detectability of the planets. I define this set of observ-ables as 𝜷 . I note that this set can be subdivided into two subsets. I define 𝜷 I to be thesubset of the 𝜷 observable parameters of interest whose distributions one would liketo constrain (or observables which will subsequently be transformed to other, morephysical parameters, whose distributions are to be constrained), and 𝜷 N to be theremainder of the set of observable ‘nuisance’ parameters (e.g., the parameters thataffect the detectability but are either considered nuisance parameters or parameterswhose distributions are not specifically of interest). The efficiency of a given target 𝑗 is given by 𝜖 𝑗 ( 𝜷 I ) = ∫ 𝛽 N 𝑑𝛽 N , ∫ 𝛽 N 𝑑𝛽 N , · · · ∫ 𝛽 N ,𝑛 𝑑𝛽 N ,𝑛 𝑑 𝑛 𝑁 pl 𝑑 𝜷 N D ( 𝜷 N ) . (3)Here 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 N is the assumed prior distribution of the observable ’nuisance’parameters 𝜷 N , and D ( 𝑥 ) is the set of detection criteria used to select planetcandidates. It is worth noting that the prior distribution for the nuisance parame- B. Scott Gaudi ters 𝜷 N is generally trivial, and does not contain any valuable physical informa-tion. In the simplest case of a 𝜒 threshold as the only detection criterion, then D = H [ Δ 𝜒 ( 𝜷 N ) − Δ 𝜒 ] , where H ( 𝑥 ) is the Heaviside step function and Δ 𝜒 isthe difference between the 𝜒 of a fit to the data with a planet and the null hypothesisof no planet, and Δ 𝜒 is the minimum criterion for detection. In reality, mostsurveys employ several detection criteria. The most robust method of determiningthe efficiency 𝜖 𝑗 for each target is to inject planet signals into the data according tothe distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 , and then attempt to recover these signals usingthe same set of detection criteria D (e.g., the same pipeline) used to construct theoriginal sample of detected planets.In order to determine the overall survey efficiency Φ ( 𝜷 I ) , one must compute theefficiency for every target, whether or not the target contains a signal that passes theset of detection criteria D . The total survey efficiency is then Φ ( 𝜷 I ) = 𝑁 tar ∑︁ 𝑗 = 𝜖 𝑗 ( 𝜷 I ) . (4)Given the total survey efficiency Φ , it is possible to marginalize over the parameters 𝜷 I to estimate the total number of expected planet detections 𝑁 pl , exp in the survey,given a prior assumption for the distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I : 𝑁 pl , exp = ∫ 𝛽 I , 𝑑𝛽 I , ∫ 𝛽 I , 𝑑𝛽 I , · · · ∫ 𝛽 I ,𝑛 𝑑𝛽 I ,𝑛 𝑑 𝑛 𝑁 pl 𝑑 𝜷 I Φ ( 𝜷 I ) . (5)Of course, it is precisely the distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I that we wish to infer.Thus, in the usual Bayesian formalism, we must adopt a prior distribution of theparameters of interest, and we then determine if this prior distribution is consistent(in the likelihood sense) with the posterior distribution of these parameters. If not,then we adjust the prior distribution and repeat. This is they way one ‘learns’ in theBayesian formalism.It is also possible to convert the individual target efficiencies 𝜖 𝑗 ( 𝜷 I ) as a functionof the observable parameters of interest 𝜷 I to efficiencies as a function of physicalparameters (or more physical parameters) 𝜶 by simply transforming from 𝜷 I to 𝜶 .In this case, one would replace 𝜷 I → 𝜶 in Equation 5 after transforming to 𝜶 . Ingeneral, such transformations can be relatively straightforward or fairly complicated,depending on the details of what is known about the properties of the target sample,and the variables that are being transformed. It is also important to note that suchtransformations can introduce additional sources of uncertainty; for example if onewants to convert from planet/host star mass ratio to planet mass, one must explicitlyaccount for the uncertainty in the host star mass. Finally, it is important to includethe Jacobian of the transformation of adopted prior distribution of the observables 𝑑 𝑛 𝑁 pl / 𝑑 𝑛 𝜷 I to the prior distribution of the physical parameters 𝑑 𝑛 𝑁 pl / 𝑑 𝑛 𝜶 , as agiven prior distribution on an observable parameter 𝛽 I ,𝑖 does not guarantee thedesired prior distribution on the physical parameters 𝜶 . he Demographics of Wide-Separation Planets 7 With the individual values of 𝜖 𝑗 and total survey Φ efficiencies in hand, thereare two basic approaches that are typically taken to infer the posterior distribution 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I (or the distribution of transformed variables 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 ). Binning:
The simplest and most obvious method of inferring the distribution functionis simply to define bins in the parameters of interest 𝜷 I (or 𝜶 ). For definiteness,I assume one is working in the space of the observable parameters of interest 𝜷 I .One then counts the number of detected planets in each bin 𝑘 of 𝜷 I , 𝑁 det ,𝑘 , andthen divides by the number of planets expected to be detected in each bin usingEquations 4 and 5, where, in this case, the summation and integrals are over the spanof each bin. The estimated frequency of planets (more specifically, the number ofplanets per star) in each bin 𝑘 is then 𝑑 𝑛 𝑁 pl 𝑑 𝜷 I (cid:12)(cid:12)(cid:12)(cid:12) post ,𝑘 ≡ 𝑁 det ,𝑘 𝑁 pl , exp ,𝑘 , (6)where the symbol (cid:12)(cid:12) post ,𝑘 serves to indicate that the value of 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I inferred fromEquation 6 is the posterior distribution inferred for bin 𝑘 . This gives the frequencyof planets in that bin, weighted by the assumed prior distribution function of thebin parameters. In this case, the uncertainty in the inferred planet frequency of eachbin is given by Poisson statistics based on the number of detections in each bin,weighted by the prior distribution. Although binning is generally not recommended(for reasons discussed in Section 3), it can provide a useful method to visualize theresults of the survey. I note that, despite some claims to the contrary, binning isneither a ‘non-parametric’ nor a ‘prior-free’ method of inferring the distribution ofplanet properties. In reality, all inferences about the distribution of planet propertiesfrom survey data are parametric and assume priors (whether those parameters orpriors are explicitly stated or not). This is clear from the discussion above, as thevalue of 𝑁 pl , exp ,𝑘 is evaluated using Equation 5, which itself depends on the assumed prior distribution of 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I .Although this method is conceptually quite straightforward, it is worthwhile topoint out that a somewhat different approach has been taken to implement thismethod in practice, particularly for early results gleaned from the Kepler data. Thisapproach, dubbed the inverse detection efficiency method (IDEM) by [43], requiresonly evaluating the planet detection sensitivity for those stars around which planetshave been discovered. Specifically, the planet frequency (again, more specifically thenumber of planets per star) in a given bin 𝑘 is given by 𝑑 𝑛 𝑁 pl 𝑑 𝜷 I (cid:12)(cid:12)(cid:12)(cid:12) post ,𝑘 ≡ 𝑁 tar 𝑁 det ,𝑘 ∑︁ 𝑗 = 𝜖 𝑗 . (7)I again note that, while it may appear that this method is ‘non-parameteric’ or‘prior-free’, this is not the case, as one must define the boundaries of each bin.As discussed in detail in [43] and [72], this approach is not optimal, and specif-ically is likely to yield biased inferences for 𝑁 pl , exp . This issue is particularly acute B. Scott Gaudi for transit surveys, for which a small number of detections must be multiplied bylarge correction factors to estimate the intrinsic frequency of planets. The fact thatthis approach is not optimal stems from several reasons, the most important beingthat the stars with the largest intrinsic sensitivity are those for which it is most likelythat planets will be detected. I note that several analyses of ground-based transitsurveys published prior to any results from Kepler (e.g., [107, 20, 64]) utilized the(more optimal) first method described above (i.e., the method where one estimatesand utilizes the sensitivity of all the target stars), rather than the IDEM method.
Maximum Likelihood:
A second method to estimate the distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I (or the distribution of transformed variables 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 ) is to use themaximum likelihood method. The mathematics of this method can be derived bystarting with the method of binning described above, and then decreasing the binsize such that there is only one detection in each bin (see, e.g., Appendix A of [35]or Section 3.1 of [169]). Here one seeks to constrain the parameters of a distributionfunction 𝐹 , such that 𝑑 𝑛 𝑁 pl 𝑑 𝜷 I = 𝐹 ( 𝜷 I ; 𝚯 ) , (8)where 𝚯 are the variables that parameterize the distribution function 𝐹 . A commonform for 𝐹 when two variables are being considered is a double power-law. Inthis case, the vector 𝚯 would consist of three parameters: a normalization, andone exponent for each of the two parameters. Note this form implicitly assumes arange for each of the two parameters, the minimum and maximum of which canbe considered as additional, hidden parameters, the choice of which can affect themaximum likelihood inferences for the other, explicit parameters.Given this parameterized form for the distribution function 𝑑 𝑛 𝑁 pl / 𝑑 𝜷 I , thenone can determine the likelihood of the observations given the parameters 𝚯 of thedistribution function 𝐹 (see the references below): L ( 𝚯 ) = exp − 𝑁 pl , exp Π 𝑁 det 𝑗 = 𝐹 ( 𝜷 I , 𝑗 ; 𝚯 ) Φ ( 𝜷 I , 𝑗 ) , (9)where 𝑁 det is the number of planets detected in the survey (more specifically, thenumber of detections that pass all of the detection criteria D ). Equation 9 can thenbe used to estimate the likelihood that the function 𝐹 ( 𝜷 I ; 𝚯 ) with a given set ofparameters 𝚯 describe the data. Using the usual methods of exploring likelihoodspace (e.g., Markov Chain Monte Carlo), one can determine both the maximumlikelihood, as well the confidence intervals of the parameters. These methods aregenerally well known and have been explored in many publications, and so I will notreiterate them here.I note that the above mathematical description of the methodology to estimatethe distribution of exoplanet properties (e.g., to determine the "demographics ofexoplanets") was exceptionally abstract. This approach was taken intentionally inorder to make the discussion as general as possible. Nevertheless, it may be difficultto apply this formalism to specific exoplanet surveys. I therefore invite the reader to Again, one might instead wish to instead transform 𝜷 I → 𝜶 and then constrain 𝑑 𝑛 𝑁 pl / 𝑑 𝜶 . Forbrevity, I will no longer specifically call out this alternate method.he Demographics of Wide-Separation Planets 9 consult the following publications that apply the formalism discussed above (includ-ing both binning and maximum likelihood) to specific exoplanet detection methodsand surveys. For readers interested in radial velocity surveys, I suggest startingwith [152, 35, 70], for those interested in transit surveys, I suggest starting with[20, 169, 38, 39, 69, 19], for those interested in microlensing surveys, I suggest start-ing with [50, 55, 151], and for those interested in direct imaging surveys, I suggeststarting with [15, 120].Finally, I note that much more sophisticated statistical methodologies for deter-mining exoplanet demographics have been developed (e.g., hierarchical Bayesianmodeling, approximate Bayesian computation), particularly in application to Kepler (see, e.g., [43, 72, 71]).
In this section, I outline a few of the difficulties in measuring exoplanet demograph-ics in practice. Many of these should be fairly obvious given the discussion in theprevious section, but some are much more subtle. I do not claim this to be a com-prehensive list of where one might go wrong, but merely a partial list of commonpitfalls that one should avoid. • Adopting different detection criteria to estimate the survey efficiency thanwere used to identify the planet candidates.
This is likely one of the most preva-lent source of systematic error when determining exoplanet demographics. Anexcellent example is the
Kepler survey [13]. The earliest estimates for the intrinsicdistribution function of planet parameters assumed simple, ad hoc assumptionsfor the detection criteria. This approach was required due to the fact that the al-gorithms used by the
Kepler team to detect the announced planet candidates werenot initially publicly available. As a result, the adopted detection criteria wereoften significantly different than the true detection criteria, leading to inferencesabout the planet distribution that were sometimes egregiously incorrect. This is-sue is particularly important near the "edges" of the survey sensitivity, where thenumber of detected planets can be a strong function of the detection criteria (e.g.,the signal-to-noise ratio). Later analyses circumvented this issue by developingindependent pipelines to identify planet candidates. These same pipelines werethen used to determine the detection efficiency by injecting transit signals intothe data and recovering them using the same pipeline (e.g., [39, 126]). Inferencesabout the exoplanet distribution made in this way are generally much more robust. • Use of ‘by-eye’ candidate selection.
Quite often, candidates from exoplanetssurveys are subjected to human vetting. While this can be an excellent method ofeliminating false positives, it is obviously difficult to reproduce in an automatedway. While it is possible to inject a large number of signals into the data setsand then have the ‘artificial’ candidates vetted by humans (e.g., [56]), this is bothlabor intensive and can impose biases (e.g., if the humans doing the vetting knowthat they are searching for injected signals). It is possible to remove the step of human vetting, as has been done using, e.g., the Robovetter tool developed by the
Kepler team [155]. • Ignoring reliability.
An implicit assumption that was made in Section 2 wasthat all signals that passed the detection criteria D were due to real planets.This ignores false positives, which can be astrophysical, instrumental, or simplestatistical false alarms. The reliability of a sample of candidate planets is simplythe fraction of candidates that are true planets. Thus, in order to determine thetrue distribution of planet parameters from a survey, one must not only estimatethe efficiency or completeness of the survey (the fraction of true planets that aredetected), but one must also asses the reliability (the fraction of detections thatare due to true planets). • Overly optimistic detection criteria.
One of the more straightforward andfrequently-used detection criterion is a simple signal-to-noise ratio or Δ 𝜒 cut, orsome related statistic that quantifies how much better the data is modelled witha planet signal than the null hypothesis of no planet. In principle, one shouldset the threshold value of such detection criteria such that there are few or nostatistical false alarms. One might naively assume that the data have uncertaintiesthat are Gaussian distributed and uncorrelated, in which case the threshold valuecan generally be estimated analytically (or semi-analytically) by simply comput-ing the probability (say 0.1%) of a given value of the statistic arising by randomfluctuations. In practice, setting the appropriate threshold value is significantlymore complicated. First, one requires a detailed knowledge of the noise propertiesof the data, which are often not Gaussian distributed and are also often corre-lated on various timescales. Second, one requires an estimate of the number ofindependent trials used to search for planetary signals to determine the thresholdprobability. In practice both can be difficult to estimate: the noise properties ofthe data may be poorly behaved and difficult to characterize, and the number ofindependent trials often cannot be estimated analytically, and must be estimatedvia, e.g., Monte Carlo simulations. A reasonably robust method of estimating theappropriate threshold is to inject simulated planetary signals into the data, andcompare the distribution of the desired statistic (e.g., Δ 𝜒 ) in the data where noplanets were injected to the distribution in the data where planets were injected .The optimal threshold can therefore be chosen such that the completeness ismaximized while minimizing the number of false positives. • The dangers of binning.
It is often tempting to adopt the procedure outlinedabove where one collects the detected planets in parameter bins of a given size,and then estimates the intrinsic frequency of planets in that bin by dividing thenumber of detected planets in that bin by the number of expected detections ifevery star has a planet in that bin. Indeed, this is a useful tool that can enableone to visualize the intrinsic distribution function of planet properties, which canthen inform the parameterized models to be fitted. However, it should be notedthat binning is not a well-defined procedure. In particular, one can ask: Whatis the optimal bin size? If one makes the bin size too large (in order to, e.g., In general this method works only if the majority of the targets do not have a planetary signal thatis significant compared to the intrinsic noise distribution in the datahe Demographics of Wide-Separation Planets 11 decrease the Poisson uncertainty), then one risks smoothing over real featuresin the underlying distribution of planet properties. On the other hand, if the binsize is too small, the Poisson uncertainties blow up. Indeed, there is no optimalbin size in this sense, and thus it is generally advised to fit parametric modelsusing the maximum likelihood approach briefly summarized above and derivedpreviously by many authors. • Not accounting for uncertainties in the parameters of the detected planets
Note that in Equation 9, the distribution function 𝐹 ( 𝜷 I , 𝚯 ) and the total surveysensitivity are evaluated at the point estimates of the values of the parameters 𝜷 I ,𝑘 for each of the 𝑘 = [ , 𝑁 det ] planet detections. This implicitly assumes that thedistributions of these parameters for each detected planet are unimodal with zerouncertainty, neither of which is generically true. Therefore, one must marginalizethe likelihood over the uncertainties in the parameters 𝜷 I (properly accounting forcovariances between these parameters), and account for multimodal degeneratesolutions, as applicable. See [43, 72] for discussions of the deleterious effects ofignoring the uncertainties on the planet parameters. • Poor knowledge of the properties of the target sample.
When converting be-tween the observable parameters of detected exoplanet systems to the physicalproperties of the planets, one must often assume or infer properties of the hoststar. When inferring exoplanet demographics as a function of the physical prop-erties of the planets, one must typically assume or infer properties of the entiretarget sample. Any systematic errors in these inferences will propagate directlyinto systematic errors in the inferred exoplanet distributions. Even if systematicuncertainties are not present, the statistical uncertainties in the host star proper-ties should be taken into account by marginalizing over these uncertainties. Asa concrete example, transit surveys are directly sensitive to the transit depth 𝛿 ,which is just the square of the ratio of the radius of the planet to the radius of thestar, 𝛿 = ( 𝑅 𝑝 / 𝑅 ∗ ) . Thus, to infer the demographics of planets as a function of ( 𝑅 𝑝 , 𝑃 ) , one must estimate the radii of all the target stars (not simply the onesthat have detected transit signals). Prior to Gaia [46], it was generally not possibleto robustly estimate radii for most stars; rather these had to be estimated usingother observed properties of the star (e.g., 𝑇 eff , log 𝑔, [ Fe / H ] ), combined withtheoretical evolutionary tracks. This led to systematic differences in the inferredradii of subsamples of the Kepler targets, which in turn led to discrepancies in theinferred radii of the detected planets, and the inferred planet radius distribution[96, 127, 39, 73, 48] . • Properly distinguishing between the fraction of stars with planets and theaverage number of planets per star.
A commonly overlooked subtlety in deter-mining exoplanet demographics from surveys is the distinction between estimatesof the average number of planets per star (NPPS) and estimates of the fractionof stars with planets (FSWP). Depending on the distribution of exoplanet multi-plicities, these two quantities can be significantly different [169, 17]. Generally, Fortunately, with the availability of near-UV to near-IR absolute broadband photometry, combinedwith Gaia parallaxes and stellar atmosphere models, it is possible to measure the radii of most brightstars nearly purely empirically to relatively high precision [143, 145].2 B. Scott Gaudi studies that consider all the planets detected in a survey (including multiplanetsystems) can be thought of as measuring the NPPS. [169, 17, 72]. • Including post-detection data or detections from other surveys.
When inferredplanet occurrence rates from a survey, it is critical that the survey be ’blind’. Inother words, the data that were used to detect the planets and characterize thesurvey completeness must not have been influenced by the presence (or absence)of significant planetary signals. For true surveys with predetermined and fixedobservation strategies (such as
Kepler ), this is generally not an issue. However, fortargeted surveys, is it common to acquire more data on targets that show tentativeevidence of a signal in order to bolster the significance of the signal (or determinethat is not real). It is also common to take additional data once a robust detectionis made, in order to better characterize the parameters of the system. Using thisdata may result in biased estimates of the occurrence rate of planets. Similarly,it is often the case that targets will stop being observed or will be observed at alower cadence after a certain time if there no evidence of a signal. Again, such astrategy can lead to biased estimates of the occurrence rates. For similar reasons,one must not use detections from other surveys or data from other surveys toconfirm marginal detections, as this may also lead to biased estimates of theoccurrence rates. • The dangers of extrapolation.
No single survey or detection method, and indeedeven the totality of the surveys that have been conducted with all the detectionmethods at our disposal, have yielded a "complete" statistical census of exoplanets(see Section 4 and the discussion therein). It is therefore tempting to extrapolatefrom regions of parameter space where exoplanet demographics have been rela-tively well-measured to more poorly-studied regions of parameter space. Asidefrom theoretical arguments why such extrapolations may not be well-motivated,the dangers of such extrapolations have already been empirically demonstrated.For example, initial extrapolations of power-law fits to the occurrence rate of giantplanets with semimajor axes of (cid:46)
Kepler found by [86] with periods of (cid:46)
600 days to longer periods, many (anddepending on the adopted uncertainties in the fit by [86], even the majority) ofthe systems were dynamically unstable.
There are four primary methods that have been used to detect exoplanets: radialvelocities, transits, direct imaging, and microlensing. Another well-known method he Demographics of Wide-Separation Planets 13 groundspace
Indirect/miscellaneous M J M J M ⊕ M ⊕ Dynamical Photometry existing capability projected discoveries follow-up detections n = planets known ~320 (WASP=167,HAT/HATS=126)
49 ~330016
Exopla net DetectionMethods
Microlensing d e c r e a s i n g p l a n e t m a ss Timing
41 planets (35 systems,5 multiple)
782 planets (648 systems,156 multiple) (1 system,0 multiple)
86 planets (78 systems,4 multiple) (2243 systems,485 multiple) [numbers from NASA Exoplanet Archive]
Astrometry Imaging Transits reflected/polarised lightdisk kinematics
Radial velocity free-floating optical radio ground pulsating
49 planets (40 systems,4 multiple) photometricastrometric exo-moons bound
Discoveries: space(coronagraphy/interferometry)ground(adaptiveoptics)space space ground
782 86 whitedwarfs eclipsingbinaries
TTVs pulsarsmillisecslow space timingresiduals(see TTVs) (Kepler=2347, K2=393,CoRoT=32, TESS=37) (<1.25 R ⊕ ) (1.25–2 R ⊕ ) (2–6 R ⊕ ) (>6 R ⊕ ) protoplanetary disks “ rotation curvesstar accretion/pollutionradio emissiongravitational wavesX-ray emissiondebris disks/colliding planetesimalswhite dwarf pollution Fig. 1
A graphical summary of exoplanet detection methods, including the number of discoveriesby each method as of January 1, 2020. Courtesy of Michael Perryman [124] and reproduced withpermission. of detecting exoplanets is astrometry. However, to date there have been no confirmeddetections of planetary companions using astrometry, although there are some can-didates that have yet to be confirmed. Nevertheless, astrometry is an extremelypromising method for detecting planets, particularly wide-orbit planets. In partic-ular, as we discuss in Section 7, Gaia [46] is expected to detect tens of thousandsof giant planets on relatively wide orbits [24, 125]. Therefore, I will also discussastrometry in this section. There are, of course, many other methods of detectingexoplanets (see Fig. 1). However, none of these methods have yielded large samplesof planets to date, and so I will not be discussing these in this review.Figures 2 and 3 show the distribution of confirmed exoplanets as a function ofmass (or minimum mass in the case of RV detections) and period (Fig. 2), or radiusand period (Fig. 3). There are several noteworthy features: • Most of the planets with (minimum) mass measurements and orbital periodsgreater than ∼
100 days were discovered via RV, and thus do not have radiusmeasurements. Conversely, the majority of planets with mass measurements andperiods of less than ∼
100 days were discovered by ground based transit surveys(e.g., "hot Jupiters"). This is because, although
Kepler discovered far more tran-siting planets than ground-based transit surveys, most of the host stars were toofaint for RV follow-up, and only a relatively small subset exhibited transit timingvariations that allow for a measurement of the planet mass. • The number of hot Jupiters detected via RV is much smaller than the number ofhot Jupiters detected by ground-based transit surveys, and much smaller than thenumber of Jovian planets (mostly discovered with RV) with periods (cid:38)
100 days.This has several implications. From RV surveys, it is known that hot Jupiters arerelatively rare compared to the population of Jupiters with longer periods [167].
Fig. 2
The distributions of the ∼ ∼
25 planets detected by direct imaging are not shown in this plot becausethey have periods that are greater than (cid:38) days. This figure is based on data from the NASAExoplanet Archive: https://exoplanetarchive.ipac.caltech.edu/. Courtesy of Jesse Christiansen withassistance from Radek Poleski, reproduced with permission. On the other hand, when hot Jupiters detected by transits are also considered, thefact that the two populations appear comparable in number is due to the strongselection bias of transit surveys toward short-period planets (e.g., [51, 47]). • The vast majority of planets with measured radii do not have mass measurements.As mentioned above, this is due to the fact that the
Kepler host stars are generallytoo faint for RV follow-up, and a minority of systems exhibit transiting timingvariations. The majority of planets that have both mass and radius measurementswere discovered by ground-based transit surveys. • The fact that the spread in the radii of hot Jupiters is considerably smaller than thespread in mass is a consequence of the fact that the radii of objects with massesthat span roughly the mass of Saturn up to the hydrogen burning limit are allapproximately constant, with radii of ∼ 𝑅 J . he Demographics of Wide-Separation Planets 15 Fig. 3
Same as Figure 2, except showing the known planets in radius and period space. As withFigure 2, the color coding denotes the method by which planets were detected. This figure is basedon data from the NASA Exoplanet Archive: https://exoplanetarchive.ipac.caltech.edu/. Courtesy ofJesse Christiansen, reproduced with permission. • Finally, and most relevant to this review, there is paucity of planets in the lowerright corner of both figures (small masses/radii and long periods). This is purelya selection effect, as I discuss below. It is also worth noting that this is the areathat is spanned by the planets in our solar system. In particular, essentially nodetection method is currently sensitive to analogs of any of the planets in our solarsystem except for Jupiter (and, in the case of microlensing, Saturn and possiblyanalogs of the ice giants).
Before discussing the sensitivities and biases of each detection method, I will firstmake a few comments about stars. Although initial RV surveys focused primarily on solar type (FGK) stars, to date a wide range of stellar host types have been surveyedfor exoplanetary companions. These hosts span a broad range of properties that canbe relevant for exoplanet detection, including radius, mass, effective temperature,projected rotation velocity, luminosity, activity, and local number density, to name afew. Thus, as is well appreciated, in order to understand the impact of the sensitivitiesand biases of a given detection method on the population of planets that can bedetected, it is essential to understand how these depend on the properties of thehost stars (“Know thy star, know thy planet"). Consequently, it is also important tohave a reasonably in-depth understanding of stellar properties and how they varywith stellar type, as well as have a detailed accounting of the distribution of stellarproperties of any given exoplanet survey.For the purposes of this review, I focus on relatively unevolved solar-type FGKMmain sequence stars. For such stars, the mass-luminosity and mass-radius relationcan very roughly be approximated by [157] 𝐿 ∗ = 𝐿 (cid:12) (cid:18) 𝑀 ∗ 𝑀 (cid:12) (cid:19) (10) 𝑅 ∗ = 𝑅 (cid:12) (cid:18) 𝑀 ∗ 𝑀 (cid:12) (cid:19) (11) 𝑇 eff = 𝑇 eff , (cid:12) (cid:18) 𝑀 ∗ 𝑀 (cid:12) (cid:19) / . (12)The mass-radius relation holds from roughly the hydrogen burning limit to ∼ 𝑀 (cid:12) for stars near the zero age main sequence, whereas the luminosity-mass relationholds from roughly the fully convective limit of ∼ . 𝑀 (cid:12) up to ∼ 𝑀 (cid:12) . Belowthe fully convective limit, the mass-luminosity relation is shallower than Equation10, and similarly, in this regime the effective temperature-mass relationship deviatesfrom the scaling relation above. I will use these approximate relations to express thesensitivities of the various detection methods as a function of the host star mass. In the following few sections, I will discuss the scaling of the sensitivity of each of thefive methods discussed in this section (RV, transits, direct imaging, microlensing,and astrometry) with planet and host star parameters, highlighting the intrinsicsensitivities and biases of each method. I will not attempt to provide an in-depthdiscussion of these detection methods, as this material has been covered in numerousother books and reviews [135, 124, 166, 42].As outlined in [166], although the criteria to detect a planet depends on thedetails of the planet signal, the data properties (e.g., cadence, uncertainties), andthe precise quantitative definition of a detection, one can often estimate the scalingof the signal-to-noise ratio with the planet and host star properties by decomposing he Demographics of Wide-Separation Planets 17 the signal into two contributions. These are the overall magnitude of the signal, andthe detailed form of signal itself. The magnitude of the signal typically depends onthe parameters of the system (planet and host), and largely dictates the detectabilityof the planet. The detailed form of the signal typically depends on geometrical ornuisance parameters, but generally has an order unity impact on the magnitude ofthe signal itself. These two contributions can often be relatively cleanly separated,such that one only needs to consider the magnitude of the signal to gain intuitionabout the scaling of the signal-to-noise ratio of a given method with the stellar andplanetary parameters, and thus detectability with these parameters. In the languageof Section 2, the magnitude of the signal generally depends on the set of the (more)physical parameters of interest 𝜷 I , whereas the form of the signal depends on set ofparameters 𝜷 N , although I stress that this separability does not strictly apply over allthe detection methods.Assuming this separability, the approximate signal-to-noise ratio of a planet signalcan be written in terms of the magnitude or amplitude of the signal 𝐴 , the numberof observations 𝑁 obs , and the typical measurement uncertainty 𝜎 , such that ( S / N ) (cid:39) 𝐴 ( 𝜷 I ) 𝑁 / 𝜎 𝑔 ( 𝜷 N ) , (13)where 𝑔 ( 𝜷 N ) is a function of 𝜷 N whose value depends on the details of the signal,but is typically of order unity. Thus, to roughly determine the scaling of the ( S / N ) with the physical parameters of the planet and star (for an arbitrary survey), one mustsimply consider the scaling of the amplitude 𝐴 on the physical parameters. The set of parameters that can be measured with radial velocities are 𝜷 = (cid:8) 𝐾, 𝑃, 𝑒, 𝜔, 𝑇 𝑝 , 𝛾 (cid:9) . Assuming uniform and dense sampling of the RV curve overa time span that is long compared to the period 𝑃 , the signal amplitude is 𝐴 = 𝐾 ( 𝑃, 𝑀 ∗ , 𝑀 𝑝 , 𝑒, 𝑖 ) , and the total signal-to-noise ratio scales as ( S / N ) RV ∝ 𝐴 ∝ 𝑀 𝑝 𝑃 − / 𝑀 − / ∗ ∝ 𝑀 𝑝 𝑎 − / 𝑀 − / ∗ . (14)with a relatively weak dependence on eccentricity for 𝑒 (cid:46) . at fixed ( S / N ) scales as 𝑃 / for planet periods of 𝑃 < 𝑇 ,where 𝑇 is the duration of the survey.For 𝑃 > 𝑇 , it becomes increasingly difficult to characterize each of the parameters 𝜷 individually. For 𝑃 (cid:29) 𝑇 , the signal of the planet is an approximately constantacceleration A ∗ , with a magnitude that is A ∗ = ( 𝜋𝐾 / 𝑃 ) 𝑓 ( 𝜙, 𝜔, 𝑒 ) , where 𝑓 ( 𝑥 ) is afunction that depends on 𝜔 , 𝑒 , and the phase of the orbit 𝜙 . Thus, a measurement of the Formally, the minimum detectable 𝑀 𝑝 sin 𝑖 .8 B. Scott Gaudi acceleration can constrain the combination 𝑀 𝑝 / 𝑃 / . By combining a measurementof A ∗ with the direct detection of the companion causing the acceleration, one canderive a lower limit on 𝑀 𝑝 [156, 34]. The set of parameters than can be measured with transits are 𝜷 = { 𝑃, 𝛿, 𝑇, 𝜏, 𝑇 , 𝐹 } ,where 𝑇 is the full-width half-maximum duration of the transit, 𝜏 is the ingress/egressduration , 𝑇 is a fiducial reference time, and 𝐹 is the out-of-transit baseline flux. Ifthe radius of the host star can be estimated, than the radius of the planet can also beinferred via 𝑅 𝑝 = 𝛿 / 𝑅 ∗ . If the radial velocity of the host star can also be measured,it is then possible to determine the orbital eccentricity and planet mass 𝑀 𝑝 , and thusthe density of the planet 𝜌 𝑝 . Of course, with additional follow-up observations, it isalso possible to study the atmospheres for some transiting planets (e.g., [135]).Assuming uniform sampling over a time span that is long compared to thetransit period 𝑃 , we have that the signal amplitude is 𝐴 = 𝑁 / ( 𝛿 / 𝜎 ) , where 𝑁 tr = ( 𝑁 tot / 𝜋 )( 𝑅 ∗ / 𝑎 ) is the number of data points in transit and 𝑁 tot is the totalnumber of data points. Therefore, 𝐴 = 𝑓 ( 𝑅 𝑝 , 𝑅 ∗ , 𝑀 ∗ , 𝑃 ) , or 𝐴 = 𝑓 ( 𝑅 𝑝 , 𝑅 ∗ , 𝑀 ∗ , 𝑎 ) .The signal-to-noise ratio of the transit when folded about the correct planet periodscales as [166] ( S / N ) TR ∝ 𝐴 ∝ 𝑅 𝑝 𝑃 − / 𝑀 − / ∗ ∝ 𝑀 𝑝 𝑎 − / 𝑀 − / ∗ . (15)Furthermore, the transit probability scales as as 𝑃 tr ∝ 𝑅 ∗ 𝑎 ∝ 𝑃 − / 𝑀 / ∗ ∝ 𝑎 − 𝑀 ∗ . (16)Of course, the planet must transit and and the signal-to-noise ratio requirementmust be met to detect the planet. Finally, transit surveys require at least two transitsto estimate the period of the planet, and often require at least three to aid in theelimination of false positives. Thus the final requirement to detect a planet viatransits is 𝑃 ≤ 𝑇 / 𝑃 / up until 𝑃 = 𝑇 /
3. Planetswith periods longer than this are essentially undetectable with traditional transit se-lection cuts (but see Section 5.2). Furthermore, the transit probability decreases as I note that a common alternative parameterization is to use 𝑇 , the time between first and fourthcontact, and 𝑇 , the time between second and third contact (also referred to as 𝑇 full and 𝑇 flat ). Istrongly advise against adopting this parameterization, for several reasons. First, the algebra requiredto transform from this parameterization to the physical parameters is significantly more complicated(compare [136] and [23]). Second, 𝑇 and 𝑇 are generally much more highly correlated than 𝑇 and 𝜏 , making the analytical interpretation of fits using the former parameterization much moredifficult that using the latter parameters. Finally, the timescale estimated from the Boxcar LeastSquares algorithm [87] is much more well approximated by 𝑇 than 𝑇 or 𝑇 .he Demographics of Wide-Separation Planets 19 𝑃 − / . Because of these two effects, transit surveys are very "front loaded" for rea-sonable planet distributions that do not rise sharply with increasing period, meaningthat, e.g., doubling the duration of the survey will generally not double the yield ofplanets. Unlike most of the other detection methods discussed in this chapter, the detectabil-ity of planets via microlensing does not lend itself as well to the simple analyticdescription described above. In particular, it is not possible to write down a simplescaling of the signal-to-noise ratio with the planet and/or host star properties. I willtherefore simply review the essentials of microlensing and the parameter space ofplanets and stars to which it is most sensitive. For more detail, I refer the reader tothe following review and references therein [49].Briefly, a microlensing event occurs whenever a foreground compact object (thelens, which could be e.g., a planet, brown dwarf, star, or stellar remnant) passes veryclose to an unrelated background source star. In general, for a detectable microlensingevent to occur, the lens must pass within an angle of roughly the angular Einsteinring radius 𝜃 E of the lens, 𝜃 E ≡ ( 𝜅𝑀𝜋 rel ) / , (17)where 𝜋 rel = 𝜋 𝑙 − 𝜋 𝑠 = au / 𝐷 rel is the relative lens ( 𝜋 𝑙 )-source( 𝜋 𝑠 ) parallax, 𝐷 rel − ≡ 𝐷 − 𝑙 − 𝐷 − 𝑠 , 𝐷 𝑙 and 𝐷 𝑠 are the distances to the lens and source, respectively, and 𝜅 ≡ 𝐺 /( 𝑐 au ) = .
14 mas 𝑀 − (cid:12) is constant. For a typical stellar mass of 𝑀 ∗ = . 𝑀 (cid:12) ,a source in the Galactic center with a distance of 𝐷 𝑠 = 𝐷 𝑙 = 𝜃 E (cid:39) 𝜇 as. The minimum lens-sourcealignment must be exquisite for a detectable microlensing event to occur, and giventhe typical number density of lenses along the line of sight and typical lens-sourcerelative proper motions 𝜇 rel , microlensing events are exceedingly rare. Thus mostmicrolensing surveys focus on crowded fields toward the Galactic center, where thereare many ongoing microlensing events per square degree at any given time.When a microlensing event occurs, the lens creates two images of the source,whose separations are of order 2 𝜃 E during the event, and are thus generally unresolved(c.f. [37]). However, the background source flux is significantly magnified if the lenspasses within a few 𝜃 E of the source, resulting in a transient brightening of thesource: a microlensing event. The characteristic timescale of a microlensing event isthe Einstein ring crossing time, 𝑡 E ≡ 𝜃 E 𝜇 rel , (18)where 𝜇 rel is the relative lens-source proper motion. The typical timescale of observedmicrolensing events toward the Galactic bulge is 𝑡 E ∼
20 days [117], but can rangefrom a few days to hundreds of days.
A bound planetary companion to the lens can be detected during a microlensingevent if it happens to have a projected separation and orientation that is close to thepaths that the two images create by the host lens trace on the sky. The planet willthen further perturb the light rays from the source, causing a short duration deviationto the otherwise smooth, symmetric microlensing event due to the more massivehost [97, 57, 7]. These deviations are also of order hours to days for terrestrial to gasgiant masses. Since the planets must be located close to the paths of one of the twoimages to create a significant perturbation, and the images are always close to theEinstein during the primary microlensing events, the sensitivity of microlensing ismaximized for planets with angular separations of ∼ 𝜃 E . At the distance of the lens, 𝜃 E corresponds to a linear Einstein ring radius of 𝑟 E ≡ 𝜃 E 𝐷 𝑙 (19) = . (cid:18) 𝑀 . 𝑀 (cid:12) (cid:19) / (cid:18) 𝐷 𝑠 (cid:19) / (cid:20) 𝑥 ( − 𝑥 ) . (cid:21) / , (20)where 𝑥 ≡ 𝐷 𝑙 / 𝐷 𝑠 . Thus the sensitivity of microlensing surveys for bound exo-planets peaks for planets with semimajor axes of ∼ ( 𝑀 ∗ / . 𝑀 (cid:12) ) / , whichcorresponds to orbital separations relative to the snow line (as defined in Eq. 1) of ∼ ( 𝑀 ∗ / . 𝑀 (cid:12) ) − / . Planets with significantly smaller semimajor axes becomedifficult to detect due to the fact that they perturb faint images. Planets with signifi-cantly larger semimajor axis can be detected if the lens-source trajectory is alignedwith the host star-planet projected binary axis. However, the probability of havingthe requisite alignment decreases with increasing semimajor axis. Eventually, theprobability of detecting the magnification due to both the host and planet becomesexceedingly small. Thus very wide separation planets are generally only detectedas isolated, short-timescale microlensing events, which produce light curves thatare essentially indistinguishable from events due to free-floating planets [63] . Thusmicrolensing is, in principle, sensitive to planets with separations out to infinity,e.g., including free-floating planets [114, 115, 112, 81, 134]. The timescales of mi-crolensing events caused by free-floating or widely-bound planets with terrestrial togas giant masses also range from hours to days (since 𝑡 E ∝ 𝜃 E ∝ 𝑀 / 𝑝 ).Microlensing events are rare and unpredictable. Furthermore, planetary pertur-bations to these events are brief, unpredictable and generally uncommon. Typicaldetection probabilities given the existence of a planet located with a factor of ∼ 𝜃 E are a few percent to tens of percent for terrestrial to gas giant planets [57, 7]. Aswith free-floating planets, the duration of planetary perturbations caused by boundplanets scales as ∼ 𝑀 / 𝑝 , and thus with range hours to days. Therefore, microlensingsurveys for exoplanets must observe many square degrees of the Galactic bulge ontimescales of tens of minutes to both detect the primary microlensing events andmonitor them with the cadence needed to detect the shortest planetary perturbations. I note that, in some cases, it is possible to disambiguate free-floating planets from bound planetsby detecting (or excluding) light from the host.he Demographics of Wide-Separation Planets 21
The magnitude of planetary perturbations are essentially independent of the massof the planet, for planets with angular Einstein ring radii that are larger than theangular size of the source, i.e., when 𝜃 E (cid:38) 𝜃 ∗ . For a source with 𝑅 ∗ ∼ 𝑅 (cid:12) at adistance of 𝐷 𝑠 ∼ 𝜃 ∗ ∼ 𝜇 as. The angular Einstein ring radius for an Earth-mass lens at a distance of 4 kpc and source distance of 8 kpc is 𝜃 E ∼ (cid:46) 𝑀 ⊕ , finite source effects will begin to dominate, as the planetis only magnifying a fraction of the source at any given time.In summary, while the magnitude of the planetary perturbations to microlensingevents, as well as the peak magnification of microlensing events due to widely-separated and free-floating planets, is essentially independent of planet mass forplanets with mass (cid:38) 𝑀 ⊕ , these signals become rarer and briefer with decreasingplanet mass. Nevertheless, planets with 𝑀 𝑝 (cid:38) 𝑀 ⊕ can be detected from currentground-based surveys [150], and planets with 𝑀 𝑝 (cid:38) . 𝑀 ⊕ (or roughly the massof the moon) can be detected with a space-based microlensing survey [8, 122].The parameters that can be measured from a microlensing event with a well-sampled planetary perturbation are 𝜷 = (cid:8) 𝑡 , 𝑡 E , 𝑢 , 𝐹 𝑠 , 𝐹 𝑏 , 𝛼 𝜇 L , 𝑞, 𝑠 (cid:9) . Here 𝑡 is thetime of the peak of primary microlensing event, 𝑢 is the minimum lens-sourceangular separation in units of 𝜃 E (which occurs at a time 𝑡 ), 𝐹 𝑠 is the flux of thesource, 𝐹 𝑏 is the flux of any light blended with the source but not magnified, whichcan include light from the lens, companions to the lens and/or source, and unrelatedstars, 𝛼 𝜇 L is the angle of the source trajectory relative to the projected planet-staraxis , 𝑞 ≡ 𝑀 𝑝 / 𝑀 ∗ is the planet-star mass ratio, and 𝑠 is the instantaneous projectedseparation in units of 𝜃 E . Note that 𝐹 𝑠 and 𝐹 𝑏 can be (and usually are) measured inseveral bandpasses. The primary physical parameters of interest are 𝐹 𝑠 , 𝐹 𝑏 , 𝑡 E , 𝑞 ,and 𝑠 . For most planetary perturbations, the effect of the finite size of the source onthe detailed shape of the perturbation can also be detected, which allows one to alsoinfer 𝜌 = 𝜃 ∗ / 𝜃 E . Since 𝜃 ∗ can be estimated from the color and flux of the source, 𝜃 E can generally be inferred, leaving a one-parameter degeneracy between the lens massand distance (assuming 𝐷 𝑠 can be estimated, as is usually the case). This degeneracycan be broken in a number of ways (see [50] for a detailed discussion), but the mostcommon method is to measure the flux of the lens [6]. This requires isolating lightfrom the lens in the blend flux 𝐹 𝑏 , and thus typically requires high angular resolutionfrom the ground using adaptive optics, or from space, in order to resolve light fromunrelated stars from the lens and source flux. For space-based microlensing surveys,it is expected that the lens flux will be detectable for nearly all luminous lenses [6],and thus it will be possible to estimate 𝑀 ∗ , 𝑀 𝑝 , 𝐷 𝑙 , and the instantaneous projectedseparation between the star and planet in physical units, for the majority of planetdetections. Since microlensing events can be caused by stars (or planets) all along theline of sight toward the Galactic bulge, it will be possible determine the frequencyof bound and free-floating planets as a function of Galactocentric distance, and inparticular determine if the planet population is different in the Galactic disk andbulge [123]. I note that in the microlensing liturature, this variable is typically simply refereed to as 𝛼 . SinceI have already defined 𝛼 above, I adopt the form 𝛼 𝜇 L to avoid confusion.2 B. Scott Gaudi It is generally more complicated to characterize direct imaging observations. In partthis is because there are three general cases of emission from the planet that must beconsidered. The first, and the most relevant to current ground-based direct imagingsurveys, is the case where the luminosity of the planet is dominated by the residualheat from formation, and is thus decoupled from the luminosity of, and distancefrom, its host star. In this case, it is possible to measure the angular separation ofthe planet from its host star 𝜃 . The amplitude of the signal is simply the flux of theplanet in a specific band 𝐴 = 𝐹 𝑝,𝜆 , and thus 𝜷 = (cid:8) 𝐹 𝑝,𝜆 , 𝜃 (cid:9) . With a distance to thestar, it is possible to determine the monochromatic luminosity of the planet as wellas the instantaneous physical separation projected on the sky. Using detailed coolingmodels of exoplanets as well as an estimate of the age of the system, it is possibleto use the former to obtain a (model-dependent) estimate of the mass of the planet.With multiple epochs spanning a significant fraction of the orbit of the planet, it ispossible to measure its Keplerian orbital elements (up to a two-fold degeneracy inthe longitude of the ascending node).The second and third cases correspond to when the energy output from theresidual heat from formation is negligible compared to the energy input due to theirradiation from the host star (e.g., when the planet is in thermal equilibrium withthe host star irradiation). In this case the spectrum of the planet has two components:reflected starlight and the thermal emission from starlight that is absorbed and thenre-radiated as thermal emission. In the case of detection by reflected starlight, thebasic parameters that can be measured are again the instantaneous angular separationfrom the host star and the amplitude of the signal which is simply given by 𝐴 = 𝐹 𝑝,𝜆 .Thus 𝜷 = (cid:8) 𝐹 𝑝,𝜆 , 𝜃 (cid:9) . As before, the orbital elements can be inferred via a distanceto the system and multiple epochs of astrometic observations of the planet. Inreflected light, the flux of the planet at any given epoch depends on the radius of theplanet, its albedo, and its phase function. The phase function can be estimated frommeasurement of the planet flux over multiple epochs of its orbit, leaving a degeneracybetween the planet’s radius and albedo. The albedo can be roughly estimated from aspectrum of the planet, with a precision that depends on the particular properties ofthe system. For a detection in thermal emission, the directly-measured parametersare (assuming that a spectrum can be obtained) 𝜷 = (cid:8) 𝜃, 𝐹 𝑝,𝜆 , 𝑇 eq (cid:9) , where 𝑇 eq is theequilibrium temperature of the planet. As with detection in reflected light, the orbitalelements can be determined with multiple epochs and a distance to the system. Inthis case, the amplitude of the signal is also given by 𝐴 = 𝐹 𝑝,𝜆 . By combining thedetection of a planet in both reflected light and thermal emission, it is possible todetermine 𝑅 𝑝 , 𝑇 eq and the albedo.In addition to these three kinds of emission, there are also multiple sources ofnoise in direct imaging surveys. These include, but are not limited to: Poisson noisefrom the planet itself, noise from imperfectly removed light from the host, noisefrom the local zodiacal light, noise from the zodiacal light in the target system (the"exozodi"), and any other sources of background noise (e.g., read noise and darkcurrent). Which of these dominate (if any one dominate) depends on many factors, he Demographics of Wide-Separation Planets 23 including, e.g., the planet/star flux ratio, the limiting contrast floor, the amount ofexozodiacal dust in the target system, and the angular resolution of the telescope.Rather than repeat the discussion of the parameters that can be measured in eachcase, or how the various physical parameters interplay to affect the detectability ofdirectly-imaged planets, I will simply refer the reader to the discussion in [166].However, in contrast with [166], I will not assume any specific source of noise, andthus will not assume any specific relation between the noise and the properties ofthe host star. Therefore, the scalings of the signal-to-noise ratio below reflect onlythe contributions due to the planet flux signal, and do not include any contributionsto the noise from the planet or host star, and thus do not include any scalings of theproperties of the planet and/or host star with their potential contribution to the noise.With these caveats in mind, we have that amplitude of the signal is given bythe planet flux 𝐴 = 𝐹 𝑝,𝜆 . Considering the three different cases discussed above,we have that, for planets that are not necessarily in thermal equilibrium with theirhost star, 𝐹 𝑝,𝜆 = 𝑅 𝑝 𝑇 𝑝 , where 𝑇 𝑝 is the temperature of the planet and I haveassumed observations in the Rayleigh-Jeans tail (where the flux of a blackbody islinearly proportional to its temperature). For planets in thermal equilibrium withtheir host stars, we have that the planet flux is 𝐹 𝑝,𝜆 ∝ 𝐿 ∗ 𝑅 𝑝 𝑎 − in reflected light,and 𝐹 𝑝,𝜆 ∝ 𝑅 𝑝 𝑇 𝑝 ∝ 𝑅 𝑝 𝐿 / ∗ 𝑎 − / in the Rayleigh-Jeans tail. Thus the scalings are ( S / N ) dir ∝ 𝐴 ∝ 𝑅 𝑝 𝑎 − 𝑀 ∗ ∝ 𝑅 𝑝 𝑃 − / 𝑀 / ( Reflected Light , Equilibrium ) (21) ( S / N ) dir ∝ 𝐴 ∝ 𝑅 𝑝 𝑎 − / 𝑀 ∗ ∝ 𝑅 𝑝 𝑃 − / 𝑀 / ∗ ( Thermal , Equilibrium , RJ ) (22) ( S / N ) dir ∝ 𝐴 ∝ 𝑅 𝑝 𝑇 𝑝 ( Thermal , RJ ) , (23)where the last two expressions are only valid for the Raleigh-Jeans tail.In addition, the planet must have a maximum angular separation that is outsidethe inner working angle 𝜃 IWA of the direct imaging survey, which is essentially theminimum angular separation from the star that the planet can be detected. This leadsto the requirement that 𝑎 (cid:38) 𝜃 IWA 𝑑, (24)where 𝑑 is the distance to the the star. The inner working angle is generally tied to thewavelength of light 𝜆 of the direct imaging survey, and the effective diameter 𝐷 ofthe telescope, or for interferometers, the distance between the individual apertures.Specifically 𝜃 IWA ∼ 𝑁 𝜆𝐷 , (25)where 𝑁 is a dimensionless number that is typically between 2 − (cid:38)
10 au from their host star. Direct imaging surveys for planets in thermalequilibrium have a more complicated selection function. In terms of semimajor axis, they are typically most sensitive to planets on semimajor axis that are just outsideof the inner working angle. At fixed semimajor axis and distance, they are moregenerally sensitive to planets orbiting more massive stars. However, more massivestars are generally rare and thus more distant (and thus are less likely to meet theinner working angle requirement). Furthermore, the contrast between the planet andstar is larger for more massive stars (at fixed planet radius and semimajor axis). Thusif residual stellar flux is the dominant source of noise, lower mass stars are preferred.The net result of these various considerations is that space-based direct imagingsurveys in reflected light are generally most sensitive to solar-type stars, particularlyfor planets in the habitable zone (e.g., [1]).
Assuming a large number of astrometric measurements that cover a time span thatis significantly longer than the period of the planet, the parameters than can bemeasured from the astrometric perturbation of star due to the orbiting planet are 𝜷 = (cid:8) 𝜃 ast , 𝑃, 𝑒, 𝜔, 𝑇 𝑝 , 𝑖, Ω (cid:9) , where Ω is the longitude of the ascending node , 𝑑 isthe distance to star, and the amplitude of the astrometric signal due to the planet is 𝐴 = 𝜃 ast , where 𝜃 ast ≡ 𝑎𝑑 𝑀 𝑝 𝑀 ∗ . (26)Note that Equation 26 assumes 𝑀 𝑝 (cid:28) 𝑀 ∗ .In practice, for planetary-mass companions, the magnitude of the stellar propermotion 𝜇 ∗ and parallax 𝜋 is significantly larger than 𝜃 ast , and thus if the astrometricperturbation from the planet can be detected, so can 𝜇 ∗ and 𝑑 . The mass of the starcan be estimated using the usual methods, and thus 𝑀 𝑝 and 𝑎 can be inferred, alongwith the Keplerian orbital elements and orientation of the orbit on the sky (up to thetwo-fold degeneracy Ω ).Again, assuming a large number of astrometric measurements that cover a timespan that is significantly longer than the period of the planet, the signal-to-noise ratioscales as ( S / N ) AST ∝ 𝐴 ∝ 𝑀 𝑝 𝑎𝑀 − ∗ 𝑑 − ∝ 𝑀 𝑝 𝑃 / 𝑀 − / ∗ 𝑑 − . (27)Thus astrometry is more sensitive to more massive planets, as well as planets onlonger period orbits. However, unlike the RV method, the sensitivity of astrometrydeclines precipitously for planets periods 𝑃 greater than the duration of the survey 𝑇 . This is because such planets only produce an approximately linear astrometricdeviation of the host star (particularly for 𝑃 (cid:29) 𝑇 ), which is then absorbed whenfitting for the (much larger) stellar proper motion [24, 54].Thus the detection and characterization of exoplanets via astrometry has an ad-ditional criterion, namely that 𝑃 (cid:46) 𝑇 . The net result is that sensitivity function ofastrometry in 𝑀 𝑝 − 𝑃 space has a ’wedge-shaped’ appearance, with the minimum Note that, with only astrometric observations, there is a two-fold ambiguity in Ω .he Demographics of Wide-Separation Planets 25 detectable planet mass a given (S/N) decreasing as 𝑃 − / until 𝑃 ∼ 𝑇 , and thenincreasing precipitously for 𝑃 > 𝑇 . Considering the five primary methods of detecting exoplanets: radial velocities,transits, microlensing, direct imaging, and astrometry, it is clear that all methods are(not surprisingly) more sensitive to more massive or larger planets.Radial velocity and transit surveys are generally more sensitive to shorter-periodplanets. The sensitivity of the radial velocity method (in the sense of the minimumdetectable planet mass) declines as 𝑃 / , and maintains this sensitivity scaling up tothe survey duration 𝑇 . Thus, long-period or wide-separations planets can be detectedonly in radial velocity surveys with sufficiently long baselines. For planets with 𝑃 > 𝑇 , planets produce accelerations or "trends", which can constrain a combinationof the planet mass and period. The sensitivity of transit surveys (in the sense of theminimum detectable planet radius) decline as 𝑃 / up until roughly 𝑇 /
3, assumingthree transits are required for a robust detection. Planets with periods longer thanthis are undetectable under this criterion. Thus radial velocity and transit surveysare generally less well-suited to constraining the demographics of long-period orwide-separation exoplanets.Astrometric surveys are more sensitive to longer-period planets, with their sen-sitivity (in the sense of the minimum detectable planet radius) increasing as 𝑃 / ,up to 𝑃 ∼ 𝑇 . For planets with 𝑃 > 𝑇 , the sensitivity of astrometric surveys dropsprecipitously, e.g., it is very difficult to detect and characterize planets with
𝑃 > 𝑇 .The sensitivity functions for microlensing and direct imaging surveys are gen-erally more complicated. Microlensing surveys are most sensitive to planets withsemimajor axes that are within roughly a factor of two of the Einstein ring radius,which is 𝑟 E ∼ ( 𝑀 ∗ / 𝑀 (cid:12) ) / for typical lens and source distances. Microlensingis relatively insensitive to planets with semimajor significantly smaller than 𝑟 E , butmaintains some sensitivity to planets with separation significantly larger than 𝑟 E ,although the detection probability drops as ∼ 𝑎 − . Microlensing is the only methodcapable of detecting old free-floating planets with masses significantly less than ∼ 𝑀 𝐽 . The sensitivity functions of direct imaging surveys are similarly complicated.Current ground-based surveys, which typically detect young planets via thermal ra-diation from their residual heat from formation are typically sensitive to planets thatare relatively widely separated from (the glare of) their host stars. Future space-baseddirect imaging surveys designed to detect mature planets in thermal equilibrium withtheir host stars in reflected light are generally only sensitive to planets with semima-jor axes greater than ∼ au (due to the requirement that the planet angular semimajoraxis is outside the inner working angle, which is typically a few 𝜆 / 𝐷 ), and their sen-sitivity declines as 𝑅 𝑝 ∝ 𝑎 . Space-based direct imaging mission surveys designed todetect mature planets in thermal equilibrium with their host stars via their thermal emission are also generally only sensitive to planets with semimajor axis (cid:38) 𝑅 𝑝 ∝ 𝑎 − / .Thus, the strongest constraints on the demographics of long-period or wide-separation planets are expected to come from long-running radial velocity surveys,microlensing surveys, astrometic surveys, and direct imaging surveys. Relativelyshort-duration radial velocity surveys and transit surveys in general do not constrainthe demographics of long-period planets.Finally, I will make a few comments about the sensitivity of the various methodsto the mass of host star. All of the methods discussed here are more sensitive toplanets at fixed mass 𝑀 𝑝 or radius 𝑅 𝑝 and period 𝑃 that orbit lower-mass stars,with the exception of direct imaging surveys for planets in thermal equilibrium. Forradial velocity surveys, the scaling of the (S/N) is ∝ 𝑀 − / ∗ . For transits, the scalingof the (S/N) is ∝ 𝑀 − / ∗ . For microlensing, the scaling is approximately ∝ 𝑀 − / ∗ .For direct imaging surveys, the scaling ranges from being independent of the hoststar mass (for young planets detected in thermal emission) to ∝ 𝑀 ∗ (for planets inthermal equilibrium detected in reflected light). For astrometric surveys, the (S/N)scales as ∝ 𝑀 − / ∗ . I now turn to summarizing some of the most important extant constraints on thedemographics of long-period or wide separation planets. I will first summarizeresults from each of the individual detection techniques that have placed at leastsome constraints on wide-separation planets, and then discuss efforts to synthesizeresults from multiple surveys using the same technique, and multiple surveys usingdifferent techniques. There have been very few attempts to synthesize results frommultiple surveys (regardless of whether or not they use the same detection technique)in general, for many reasons, some of which are discussed in Section 3. However,because each technique is more or less sensitive to a particular region of planet( 𝑀 𝑝 or 𝑅 𝑝 and 𝑃 or 𝑎 ) and host star parameter space, such a synthesis is neededto assemble as complete a picture of exoplanet demographics as possible. Such abroad synthesis of exoplanet demographics, when performed correctly, provides theempirical ground truth to which all theories of planet formation and evolution mustmatch. Thus synthesizing results from multiple surveys remains a fruitful avenue offuture research.I note that, while I will attempt to highlight the most relevant results from theliterature, it is simply not possible to provide a comprehensive and complete summaryof all exoplanet demographics surveys in the limited amount of space available here.In particular, I will generally not discuss results regarding the demographics ofshort-period planets, as this topic will be covered in another chapter in this book.Specifically, I will not be discussing the vast literature on inferences about thedemographics of relatively short-period planets from Kepler . he Demographics of Wide-Separation Planets 27 Radial velocity surveys for exoplanets have been ongoing since the late 1980s [22,91, 101, 98], with the first widely-accepted discovery of an exoplanet using the radialvelocity technique announced in 1995 with the discovery of 51 Pegasi b [103]. Afew of these radial velocity surveys have been ongoing since the early 1990s, andthus have accrued a baseline of roughly 30 years (corresponding to a semimajoraxis of ∼
10 au for a solar-type star, or roughly the semimajor axis of Saturn). Theminimum achievable precision of these surveys have generally decreased with time,but the most relevant precision for detecting long-period planets is roughly the worstprecision, which for the surveys mentioned above was in the range of a few m/s.For a Jupiter-sun analog, 𝐾 ∼
13 m / s, 𝑃 ∼
12 yr whereas for a Saturn-sun analog, 𝐾 ∼ / s, 𝑃 ∼
30 yr. Thus these long-term surveys are readily sensitive to Jupiteranalogs orbiting sunlike stars, but Saturn analogs orbiting sunlike stars are just at theedge of their sensitivity [18]. Thus, extant radial velocity surveys can only constrainthe population of giant planets ( 𝑀 𝑝 (cid:38) . 𝑀 Jup beyond the snow line of sunlikestars.Surveys for planets orbiting M dwarfs generally have shorter baselines, but coverthe complete orbits of planets with semimajor axes out to 3 au [76, 12]. Giantplanets with orbits longer than the baseline of these surveys can be detected via theirtrends, or, for sufficiently massive planets and sufficiently precise radial velocityobservations, the planet properties can be characterized using partial orbits [12, 108].However, as with surveys for planets orbiting solar-like stars, these surveys cangenerally only constrain the demographics of relatively massive planets beyond thesnow line of M dwarfs.Using the sample of planets discovered in the HARPS and CORALIE radialvelocity surveys of planets orbiting primarily sunlike stars from [102], and accountingfor the survey completeness, [41] infer that the frequency of giant planets with massesin the range of 0 . − 𝑀 Jup rises with increasing period (in agreement with previousresults, e.g., [35]) up to roughly 2 − 𝑎 = − 𝑀 𝑝 > . 𝑀 Jup , and eccentricity 𝑒 < .
3, to be 6 . + . − . %.This is consistent with the result from [41], implying that true Jupiter analogs arerelatively rare. Furthermore, extrapolating the declining frequency of giant planetsbeyond the snow line as inferred by [41] results in a frequency of giant planetsaccessible to direct imaging surveys that is consistent with detection rates fromthose surveys (with some caveats), which is not the case if one simply extrapolatesthe increasing frequency of giant planets inferred by [35] from the analysis of theshorter-baseline California-Carnegie planet survey out to separations where directimaging surveys would be sensitive to (young analogs) of them.Using a database of 123 known exoplanetary systems (primarily hot and warmJupiters) monitored by Keck for nearly 20 years, combined with NIRC2 K-band Fig. 4 (Left) Occurrence rate per ln 𝑃 as a function of orbital period 𝑃 based on the analysis ofthe HARPS/CORALIE survey for exoplanets [102]. The red points show the binned occurrencerate, whereas the black broken power law shows the maximum likelihood fit to the unbinned data.The blue broken power laws show samples from the 1 𝜎 range of fits. The dashed line show theinitial starting value of the fit. Finally, the vertical lines show the range of periods considered in thefit. From [41]. © AAS. Reproduced with permission. (Right) The distribution of the giant planetoccurrence rates inferred from the California-Carnegie radial velocity survey of 111 M dwarfs. Themedian and 68% confidence interval of the distribution implies that 6 . ± .
0% of M dwarfshost a planet with mass between 𝑀 Jup − 𝑀 Jup , with separations <
20 au. From [108]. © AAS.Reproduced with permission. adaptive optics (AO) imaging, [18] estimated the frequency of giant planets withmasses between 𝑀 𝑝 = − 𝑀 Jup and 𝑎 = −
20 au to be ∼ ± 𝑀 ∗ (cid:46) . 𝑀 (cid:12) ) have generally found a paucity of planets on relatively short orbitalperiods interior to the snow line [76]. This is seemingly a victory for the core-accretion model of planet formation, which generally predicts that giant planetsshould be rare around low-mass stars, due to their lower-mass disks and longerdynamical timescales at the distances where giant planets are thought to have formed[92, 75]. However, these constraints were generally only applicable for planets withsemimajor axes less than a few au, implying that giant planets could still formefficiently around low-mass stars, but perhaps do not migrate to the relatively close-in orbits where they can be detected via the relatively short time baseline radialvelocity surveys for exoplanets orbiting low-mass stars. Indeed, a closer inspectionof the results from the HARPS [12] and California-Carnegie [108] surveys forplanets orbiting M dwarfs hint at a significant population of giant planets at orbitswith periods roughly equal to the survey duration. See Figure 4. he Demographics of Wide-Separation Planets 29 As discussed in Section 4.4, transit surveys are generally not sensitive to planetswith periods longer than 𝑇 / 𝑇 . This is because such surveysimpose an arbitrary (but reasonable) criterion that at least three transits must bedetected. A robust detection of at least two transits is generally required to infer theperiod of the planet, whereas the detection of a third transit largely eliminates mostfalse positives.However, as first pointed out by [168], based on the arguments from [136], therobust detection of a single transit can be used to estimate the period of the planet,given an estimate of the density of the star 𝜌 ∗ and assuming zero eccentricity.Since single transits from long-period planets typically have long durations, theyalso typically have quite large signal-to-noise ratios, which are sufficient to allowan estimate of the planet period, under the assumptions above [168]. Indeed, [168]used this fact to argue that the follow-up of single transit events could be used toextend the period sensitivity of transit surveys, and in particular that of Kepler . As[168] argued, not only does this require an estimate of 𝜌 ∗ , but it also generallyrequires nearly immediate radial velocity observations of the target star to measurethe acceleration of the star due to the planetary companion.The suggestion of [168] was largely ignored during the primary Kepler mission.Likely this was because the yield of such single-transit events was expected to besmall. Nevertheless, two groups [44, 66] endeavored to estimate the planet occurrencerate for planets with periods beyond the nominal range of the
Kepler primary missionusing the methods outlined in [168]. In particular, [66] used updated informationabout the planet host stars from the Gaia DR2 release[45] to improve the purity ofthe long-period single-transit sample (see Figure 5). They inferred a frequency ofcold giant planets (radii between 0 . − 𝑅 Jup and periods of ∼ −
10 yr of 0 . + . − . .This rate is consistent with the results of [35], albeit with larger uncertainties. Theyalso infer a radius distribution of planets beyond the snow line of 𝑑𝑁𝑑 log 𝑅 𝑝 = 𝑅 − . + . − . 𝑝 , (28)consistent with the conclusion from microlensing surveys that Neptunes are morecommon than Jovian planets beyond the snow line [58]. Finally, they note that 5 ofthe 13 long-period planet candidates they identify have confirmed inner transitingplanets, indicating that there is a strong correlation between the presence of coldplanets with warm/hot inner planets, and that the mutual inclinations between theinner and outer planets must be small. The results of [66] demonstrate the importanceof a holistic picture of exoplanet demographics.
500 1000 5000 10000Orbital Period [days]0.313 P l a n e t R a d i u s [ R J ] Gaia DR2 R * KIC R * Inner Companions PresentLikely False Positives
Fig. 5
The results of the single-transit candidate search from [66]. The parameters of the candidatesusing revised stellar parameters are plotted in blue, while gray points indicate the parameters inferredusing the older
Kepler input catalog values. The vertical dashed line denotes the maximum possibleperiod to exhibit at least three transits during the
Kepler primary mission. From [66]. © AAS.Reproduced with permission.
A relatively recent, cogent, and exceptionally comprehensive review of direct imag-ing surveys has been provided by Bowler [15]. Rather than attempt to reproduce orreplicate the contents of that exceptional review, I will simply highlight the mostimportant conclusions from direct imaging surveys as summarized therein.As shown in Figure 6, in the current state of the art direct imaging surveys forexoplanets [67, 95, 9, 138] are primarily sensitive to planets with masses of (cid:38) 𝑀 𝐽 and orbits of (cid:38)
10 au.These surveys have searched for planetary companions orbiting roughly ∼ <
300 Myr) stars, with spectral types ranging from low-mass Mstars to B stars. Roughly 8 planetary ( (cid:46) 𝑀 Jup ) candidates with semimajor axes of (cid:46)
100 au have been found orbiting main-sequence stars [90, 94, 131, 99, 100, 89].The majority of these candidates are very dissimilar to the giant planets in oursolar system: they are typically more massive and have much larger separations.This has led to the speculation that these planets formed via a different mechanismthan the core accretion mechanism [128] that is typically invoked to explain the he Demographics of Wide-Separation Planets 31
Fig. 6
Completeness contours from an ensemble analysis of ∼
380 unique stars with published high-contrast imaging observations. The contours denote 10%, 30%, 50%, 70%, and 90% completenesslimits. Note that low-mass stars provide stronger constraints for planets at a fixed mass and semimajoraxis. From [15] © Publications and the Astronomical Society of the Pacific. Reproduced withpermission. formation of shorter-period giant planets detected by other methods. Indeed, themassive, long-period planets detected by direct imaging have been suggested to beevidence of planet formation via gravitational collapse [14, 36]. However, it has beenargued that there are serious theoretical difficulties with this formation mechanism[130]. If gravitational instability can create long-period giant planets, the theoreticalprediction is that there should be a larger population of brown dwarfs [88]. Indeed,this has been observed [120]. There is some evidence that the orbits of directly-imaged planets are distinct from those found via the radial velocity method, perhapssuggesting that there are indeed two mechanisms for giant planet formation [16].Even if there are two channels of forming giant planets, the population of planetsformed by these two different channels may not occupy distinct regions of parameterspace. For example, the directly-imaged planet candidate 51 Eridani b [94], whichhas an estimated mass of ∼ 𝑀 Jup and a semimajor axis of ∼
13 au, has propertiesthat are quite similar to the giant planets detected via radial velocity surveys, as wellas the giant planets in our solar system.Finally, it is worth noting that there is no statistically significant evidence for anincrease in the frequency of long-period giant planets with host star spectral type(a proxy for host star mass) from direct imaging surveys, as shown in Figure 7.However, given the relatively small number of giant planet candidates detected bydirect imaging surveys, this result is not statistically discrepant with the result fromradial velocity surveys that the frequency of shorter-period giant plants increaseswith increasing host mass [75].
Fig. 7
Distributions of the occurrence rate of giant planets from an ensemble analysis of directimaging surveys in the literature, as compared to the results from radial velocity surveys for giantplants at small separations ( (cid:46) . © Publications of the Astronomical Society of the Pacific. Reproduced with permission.
Microlensing surveys for exoplanets cannot choose their target stars - rather, thesample of hosts around which microlensing surveys can constrain the propertiesof planetary systems is dictated by the number density of compact objects (browndwarfs, stars, and remnants) weighted by the event rate, which scales as 𝜃 E ∝ 𝑀 / ∗ .Figure 8 shows the predicted distribution of host masses probed by microlensing[65, 53]. Ignoring brown dwarfs and remnants, the median mass of main-sequence(MS) stars probed by microlensing surveys is ∼ . 𝑀 (cid:12) . Thus, although a littleover half the MS host stars will be M dwarfs, microlensing surveys still probe thefrequency of planets beyond the snow line orbiting G and K type stars, a fact that isnot widely appreciated.The first constraints on the frequency of planets from microlensing surveys wasby [50], based on five years of data from the Probing Lensing Anomalies with aworld-wide NETwork (PLANET) collaboration [2]. Although they did not detectany planets, they were able to place a robust upper limit on the frequency of massivecompanions. They concluded that <
33% of hosts have ∼ 𝑀 Jup companions with he Demographics of Wide-Separation Planets 33
Fig. 8
The predicted distribution of host masses for microlensing surveys for exoplanets. Browndwarfs BD), main-sequence (MS) stars, and remnants [including white dwarfs (WD), neutron stars(NS), and black holes (BH)] are included. Considering only MS stars, the median host star masssurveyed by microlensing is ∼ . 𝑀 (cid:12) . Note that MS stars with masses above the bulge turn-off havebeen suppressed; in reality the distribution of host star masses will include a small contribution frommore massive MS stars in the Galactic disk. From [50], adapted from [53]. © ARAA. Reproducedwith permission. separations between 1.5-4 au, and less than <
45% of hosts have ∼ 𝑀 Jup withseparations between 1-7 au. As the majority of these hosts were M dwarfs, this resultprovided the first significant limits on planetary companions to M dwarfs.The first conclusive discovery of an exoplanet by microlensing was in 2004 [11].Additional detections followed soon after [158, 3, 58]. Of the first four planetsdetected via microlensing, two had Jovian mass-ratios, whereas the other two hassuper-Earth/Neptune mass ratios. Given the decreasing sensitivity of microlensingfor smaller mass ratios (See 4.5), this immediately implied that cold low-mass (super-
Earth to Neptune) mass planets were much more common than cold Jovian planets[58].To date, over 100 planets have been detected by microlensing . Individual surveyshave detected a sufficiently large sample of planets that they have been able to placerobust constraints on the population of cold planets orbiting main-sequence stars[148, 55, 26, 137], see Figure 9 for a graphical representation of the constraintsderived by [55, 26].The most recent and thorough analysis with the largest sample of planets is thatby [151], who analyzed six years of data from the second generation MicrolensingObservations in Astrophysics (MOA-II) collaboration [147]. The analysis included23 planets detected from 1474 alerted microlensing events. They find that the dis-tribution of mass ratios 𝑞 and projected separations 𝑠 is well-described by a brokenpower law, with the form: 𝑑𝑁𝑑 log 𝑞 𝑑 log 𝑠 = . + . − . (cid:34)(cid:18) 𝑞𝑞 br (cid:19) − . ± . H ( 𝑞 − 𝑞 br ) + (cid:18) 𝑞𝑞 br (cid:19) . + . − . H ( 𝑞 br − 𝑞 ) (cid:35) 𝑠 . + . − . , (29)where, as before, H ( 𝑥 ) is the Heaviside step function. Thus, [151] find that the massratio function of cold exoplanets with mass ratios above that of 𝑞 br ∼ . × − (roughly the mass ratio of Neptune to the sun) is steeper than that mass function forshorter-period giant planets found by [35]. See Figure 9. In addition, the distributionof orbits for planets beyond the snow line is consistent with a log-uniform distribution,and planets with Neptune/sun mass ratios are likely the most common planets beyondthe snow line. [151] also synthesized their MOA-II constraints with those of [26],which also included constraints from [148, 55]. The combined results from thesefour surveys ([148, 55, 26, 151]) are shown in Figure 13.Using a sample of seven planets detected by microlensing with well-measuredmass ratios of 𝑞 < − and unique solutions, [159] confirmed the result from [151]that the mass ratio function for planets with mass ratio below 𝑞 br declines withdecreasing mass ratio. They inferred a power-law index in this regime of 1 . + . − . ,as compared to the value of 0 . + . − . found by [151]. By combining their results withthose of [151] and [159], they refine the power-law index in this regime to 0 . + . − . .However, using a sample of 15 planets with well-measured mass ratios of 𝑞 < × − , [78] arrived at a somewhat different conclusion than [151] and [159]. Againassuming the same double power-law form as Equation 29, they find a smaller valuefor the break in the mass function of 𝑞 br = . × − , e.g., a factor of ∼ 𝑞 br , with a best fit of 5.5( > . 𝜎 ). Assuming the power-law index of − .
93 for 𝑞 > 𝑞 br found by [151],which they did not constrain, this implies a very steep power law index for 𝑞 < 𝑞 br of 4 . . 𝜎 ), as compared to the value of 0 . + . − . and0 . + . − . found by [151] and [159], respectively. [78] also note an apparent ‘pile-up’of planets with mass ratio similar to that of Neptune to the sun. Specifically, four See https://exoplanetarchive.ipac.caltech.edu/he Demographics of Wide-Separation Planets 35
Fig. 9
The distribution of planet/star mass ratios inferrred from [151]. The black line shows best-fitbroken power-law mass-ratio function (see Equation 29), whereas the gray shaded region show theuncertainties about this best-fit model. This result is compared to compendium of demographicconstraints from other radial velocity and microlensing surveys [102, 70, 35, 76, 12, 108]. Note thatthe typical primary host mass and semimajor axis range vary amongst the various results. From[151], adapted and updated from [53] and [50]. © AAS. Reproduced with permission. of their 15 planets have mass ratios between 0 . × − and 5 . × −
4, a spanof only Δ log 𝑞 = . Δ log 𝑞 = . ∼ free-floating or widely-separation planets with masses of ∼ 𝑀 Jup , with a frequencyof roughly twice that of stars in the Milky Way. By comparing to the frequency ofgiant planets found by direct imaging surveys, [33] were able to demonstrate that (cid:38)
70% of these events must be due to free-floating planets. There are significantdifficulties with producing such a large population of free-floating planets, which Iwill not expound upon here (but see [161, 93]). This is because a subsequent analysisof the Optical Gravitational Lensing Experiment (OGLE, [160]) data conclusivelydemonstrated that the purported excess of short-timescale microlensing events byMOA-II was spurious [116].Curiously, [116] do find an excess of very short timescale ( (cid:46) . ∼ − 𝑀 ⊕ . Some theories of planetformation predict the ejection of a significant number of such low-mass planetsduring the chaotic phase of planet formation.Since the [116] result, a total of seven robust free-floating planet or wide-orbitplanets have been discovered via microlensing [114, 115, 112, 81, 134, 113] primarilyusing data from the OGLE and Korea Microlensing Telescope Network (KMTNet)collaborations [65, 82].Figure 10 shows the data for the shortest-timescale microlensing event detectedto date, with an Einstein timescale of only 𝑡 E ∼
40 minutes [112]. The lens likelyhas a mass in the Mars- to Earth-mass regime, with lower masses being favored. Ifthe planet is bound to a host star, it must have a projected separation of (cid:38)
10 au.
Ultimately, because of the intrinsic sensitivities and biases of all exoplanet detectionmethods (as discussed in Section 4), it is not possible for any single method orsurvey to provide the broad constraints on exoplanet demographics that are neededto properly constrain and refine planet formation theories. Thus, multiple surveysusing multiple detection methods must be "stitched together" to provide the neededempirical constraints.We are fortunate that the various detection methods at our disposal are largelycomplementary, and can, in principle, constrain exoplanet demographics over nearlythe full range of planet and host-star properties needed to fully test planet formationtheories. However, combining the results from various surveys and methods is nottrivial. Often, exoplanet researchers have the relevant expertise in only one or perhapstwo detection methods. Surveys often do not report the details needed to combinetheir results with other surveys, such as providing the appropriate information abouttheir target sample, or providing the individual detection sensitivities for each oftheir targets (including those for which no planetary candidates were detected).For these reasons and others, the obstacles to synthesizing the demographics ofexoplanets are significant, which is likely the reason why very little progress in thisarea has been made. Nevertheless, exoplanet surveys now have significant overlap in he Demographics of Wide-Separation Planets 37
Fig. 10
Data for microlensing event OGLE-2016-BLG-1928, which has the shortest Einsteintimescale of any microlensing event detected to date. It is likely the lowest-mass free-floating orwidely-bound ( (cid:38)
10 au) planet detected to date, with an estimated mass between Mars and theEarth. From [112]. © AAS. Reproduced with permission. terms of the parameter space of the planet and host star properties, and thus there isan opportunity to make significant progress in constructing a broad statistical censusof exoplanet demographics, using results that are already in hand.In this section, I will highlight a few notable attempts to synthesize the results ofwide-orbit demographics from multiple surveys using multiple methods. However,I emphasize that much more work needs to be done in this area.Two of the first rigorous attempts to compare the frequency of giant planets asconstrained by radial velocity and microlensing surveys were performed by [108] and[30, 31]. Both groups focused on low-mass stellar hosts, and used the results fromtrends found in radial velocity surveys of relatively low-mass hosts (e.g., evidencefor companions with periods longer than the duration of the survey) to constrainthe frequency of long-period giant planets. In particular, [108] used AO imaging toconstrain the mass of companions causing such trends to be in the planetary regime.They then used their constraints to determine if the population of long-period giantplanets was consistent with that found by microlensing. In contrast, [30, 31] took adifferent approach, and mapped the distribution of planets orbiting low-mass stars asinferred from microlensing to that expected from RV surveys of low-mass stars. Bothgroups concluded that the demographics of long-period giant planets as determined
Fig. 11
Semimajor axis distributions of roughly Jovian-mass companions to M dwarfs. Thevertical axis shows point estimates of the semimajor axis distribution from several surveys (red"X"s and uncertainties and/or upper limits shown as black error bars), as well as parametric fitsto these distributions from [32] (blue curve) and [105] (red curve). From [105]. Reproduced withpermission © ESO. by radial velocity and microlensing surveys were consistent. In particular, bothgroups found that there exists a significant population of Jovian planets at relativelylong periods. Specifically, [31] found that the frequency of Jupiters and super-Jupiters(1 < 𝑀 𝑝 sin 𝑖 / 𝑀 Jup <
13) with periods 1 < 𝑃 / days < is 0 . + . − . . This isa median factor of 4 . . ± .
02 [35]. Thus, although low-mass stars do indeed host giantplanets, they are less common than giant planets orbiting sunlike stars, and tend tobe at larger separations (compared to the snow line [80]).Several authors have combined results from radial velocity, microlensing, anddirect imaging surveys to constrain the population of giant planets with large semi-major axes orbiting low-mass stars. In particular, [32] synthesized constraints on thepopulation of long-period planets from five different exoplanet surveys using threeindependent detection methods: microlensing, radial velocity, and direct imaging.Adopting a power-law form for properties of long-period ( > ) planets, they found 𝑑 𝑁𝑑 log 𝑀 𝑝 𝑑 log 𝑎 = . + . − . (cid:18) 𝑀 𝑝 𝑀 Sat (cid:19) − . + . − . (cid:16) 𝑎 . (cid:17) . + . − . , (30)with an outer cutoff of 𝑎 out = + − . au. This result was for "hot-start" models, butthe results for "cold-start" models are very similar. This is because the typical host he Demographics of Wide-Separation Planets 39 stars are quite old, and as such the luminosity at fixed mass of planets assuming "hotstart" and "cold start" models have largely converged.A similar analysis was performed by [105], although they fit a (likely) more well-motivated log-normal model for the semimajor axis distribution of giant planetsorbiting M dwarfs. Their results are shown in Figure 11. Their conclusions arebroadly consistent with those of [33]: generally speaking, the frequency of giantplanets orbiting M dwarfs increases with increasing semimajor axis up to a few au,and then declines for semimajor axes beyond ∼
10 au. An interesting but unansweredquestion is how the distribution of giant planets found by [33] and [105] differ fromthat found by radial velocity surveys of giant planets for solar-type (FGK) stars, andwhether or not they are consistent with the expectations of ab initio planet formationtheories.I note that the analyses of both [33] and [105] did not include the most recent andcomprehensive microlensing constraints on the demographics of planets from [151].Therefore, there is a clear opportunity for improving and updating the synthesesprovided in [33] and [105].There have been several other studies that have attempted to synthesize the de-mographics of exoplanets determined by various methods. • [69] compared early demographic constraints from Kepler for planets with periodsof (cid:46)
50 days with the constraints from the Keck/HIRES Eta-Earth RV surveyfor planets with periods in the same range [70]. By adopting a deterministicdensity-radius relation and restricting the analysis to planets with masses (cid:38) 𝑀 ⊕ and radii (cid:38) 𝑅 ⊕ (where the Eta-Earth and [then available] Kepler results weremostly complete), they were able to map the radius distribution inferred from
Kepler to the 𝑀 𝑝 sin 𝑖 distribution from the Eta-Earth survey. They found goodagreement, particularly when they assumed that the density of planets increasedwith decreasing radii. • Both [53] and [151] compared constraints on the frequency of planets inferredfrom microlensing surveys to several estimates of the frequency of shorter-periodplanets found by several RV surveys of both solar-type FGK stars as well as Mstars (see, e.g., Figure 9). • As discussed in more detail in Section 5.3, [15] compared the frequency distribu-tion giant planets as a function host star spectral type found by RV surveys [75]with the distribution found by direct imaging surveys (see Figure 7). • Using the DR25
Kepler catalog of planets between ∼ − 𝑅 ⊕ and 𝑃 <
100 days,and converting planet radii to planet masses using the [27] planet mass-radiusrelation, [121] found a break in the mass ratio function of planets at 𝑞 ∼ . × − ,independent of host star mass. This break is at a mass ratio that is ∼ −
10 timeslower than the break in the mass-ratio function for longer-period planets found bymicrolensing as estimated by [151, 159] (Figure 9), but is similar (a factor of ∼ (cid:38) . × − , or slightly larger than the Earth/sunmass ratio. • Using results from both RV surveys and
Kepler , [170] studied the relationshipbetween the population of small-separation ( 𝑎 (cid:46) 𝑀 𝑝 roughlybetween that of the Earth and Neptune) and ’cold’ Jupiters ( 𝑎 > 𝑀 𝑝 > . 𝑀 Jup ) orbiting sunlike stars. They found that the conditional probability of asystem with a super-Earth hosting a cold Jupiter was ∼ Kepler , this implies that nearlyevery star that hosts a cold Jupiter also hosts an inner super Earth. Since our solarsystem has a cold Jupiter but does not host an inner super-Earth, the corollary tothis result is that solar systems with architectures like ours are rare, ∼ • Using a meta-analysis to combine the results of many demographics studies oftransiting planets detected by
Kepler , the NASA Exoplanet Exploration ProgramAnalysis Group (ExoPAG) Study Analysis Group (SAG) 13 determined a con-sensus estimate of the occurrence rates for planets with relatively short periodsof 𝑃 = −
640 days, and radii from roughly that of the Earth to that of Jupiter.This estimate, and the process by which it was determined, is described in detailin [86]. The double power-law fit to the SAG 13 occurrence rate was extrapolatedto longer periods by [40], who also synthesized these results with the frequencyof relatively long-period gas giants planets as determined by [35], [18], and[41]. Taking care to eliminate systems that were dynamically unstable, [40] pro-vide a comprehensive synthesis of the demographics of planets with masses of0 . − 𝑀 ⊕ and semimajor axes of 0 . −
30 au, albeit with significant relianceon extrapolation.These and other results begin the process of "stitching together" the demographicsconstraint of multiple surveys using multiple detection methods. However, the studiesitemized above, as well as the majority of other similar studies, have primarilyfocused on comparing the demographics of relatively short-period planets detectedby different surveys, or by comparing the demographics of close and wide-orbitcompanions. Thus, while very important, a comprehensive review of such studies isbeyond the scope of this chapter.
Remarkably, despite the large number of exoplanets that have been confirmed todate ( ∼ he Demographics of Wide-Separation Planets 41 Fig. 12
Number of planets per star in a given radius bin for semimajor axes of 𝑎 < .
27 au. Thethick red histogram shows the predictions from the ab initio population synthesis models of [110].The blue histogram with error bars shows the empirical distribution inferred by [70] from an earlyrelease of
Kepler data. The black dotted histogram is a preliminary analysis from the initial
Kepler data. The
Kepler data from the yellow shaded region ( 𝑅 𝑝 < 𝑅 ⊕ ) was substantially incomplete atthe time of this study. From [110]. Reproduced with permission © ESO.
One example of an attempt to compare the prediction of ab initio models ofplanet formation with empirical constraints is provided by [110]. They compare anestimate of the radius distribution of planets from some of the first results from
Kepler [69] with the predictions from their population synthesis models for planetswith semimajor axis of 𝑎 (cid:46) . Fig. 13
The planet/host star mass ratio distribution as measured by microlensing surveys forexoplanets [53, 26, 151], compared to the predicted mass ratio distribution function from ab initiomodels of planet formation (see [74] and [111] and references therein). The red histogram showsthe measured mass-ratio distribution from microlensing, along with the best-fit broken power-lawmodel and 1 𝜎 uncertainty indicated by the solid black line and gray shaded regions. The dark andlight blue histograms show the predicted mass-ratio functions from the population synthesis modelswith migration, and the alternative migration-free models. (left) Comparison to models from Ida& Lin (e.g, [74] and references therein). (right) Comparison to models from the Bern group (e.g.,[111] and references therein). The gold histogram shows the results for a lower-viscosity disk modeland 0 . 𝑀 (cid:12) host stars. From [150] © AAS. Reproduced with permission. graphics of cold exoplanets as constrained by microlensing was explored in [151].As shown in Figure 13, they find that the generic prediction of the core accretion(or nucleated instability) model of giant formation predicts a paucity of planets withmasses roughly between that of Neptune and Jupiter (e.g., [128]). This predictionis not confirmed by the results from microlensing surveys. This result appears tobe fairly robust against some of the model assumptions, including the treatment ofmigration and the viscosity of the protostellar disk. Some possible resolutions to thisdiscrepancy are discussed in [150].One potential complication is that the condition for core-nucleated instability(e.g., runaway gas growth to become a giant planet) may be more sensitive toplanet mass than planet mass ratio . If this is the case, then the mass gap predictedby the core-accretion theory may be smoothed out in the microlensing mass-ratiodistribution, given the relatively broad range of host masses probed in microlensingsurveys (see Figure 8). This can be tested by measuring the masses of the host starsof planets detected by microlensing (e.g., [6]). Indeed, [10] measure the host andplanaet star masses of the microlensing planet OGLE-2012-BLG-0950Lb, finding Formally, the condition for runaway growth is that the mass of the gaseous envelop becomes largerthan that of the core, leading to a Jeans-like instability and rapid gas accretion (e.g., [106, 146, 128].However, the simplest models of protoplanetary disks generally predict core masses of ∼ 𝑀 ⊕ ,and thus the total critical mass for runaway accretion of ∼ 𝑀 ⊕ , e.g., somewhat larger than themasses of the ice giants.he Demographics of Wide-Separation Planets 43 a host star mass of 𝑀 ∗ = . ± . 𝑀 (cid:12) and a planet mass of 𝑀 𝑝 = ± 𝑀 ⊕ ,placing the planet in the middle of the mass gap predicted by generic models of giantplanet formation via core accretion. While substantial progress has been made in determining the demographics of wide-separation planets, it is nevertheless the case that it is this regime of 𝑀 𝑝 − 𝑃 and 𝑅 𝑝 − 𝑃 parameter space that remains the most incomplete, particularly for planetswith masses and radii less than that of Neptune (see Figures 2 and 3). Fortunately,there are several planned or candidate surveys on the horizon that will largely fillin this region of parameter space, enabling a nearly complete statistical census ofplanets with masses/radii greater than that of the Earth, and periods from < Fig. 14 (Left) The original planned Transiting Exoplanet Survey Satellite (TESS) 2-year missionsky coverage, as a function of equatorial coordinates (solid white lines). TESS originally plannedto monitor ∼
83% of the sky, excluding regions within ∼ ◦ of the ecliptic equator. ∼
74% of itssurvey area was planned to be monitored for 27 days during the prime mission, whereas a regionaround the ecliptic poles (including the JWST continuous viewing zone) would be monitored forup to ∼
350 days. Stray light issues forced the TESS team to deviate somewhat from this surveystrategy in the northern ecliptic hemisphere. Courtesy of G. Ricker, reproduced by permission.(Right) An estimate of the number and period distribution of single-transit events expected fromthe TESS primary mission. Single transit events from the 2-minute cadence postage stamp targetsare shown in the black histogram, whereas those from stars in the 30-minute cadence full frameimages (FFIs) are shown in grey. Single transit events found for stars with 𝑇 eff > 𝑇 eff < © AAS. Reproduced with permission.4 B. Scott Gaudi • Radial Velocity surveys . The longest-running RV surveys have been monitoringa sample of bright FGK stars stars for roughly 30 years, with precisions of a fewto ∼
10 m / s. These surveys are now sensitive to Jupiter analogs with 𝑃 ∼
12 yearsand 𝑀 𝑝 (cid:38) 𝑀 Jup (e.g., [165]). For stars with the longest baselines and RV pre-cisions of a few m/s, Saturn analogs ( 𝑃 ∼
30 years and 𝑀 𝑝 (cid:38) 𝑀 Sat ) are barelydetectable, with 𝐾 ∼ / s. RV surveys are unlikely to be sensitive to analogs ofthe ice giants in our solar system [79] in the foreseeable future, and are similarlyunlikely to be sensitive to Neptune-mass planets on orbits beyond ∼ ∼ / s and periods of 𝑃 ∼ • The Transiting Exoplanet Survey Satellite . TESS is a NASA Medium-ClassExplorers (MIDEX) mission [133], whose goal is to survey nearly the entiresky ( ∼ ∼ ∼
350 days. Thus, even considering extended missions, TESS’s regionof sensitivity in the 𝑀 𝑝 − 𝑃 planet will be entirely within that of Kepler . Simplyput, although TESS will (of course) provide important demographic constraints,and will provide them with a higher fidelity than
Kepler (primarily because thebrightness of the target stars), in general TESS will not significantly expand ourknowledge of exoplanet demographics beyond what has been learned by
Kepler .Therefore, it will generally not contribute to the demographics of wide-orbit plan-ets.However, one area where TESS may contribute to the demographics of wide-orbit planets is via single transit events. As discussed in Section 5.2, single transitevents can be used to constrain the demographics of planets with periods beyondthe survey baseline. Because TESS will be looking at a much larger number ofstars for a shorter period of time than the primary
Kepler survey, its yield ofsingle-transit events is expected to be significantly higher than that of
Kepler .The yield of single transit events in the 2-year TESS primary mission has beenpredicted by [162]. Their results are shown in Figure 14. They find that over 1000 he Demographics of Wide-Separation Planets 45
Fig. 15 (Left) Gaia sensitivity as a function of planet mass and semimajor axis. The red curvesshow the estimated Gaia sensitivity for a ∼ 𝑀 (cid:12) primary at 200 pc. The meaning of the differentline styles are indicated in the figure. The blue curves are the same, except for a ∼ . 𝑀 (cid:12) primaryat 25 pc. The pink line shows the sensitivity of an RV survey assuming a precision of 3 m/s, a 𝑀 (cid:12) primary, and a 10 year survey. The green curve shows the sensitivity of a transit survey assuming (cid:38) ∼ 𝑀 (cid:12) and 𝑅 (cid:12) primary. Black dots indicate the inventory of exoplanets as ofSeptember 2007. Transiting systems are shown as light-blue filled pentagons. Jupiter and Saturn arealso shown as red pentagons. From [24]. Reproduced with permission © ESO. (Right) Astrometricsignature versus period for the planets listed in the exoplanet.eu archive as of September 1, 2014.The sizes of the circles are proportional to the planet mass. The vertical lines roughly bracket therange in periods in which Gaia will be most sensitive. The horizontal line delineates an astrometricsignature of 1 𝜇 as. From [124]. Courtesy of Michael Perryman. Reproduced with permission. single-transit events due to planets are expected from the TESS primary mission,with 241 of these coming from the the 2 minute cadence targeted postage-stampedata and a lower limit of 977 coming from stars in the full-frame images (FFIs). • Gaia . The primary goal of European Space Agency’s (ESA) Gaia mission is toprovide exquisite astrometric measurements of ∼ stars down to a magnitudeof 𝑉 ∼
20 [46]. These measurements will produce a sample of accurate andprecise stellar proper motions and distances that is orders of magnitude largerthan is currently available. A ‘by-product’ of this unprecedented database willbe the detection of many thousands of giant planets at intermediate periods viatheir astrometric perturbations on their host stars. There have been many studiesof expected yield of planets with Gaia; here I will focus on two papers (but seealso [139]).Using double-blind experiments, [24] demonstrated that planets can be detectedif they induce astrometric signatures of roughly 3 𝜎 ast , where 𝜎 ast is the single-measurement precision, provided that the period of the planet is less than thesurvey duration (5 years for the primary Gaia mission). They also noted that the threshold for reliable inference about the orbital parameters was significantlyhigher. They determined that at twice the detection limit of 3 𝜎 ast , the uncertaintiesin orbital parameters and planet masses were typically of order 15% - 20%. Theyalso demonstrated that for planets with periods longer than the survey duration,the planet detectability dropped off more slowly with increasing planet periodthan the precision with which the parameters of the system, and in particularthe planet mass, can be measured (see Figure 15 and the discussion in Section4.7). Thus, although the astrometric signal of planets with periods longer thanthe survey may be detectable, these detections will be significantly compromisedas they will have large uncertainties in the orbital elements and, in particular, theplanet mass.A more recent estimate of the yield of planets from Gaia was performed by [124].In particular, these authors used updated planet occurrence rate estimates, as wellas updated estimates of the expected Gaia single-measurement astrometric preci-sion. They consider the detectability of known planetary companions with Gaia(see Figure 15), as well as projections for as-yet undetected planets. They find thatGaia should discover ∼ planets with masses in the range of ∼ − 𝑀 Jup ,the majority of which will have semimajor axes in the range of ∼ − ∼ −
50 intermediate-period 𝑃 ∼ − 𝑀 𝑝 − 𝑎 parameter space. Nevertheless, Gaia will be sensitive tothe mutual inclinations of planets in multi-planet systems, an important propertyof planetary systems that has been poorly explored to date. Furthermore, becauseGaia should detect a very large number of planets, it will be sensitive to the"tails" of the distribution of planetary properties, e.g., the "oddball" exoplanetsystems. Such systems often provide unique insights into the physics of planetformation and evolution. Finally, the fact that it will uncover temperate transitinggiant planets will enable the estimate of the mass-radius relationship for suchplanets, which will provide important priors on the properties of the giant planetsdetected by future direct imaging surveys. • The Nancy Grace Roman Space Telescope . The Nancy Grace Roman SpaceTelescope, or
Roman (née WFIRST), was the highest-priority large space missionfrom National Academies of Science 2010 Astronomy Decadal Survey [119]. Asoutlined by the Astro2010 Decadal Survey, one of
Roman ’s primary goals is to"open up a new frontier of exoplanet studies by monitoring a large sample ofstars in the central bulge of the Milky Way for changes in brightness due to mi-crolensing by intervening solar systems. This census, combined with that madeby the
Kepler mission, will determine how common Earth-like planets are overa wide range of orbital parameters." This application of
Roman , based originallyon the concept and simulations by [8], promises to probe a broad region of planet he Demographics of Wide-Separation Planets 47 P l a n e t M a ss i n E a r t h M a ss e s K e p l e r R o m a n Credit: Penny et al. (2019)
ApJS 241, 3
Kepler
Exoplanets Other Known Exoplanets Simulated
Roman
Exoplanets R o m a n S e n s iti v it y − t h e nu m b e r o f p l a n e t d e t ec ti on s e xp ec t e d i f t h e r e i s p l a n e t p e r s t a r a t ( a , M p ) Fig. 16 (Left) The region of sensitivity in the 𝑀 𝑝 − 𝑎 plane of the Kepler prime mission (red solidline) versus the predicted region of sensitivity of the
Roman (née WFIRST) Galactic ExoplanetSurvey (RGES survey, blue solid line). The red dots show
Kepler candidate and confirmed planets,while the black dots show all other known planets extracted from the NASA exoplanet archive as of2/28/2018. The blue dots show a simulated realization of the planets detected by the RGES survey.Solar system bodies are shown by their images, including the satellites Ganymede, Titan, and theMoon at the semimajor axis of their hosts. Images of the solar system planets courtesy of NASA.Adapted from [122]. Courtesy of M. Penny. © AAS. Reproduced with permission. mass/semimajor axis parameter space that is inaccessible by any other exoplanetdetection methods or surveys, including ground-based microlensing surveys. Ini-tial estimates of the yield of such a space-based microlensing survey can be foundin [8, 60, 59, 141, 140]. The most up-to-date estimate of the yield of boundplanets by microlensing are provided by [122]. In summary,
Roman is expectedto detect roughly ∼ (cid:38) 𝑀 ⊕ with separations > Roman will be sensitiveto bound planets with masses as low as ∼ . 𝑀 ⊕ , or roughly twice the massof the moon and roughly the mass of Ganymede. Roman will also be sensitive tofree-floating planets, as explored by [77]. They predict that
Roman could detect ∼
250 free-floating planets with masses down to that of Mars, including ∼ Kepler with those from
Roman ,it will be possible to obtain a nearly complete statistical census of exoplanetswith mass (cid:38) 𝑀 ⊕ with arbitrary separations. See Figure 16. It is also worth notingthat Roman will also have some sensitivity to potentially habitable planets, and
Fig. 17
Predicted exoplanet detection yields with uncertainties for the HabEx and LUVOIR missionconcepts. Planet class types from left to right are: exoEarth candidates (green bar), rocky planets,super-Earths, sub-Neptunes, Neptunes, and Jupiters. Red, blue, and ice blue bars indicate hot,warm, and cold planets, respectively. The predicted yields are indicated under each bar. (Left)Predictions for HabEx. (Right) Predictions for LUVOIR A. Both figures courtesy of ChristopherStark. Reproduced with permission. thus may provide constraints on 𝜂 ⊕ . Finally, it will also be sensitive to massivesatellites to wide-separation bound planets [8], thus complementing the sensitiv-ity of transit surveys to massive satellites orbiting shorter-period planets (e.g.,[83, 84, 85]). • The PLAnetary Transits and Oscillations of stars mission . PLATO [132] isan ESA M-class mission that is designed to find transiting planets with periodsof (cid:46)
Kepler and TESS. It will survey stars witha longer baseline than TESS, and will survey brighter stars than those surveyedby
Kepler . Because the hosts of the transiting planets discovered by PLATO willbe brighter than
Kepler , they will be more amenable to follow-up. Given thecurrent mission architecture and survey design, while PLATO is predicted to ex-pand upon
Kepler ’s sensitivity range in the 𝑅 𝑝 − 𝑃 plane, it will nevertheless notcontribute significantly to our understanding of the demographics of wide-orbitplanets, excepting for the possibility of following-up single transit events (e.g.,[168, 66, 162]). • Future Direct Imaging Surveys . A comprehensive review of the potential offuture ground and space-based direct imaging surveys to contribute to our knowl-edge of the demographics of exoplanets is well beyond the scope of this chapter.Rather, I refer the reader to the review in Chapter 4 of National Academies ofScience Exoplanet Science Strategy Report [118], and in particular Figure 4.3 ofthat report. I will, however, make a few general comments. First, current ground-based direct imaging surveys (e.g., [95, 9]) are expected to continue to improveupon their current sensitivity in terms of inner working angle and contrast, butare unlikely to do so by an order of magnitude. Second, direct-imaging surveys he Demographics of Wide-Separation Planets 49 using JWST will provide modest improvements over ground-based surveys [5],but are nevertheless not expected to reach the contrast ratios needed to detect ma-ture planets in reflected light or thermal emission. Third, the next generation ofground-based Giant Segmented Mirror Telescopes (GSMTs) offer opportunitiesfor dramatic improvements in the capabilities of direct-imaging surveys relativeto current ground-based facilities. These opportunities include the potential todirectly detect mature "warm Jupiters" in reflected light, as well as to detect tem-perate planets in thermal emission (e.g, [163]). However, these improvements incapabilities also require dramatic breakthroughs in several key technology areas.Finally, I will note that there exists an enormous opportunity for a future space-based direct imaging mission in the thermal mid-infrared (e.g. [129]). • Future Space-Based Reflected Light Direct Imaging Surveys . Direct imagingsurveys for mature planets orbiting sunlike stars in reflected light generally re-quire space-based missions. This is because, for planets with radii and separationssimilar to those in our solar system, the planet/star contrast ratio is (cid:46) − and theplanet/star angular separation for a system at ∼
10 pc is (cid:46) . ∼ − with an angular separation of ∼ . ∼ − at an angularseparation of ∼ . ∼ −
20 pc) FGK stars.HabEx and LUVOIR differ primarily in ambition. The fiducial architecture ofthe HabEx telescope is a 4m monolithic, off-axis primary that utilizes both in-ternal coronagraphy and an external starshade to directly image and characterizeplanets orbiting nearby stars. LUVOIR studied two architectures, but here I fo-cus on the most ambitious architecture for context. The LUVOIR A architecturebaselines a 15-m diameter on-axis primary mirror that utilizes coronagraphy to directly image exoplanets. Because of its larger aperture, LUVOIR A would beable to detect a much larger sample of planets than the baseline architecture ofHabEx. On the other hand, because HabEx utilizes a (primarily) achromatic star-shade, it would be able to better characterize the (smaller number) of exoplanets itwould detect. The estimated yield of both mission concepts is shown in Figure 17.Regardless of the specific architecture, both HabEx and LUVOIR would be ableto determine the demographics of planetary systems orbiting nearby stars over awide range of planet orbits and sizes for individual systems . This in contrast tothe statistical compendium of different systems that will be enabled by combiningthe demographic results from, e.g.,
Kepler and
Roman . In particular, both HabExand LUVOIR would be able to address such fundamental questions as: "Whatis the conditional probability that, given the detection of a potentially habitableplanet, there exists a outer gas giant planet?" The answers to such questions arelikely to be essential for understanding the context of habitability.
The demographics of exoplanets, i.e., the distribution of exoplanets as a functionof the physical parameters, may encode the physical processes of planet formationand evolution, and thus provides the empirical ground truth that all ab initio planetformation theories must reproduce. There exist numerous challenges to determiningthe demographics of exoplanets over as broad a region of parameter space as possible.In particular, the exoplanet detection methods at our disposal are sensitive to planetsin different regions of (planet and host star) parameter space, as well as being sensitiveto planets orbiting different host star parameters. While this presents a challenge,in that we must construct robust statistical methodologies to combine the results ofdifferent surveys and different detection methods, it also provides an opportunity tomore completely survey the demographics of exoplanets over the relevant regions ofplanet and host star parameter space. There exist many exciting future opportunitiesto expand our understanding of the demographics of exoplanets.The future of exoplanet demographics is bright. I expect that, within the nextfew decades, we will have a nearly complete statistical census of exoplanets withmasses/radii greater than roughly than that of the earth, with essentially arbitraryseparations (including free-floating planets). As well as providing the empiricalground truth for theories of the formation and evolution of exoplanetary systems,this census will provide the essential context for our detailed characterization of exo-planet properties, and ultimately of our understanding of the conditions of exoplanethabitability.
Acknowledgements
I would like to thank the organizers of the 3 rd Advanced School on Exoplan-etary Science: Demographics of Exoplanetary Systems for inviting me to attend a very enjoyableschool held at an extraordinarily beautiful venue, and for giving me the opportunity to present on thehe Demographics of Wide-Separation Planets 51topic of "Wide-Separation Exoplanets". I am very much indebted to the editors of the proceedings(L. Mancini, K. Biazzo, V. Bozza, and A. Sozzetti) for their exceptional patience as I wrote thischapter. I would like to thank the many people who have shaped my thinking about exoplanet de-mographics over the past 20+ years, including (but not limited to) Thomas Beatty, Chas Beichman,David Bennett, Gary Blackwood, Brendan Bowler, Chris Burke, Jennifer Burt, Dave Charbonneau,Jesse Christiansen, Christian Clanton, Andrew Cumming, Martin Dominik, Subo Dong, CourtneyDressing, Debra Fischer, Eric Ford, Andrew Gould, Calen Henderson, Andrew Howard, MarshallJohnson, Bruce Macintosh, Eric Mamajek, Michael Meyer, Matthew Penny, Michael Perryman,Peter Plavchan, Radek Poleski, Aki Roberge, Penny Sackett, Sara Seager, Yossi Shvartzvald, KarlStapelfeldt, Christopher Stark, Keivan Stassun, Takahiro Sumi, Andrzej Udalski, Steven Villanueva,Jr., Ji Wang, Josh Winn, Jennifer Yee, Andrew Youdin, and Wei Zhu. I would like to thank Wei Zhuand Subo Dong in particular for helpful discussions. Apologies to those I forgot to include in this listand those I forgot to cite in this review. Finally, I recognize the support from the Thomas JeffersonChair for Space Exploration endowment from the Ohio State University, and the Jet PropulsionLaboratory. This research has made use of the NASA Exoplanet Archive, which is operated bythe California Institute of Technology, under contract with the National Aeronautics and SpaceAdministration under the Exoplanet Exploration Program.2 B. Scott Gaudi
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