DOA and Polarization Estimation for Non-Circular Signals in 3-D Millimeter Wave Polarized Massive MIMO Systems

Abstract

In this article, a multiple signal classification (MUSIC) based algorithm is proposed for two-dimensional (2-D) direction-of-arrival (DOA) and polarization estimation of non-circular signals in three-dimensional (3-D) millimeter wave polarized massive multiple-input-multiple-output (MIMO) systems. The traditional MUSIC-based algorithms can estimate either the DOA and polarization for circular signals or the DOA for non-circular signals by using spectrum search. By contrast, based on the quaternion theory, a novel algorithm named quaternion non-circular MUSIC (QNC-MUSIC) is proposed for parameter estimation of non-circular signals with high estimation accuracy. Moreover, only the DOA estimation needs spectrum search, and the polarization estimation has a closed-form expression. First, the DOA estimation can be achieved based on the derivation principle. Then the closed-form expression of the polarization estimation can be obtained based on the chain rule of the derivation w.r.t. the polarization parameters. In addition, the computational complexity analysis shows that compared with the conventional DOA and polarization estimation algorithms, our proposed QNC-MUSIC has much lower computational complexity, especially when the source number is large. The stochastic Cramér-Rao Bound (CRB) for the estimation of the 2-D DOA and polarization parameters of the non-circular signals is derived as well. Finally, numerical examples are provided to demonstrate that the proposed algorithms can improve the parameter estimation performance when large-scale/massive MIMO systems are employed.