Aviram Spernath

Transitions and loci of solubilization of nutraceuticals in U-type nonionic microemulsions studied by self-diffusion NMR

U-type microemulsions based on five food-grade ingredients, water, R(+)-limonene, ethanol, propylene glycol, (or glycerol) and ethoxylated sorbitan esters (Tween 60 or Tween 80) were studied. The U-type phase diagram is characterized by a unique composition, fully dilutable with the aqueous phase that inverts progressively from an L2 phase to an L1 phase via a bicontinuous structure without phase separation. The ‘oil concentrate’ (surfactant, oil, alcohol) is loaded with water-insoluble solubilizates (phytosterols, lutein and lycopene) a few times more than the solubility capacity of the oil phase (without the surfactant). The maximum solubilization capacity (μ-value) was obtained for phytosterols and the minimum solubilization capacity was for lycopene. All solubilization values decrease with aqueous phase dilution. If solubilization is calculated on the basis of the oil content (α-value) or the oil + surfactant (γ-value) it is obvious that the interface plays a key role in the solubilization.The lipophilic solubilizates (by SD-NMR) are tightly packed and well accommodated at interfaces that convex (hydrophobic-in-nature) toward the water (water-in-oil microemulsions). Solubilization at the bicontinuous interface is lower and the solubilizates are loose packed. Once phase inversion occurs, and the interface becomes more hydrophilic and transforms into oil-in-water microemulsion, the solubilization becomes minimal, and most of the solubilizate desorbs. Phytosterols and lycopene induce the transition from W/O to bicontinuous and it occurs at lower water content (ca. 25 wt% aqueous phase in the presence of solubilizate vs. 35 wt% in its absence). The transition from bicontinuous to O/W is mostly unaffected (or undetected) since the interface flattens out and the solubilizate does not affect the curvature much. Lutein displays different behavior, the transition, from bicontinuous phase to O/W, occurs at higher water contents because its adsorption and packing are significantly tighter. Solubilization capacities of each of the nutraceuticals were determined for all dilution compositions.

Interfacial Modification and Structural Transitions Induced by Guest Molecules Solubilized in U‐Type Nonionic Microemulsions

Abstract Alcohols and polyols are essential components (in addition to the surfactant, water, and oil) in the formation of U‐type self‐assembled nano‐structures, (sometimes called L‐phases or U‐type microemulsions). These microemulsions are characterized by large isotropic regions ranging from the oil side of the phase diagram up to the aqueous corner. The isotropic oily solutions of reverse micelles (“the concentrates”) can be diluted along some dilution lines with aqueous phase to the “direct micelles” corner via a bicontinuous mesophases (i.e., two structural transitions). This dilution takes place with no phase separations or occurrence of liquid crystalline phases. The structural transitions were determined by viscosity, conductivity, and pulsed gradient spin echo NMR (PGSE NMR), and are not visible to the eye. Two guest nutraceutical molecules (lutein and phytosterols) were solubilized, at their maximum solubilization capacity, in the reversed micellar solutions (L2 phase) and were further diluted with the aqueous phase to the aqueous micellar corner (L1 phase). Structural transitions (for the two types of molecule) from water‐in‐oil to bicontinuous microstructures were induced by the guest molecules. The transitions occurred at an earlier stage of dilution, at a lower water content (20 wt.% aqueous phase), than in the empty (blank) microemulsions (transitions at 30 wt.% aqueous phase). The transitions from the bicontinuous microstructure to the oil‐in‐water microemulsions were retarded by the solubilizates and occurred at later dilution stage at higher aqueous phase contents (50 wt.% aqueous region for empty microemulsion and >60 wt.% for solubilized microemulsion). As a result, the bicontinuous isotropic region, in the presence of the guest molecules, becomes much broader. It seems that the main reason for such “guest‐induced structural transitions” is related to a significant flattening and enhanced rigidity of the interface. The guest molecules of the high molecular volume are occupying high volume fraction of the interface (when the solubilization is maximal).