Carsten Montzka

Soil moisture and soil properties estimation in the Community Land Model with synthetic brightness temperature observations

The Community Land Model (CLM) includes a large variety of parameterizations, also for flow in the unsaturated zone and soil properties. Soil properties introduce uncertainties into land surface model predictions. In this paper, soil moisture and soil properties are updated for the coupled CLM and Community Microwave Emission Model (CMEM) by the Local Ensemble Transform Kalman Filter (LETKF) and the state augmentation method. Soil properties are estimated through the update of soil textural properties and soil organic matter density. These variables are used in CLM for predicting the soil moisture retention characteristic and the unsaturated hydraulic conductivity, and the soil texture is used in CMEM to calculate the soil dielectric constant. The following scenarios were evaluated for the joint state and parameter estimation with help of synthetic L-band brightness temperature data assimilation: (i) the impact of joint state and parameter estimation; (ii) updating of soil properties in CLM alone, CMEM alone or both CLM and CMEM; (iii) updating of soil properties without soil moisture update; (iv) the observation localization of LETKF. The results show that the characterization of soil properties through the update of textural properties and soil organic matter density can strongly improve with assimilation of brightness temperature data. The optimized soil properties also improve the characterization of soil moisture, soil temperature, actual evapotranspiration, sensible heat flux, and soil heat flux. The best results are obtained if the soil properties are updated only. The coupled CLM and CMEM model is helpful for the parameter estimation. If soil properties are biased, assimilation of soil moisture data with only state updates increases the root mean square error for evapotranspiration, sensible heat flux, and soil heat flux.

Brightness Temperature and Soil Moisture Validation at Different Scales During the SMOS Validation Campaign in the Rur and Erft Catchments, Germany

The European Space Agencys Soil Moisture and Ocean Salinity (SMOS) satellite was launched in November 2009 and delivers now brightness temperature and soil moisture products over terrestrial areas on a regular three-day basis. In 2010, several airborne campaigns were conducted to validate the SMOS products with microwave emission radiometers at L-band (1.4 GHz). In this paper, we present results from measurements performed in the Rur and Erft catchments in May and June 2010. The measurement sites were situated in the very west of Germany close to the borders to Belgium and The Netherlands. We developed an approach to validate spatial and temporal SMOS brightness temperature products. An area-wide brightness temperature reference was generated by using an area-wide modeling of top soil moisture and soil temperature with the WaSiM-ETH model and radiative transfer calculation based on the L-band Microwave Emission of the Biosphere model. Measurements of the airborne L-band sensors EMIRAD and HUT-2D on-board a Skyvan aircraft as well as ground-based mobile measurements performed with the truck mounted JÜLBARA L-band radiometer were analyzed for calibration of the simulated brightness temperature reference. Radiative transfer parameters were estimated by a data assimilation approach. By this versatile reference data set, it is possible to validate the spaceborne brightness temperature and soil moisture data obtained from SMOS. However, comparisons with SMOS observations for the campaign period indicate severe differences between simulated and observed SMOS data.

Multivariate and Multiscale Data Assimilation in Terrestrial Systems: A Review

More and more terrestrial observational networks are being established to monitor climatic, hydrological and land-use changes in different regions of the World. In these networks, time series of states and fluxes are recorded in an automated manner, often with a high temporal resolution. These data are important for the understanding of water, energy, and/or matter fluxes, as well as their biological and physical drivers and interactions with and within the terrestrial system. Similarly, the number and accuracy of variables, which can be observed by spaceborne sensors, are increasing. Data assimilation (DA) methods utilize these observations in terrestrial models in order to increase process knowledge as well as to improve forecasts for the system being studied. The widely implemented automation in observing environmental states and fluxes makes an operational computation more and more feasible, and it opens the perspective of short-time forecasts of the state of terrestrial systems. In this paper, we review the state of the art with respect to DA focusing on the joint assimilation of observational data precedents from different spatial scales and different data types. An introduction is given to different DA methods, such as the Ensemble Kalman Filter (EnKF), Particle Filter (PF) and variational methods (3/4D-VAR). In this review, we distinguish between four major DA approaches: (1) univariate single-scale DA (UVSS), which is the approach used in the majority of published DA applications, (2) univariate multiscale DA (UVMS) referring to a methodology which acknowledges that at least some of the assimilated data are measured at a different scale than the computational grid scale, (3) multivariate single-scale DA (MVSS) dealing with the assimilation of at least two different data types, and (4) combined multivariate multiscale DA (MVMS). Finally, we conclude with a discussion on the advantages and disadvantages of the assimilation of multiple data types in a simulation model. Existing approaches can be used to simultaneously update several model states and model parameters if applicable. In other words, the basic principles for multivariate data assimilation are already available. We argue that a better understanding of the measurement errors for different observation types, improved estimates of observation bias and improved multiscale assimilation methods for data which scale nonlinearly is important to properly weight them in multiscale multivariate data assimilation. In this context, improved cross-validation of different data types, and increased ground truth verification of remote sensing products are required.

An empirical vegetation correction for soil water content quantification using cosmic ray probes

Cosmic ray probes are an emerging technology to continuously monitor soil water content at a scale significant to land surface processes. However, the application of this method is hampered by its susceptibility to the presence of aboveground biomass. Here we present a simple empirical framework to account for moderation of fast neutrons by aboveground biomass in the calibration. The method extends the N0-calibration function and was developed using an extensive data set from a network of 10 cosmic ray probes located in the Rur catchment, Germany. The results suggest a 0.9% reduction in fast neutron intensity per 1 kg of dry aboveground biomass per m2 or per 2 kg of biomass water equivalent per m2. We successfully tested the novel vegetation correction using temporary cosmic ray probe measurements along a strong gradient in biomass due to deforestation, and using the COSMIC, and the hmf method as independent soil water content retrieval algorithms. The extended N0-calibration function was able to explain 95% of the overall variability in fast neutron intensity.

Validation of Spaceborne and Modelled Surface Soil Moisture Products with Cosmic-Ray Neutron Probes

The scale difference between point in situ soil moisture measurements and low resolution satellite products limits the quality of any validation efforts in heterogeneous regions. Cosmic Ray Neutron Probes (CRNP) could be an option to fill the scale gap between both systems, as they provide area-average soil moisture within a 150–250 m radius footprint. In this study, we evaluate differences and similarities between CRNP observations, and surface soil moisture products from the Advanced Microwave Scanning Radiometer 2 (AMSR2), the METOP-A/B Advanced Scatterometer (ASCAT), the Soil Moisture Active and Passive (SMAP), the Soil Moisture and Ocean Salinity (SMOS), as well as simulations from the Global Land Data Assimilation System Version 2 (GLDAS2). Six CRNPs located on five continents have been selected as test sites: the Rur catchment in Germany, the COSMOS sites in Arizona and California (USA), and Kenya, one CosmOz site in New South Wales (Australia), and a site in Karnataka (India). Standard validation scores as well as the Triple Collocation (TC) method identified SMAP to provide a high accuracy soil moisture product with low noise or uncertainties as compared to CRNPs. The potential of CRNPs for satellite soil moisture validation has been proven; however, biomass correction methods should be implemented to improve its application in regions with large vegetation dynamics.

Estimation and Validation of RapidEye-Based Time-Series of Leaf Area Index for Winter Wheat in the Rur Catchment (Germany)

Leaf Area Index (LAI) is an important variable for numerous processes in various disciplines of bio- and geosciences. In situ measurements are the most accurate source of LAI among the LAI measuring methods, but the in situ measurements have the limitation of being labor intensive and site specific. For spatial-explicit applications (from regional to continental scales), satellite remote sensing is a promising source for obtaining LAI with different spatial resolutions. However, satellite-derived LAI measurements using empirical models require calibration and validation with the in situ measurements. In this study, we attempted to validate a direct LAI retrieval method from remotely sensed images (RapidEye) with in situ LAI (LAIdestr). Remote sensing LAI (LAIrapideye) were derived using different vegetation indices, namely SAVI (Soil Adjusted Vegetation Index) and NDVI (Normalized Difference Vegetation Index). Additionally, applicability of the newly available red-edge band (RE) was also analyzed through Normalized Difference Red-Edge index (NDRE) and Soil Adjusted Red-Edge index (SARE). The LAIrapideye obtained from vegetation indices with red-edge band showed better correlation with LAIdestr (r = 0.88 and Root Mean Square Devation, RMSD = 1.01 & 0.92). This study also investigated the need to apply radiometric/atmospheric correction methods to the time-series of RapidEye Level 3A data prior to LAI estimation. Analysis of the the RapidEye Level 3A data set showed that application of the radiometric/atmospheric correction did not improve correlation of the estimated LAI with in situ LAI.

Investigation of SMAP Fusion Algorithms With Airborne Active and Passive L-Band Microwave Remote Sensing

The objective of the NASA Soil Moisture Active Passive (SMAP) mission is to provide global measurements of soil moisture and freeze/thaw states. SMAP integrates L-band radar and radiometer instruments as a single observation system combining the respective strengths of active and passive remote sensing for enhanced soil moisture mapping. Airborne instruments are a key part of the SMAP validation program. Here, we present an airborne campaign in the Rur catchment, Germany, in which the passive L-band system Polarimetric L-band Multi-beam Radiometer and the active L-band system F-SAR of DLR were flown simultaneously on six dates in 2013. The flights covered the full heterogeneity of the area under investigation, i.e., the main land cover types and all experimental monitoring sites. Here, we used the obtained data sets as a test bed for the analysis of three active-passive fusion techniques: 1) estimation of soil moisture by passive sensor data and subsequent disaggregation by active sensor backscatter data; 2) disaggregation of passive microwave brightness temperature by active microwave backscatter and subsequent inversion to soil moisture; and 3) fusion of two single-source soil moisture products from radar and radiometer. Results indicate that the regression parameters β are dependent on the radar vegetation index. The best performance was obtained by the fusion of radiometer brightness temperatures and radar backscatter, which was able to reach the same accuracy as single-source coarse-scale radiometer soil moisture retrieval but on a higher spatial resolution.

Spatial Heterogeneity of Leaf Area Index (LAI) and Its Temporal Course on Arable Land: Combining Field Measurements, Remote Sensing and Simulation in a Comprehensive Data Analysis Approach (CDAA)

The ratio of leaf area to ground area (leaf area index, LAI) is an important state variable in ecosystem studies since it influences fluxes of matter and energy between the land surface and the atmosphere. As a basis for generating temporally continuous and spatially distributed datasets of LAI, the current study contributes an analysis of its spatial variability and spatial structure. Soil-vegetation-atmosphere fluxes of water, carbon and energy are nonlinearly related to LAI. Therefore, its spatial heterogeneity, i.e., the combination of spatial variability and structure, has an effect on simulations of these fluxes. To assess LAI spatial heterogeneity, we apply a Comprehensive Data Analysis Approach that combines data from remote sensing (5 m resolution) and simulation (150 m resolution) with field measurements and a detailed land use map. Test area is the arable land in the fertile loess plain of the Rur catchment on the Germany-Belgium-Netherlands border. LAI from remote sensing and simulation compares well with field measurements. Based on the simulation results, we describe characteristic crop-specific temporal patterns of LAI spatial variability. By means of these patterns, we explain the complex multimodal frequency distributions of LAI in the remote sensing data. In the test area, variability between agricultural fields is higher than within fields. Therefore, spatial resolutions less than the 5 m of the remote sensing scenes are sufficient to infer LAI spatial variability. Frequency distributions from the simulation agree better with the multimodal distributions from remote sensing than normal distributions do. The spatial structure of LAI in the test area is dominated by a short distance referring to field sizes. Longer distances that refer to soil and weather can only be derived from remote sensing data. Therefore, simulations alone are not sufficient to characterize LAI spatial structure. It can be concluded that a comprehensive picture of LAI spatial heterogeneity and its temporal course can contribute to the development of an approach to create spatially distributed and temporally continuous datasets of LAI.

Pedotransfer Functions in Earth System Science: Challenges and Perspectives

Soil, through its various functions, plays a vital role in the Earths ecosystems and provides multiple ecosystem services to humanity. Pedotransfer functions (PTFs) are simple to complex knowledge rules that relate available soil information to soil properties and variables that are needed to parameterize soil processes. In this paper, we review the existing PTFs and document the new generation of PTFs developed in the different disciplines of Earth system science. To meet the methodological challenges for a successful application in Earth system modeling, we emphasize that PTF development has to go hand in hand with suitable extrapolation and upscaling techniques such that the PTFs correctly represent the spatial heterogeneity of soils. PTFs should encompass the variability of the estimated soil property or process, in such a way that the estimation of parameters allows for validation and can also confidently provide for extrapolation and upscaling purposes capturing the spatial variation in soils. Most actively pursued recent developments are related to parameterizations of solute transport, heat exchange, soil respiration and organic carbon content, root density and vegetation water uptake. Further challenges are to be addressed in parameterization of soil erosivity and land use change impacts at multiple scales. We argue that a comprehensive set of PTFs can be applied throughout a wide range of disciplines of Earth system science, with emphasis on land surface models. Novel sensing techniques provide a true breakthrough for this, yet further improvements are necessary for methods to deal with uncertainty and to validate applications at global scale.

SMOS calibration and validation activities with airborne interferometric radiometer HUT-2D during spring 2010

In this paper we present calibration and validation activities of European Space Agencys SMOS mission, which utilize airborne interferomentric L-band radiometer system HUT-2D of the Aalto University. During spring 2010 the instrument was used to measure three SMOS validation target areas, one in Denmark and two in Germany. We present these areas shortly, and describe the airborne activities. We show some exemplary measurements of the radiometer system and demonstrate the studies using the data.