Daming He

China's transboundary waters: new paradigms for water and ecological security through applied ecology

Summary China is Asias most important upstream riparian country, sharing 110 rivers and lakes with 18 downstream countries. Consequently, Chinas management of transboundary water resources must consider both environmental and geopolitical risks. The major threats to and conflicts over international rivers in China revolve around biotic homogenisation due to the installation of transport links, water allocation, water pollution, alteration of natural flow patterns and disruption of fisheries due to the installation of hydropower dams, and droughts and floods exacerbated by climate change. Because these problems have an international component, they fall under Chinas Peaceful Rise strategy, mandating that transboundary conflicts be resolved amicably as part of the overarching goal of increasing regional economic growth with as little conflict as possible. Science‐backed policy is more likely to result in long term, mutually agreeable solutions; the results of applied ecological research have already resulted in a number of mitigation measures, including setting operational thresholds to reduce the downstream impact of dams, designating protected areas along key river stretches where dams cannot be installed (one dam in a critical location has been cancelled), and the installation of terrestrial protected‐area networks. Synthesis and applications. Applied ecology will continue to play an important role in the diagnosis and resolution of environmental threats to Chinas transboundary waters. More importantly, applied ecology can inform the development of a transboundary environmental compensation mechanism and regional consultative mechanisms that support informed, cooperative decision‐making for China and its riparian neighbours.

Pollution assessment of heavy metals along the Mekong River and dam effects

The resource development and changes of hydrological regime, sediment and water quality in the Mekong River basin have attracted great attentions. This research aimed to enhance the study on transboundary pollution of heavy metals in this international river. In this study, eight sampling sites were selected to collect the bed sand samples along the mainstream of the Mekong River. In addition, the contents of 5 heavy metal elements and their spatial variability along the mainstream of the river were analyzed. The geoaccumulation index (Igeo) and potential ecological risk analysis were employed to assess heavy metal pollution status in the mainstream of the Mekong River. The results show that the average content of the heavy metal elements Zn is 91.43 mg/kg, Pb is 41.85 mg/kg, and As is 21.84 mg/kg in the bed sands of the Upper Mekong River, which are higher than those (Zn 68.17 mg/kg, Pb 28.22 mg/kg, As 14.97 mg/kg) in the Lower Mekong. The average content of Cr in the Lower Mekong is 418.86 mg/kg, higher than that in the Upper Mekong (42.19 mg/kg). Luang Prabang has a very high Cr concentration with 762.93 mg/kg and Pakse with 422.90 mg/kg. The concentration of Cu in all of the 8 sampling sites is similar, except for in Jiajiu with 11.70 mg/kg and Jiebei with 7.00 mg/kg. The results of the geoaccumulation index reveal that contaminations caused by Zn and Pb while Pb and As are more than those by Zn in Upper Mekong. Cr is the primary pollutant in the Lower Mekong, especially at Luang Prabang and Pakse. Slight pollution with As also occurs in Pakse. The potential ecological risk index indicates that the potential ecological risk of heavy metals in the mainstream of the Mekong River is low. We argue that the pollution of water quality and contamination of heavy metals in bed sediment caused by mining of mineral resources or geochemical background values in the Mekong is not transmitted from the Upper to the Lower Mekong because of the reservoir sedimentation and dilution along the river.

Trends in precipitation over the low latitude highlands of Yunnan, China

The precipitation regime of the low latitude highlands of Yunnan in Southwest China is subject to the interactions between the East Asian Summer Monsoon and the Indian Summer Monsoon, and the influence of surface orography. An understanding of changes in its spatial and temporal patterns is urgently needed for climate change projection, hydrological impact modelling, and regional and downstream water resources management. Using daily precipitation records of the low latitude highlands over the last several decades (1950s–2007), a time series of precipitation indices, including annual precipitation, number of rainy days, mean annual precipitation intensity, the dates of the onset of the rainy season, degree and period of precipitation seasonal concentration, the highest 1-day, 3-day and 7-day precipitation, and precipitation amount and number of rainy days for precipitation above different intensities (such as ⩾10 mm, ⩾25 mm and ⩾50 mm of daily precipitation), was constructed. The Trend-Free Pre-Whitening Mann-Kendall trend test was then used to detect trends of the time series data. The results show that there is no significant trend in annual precipitation and strong seasonal differentiation of precipitation trends across the low latitude highlands. Springs and winters are getting wetter and summers are getting drier. Autumns are getting drier in the east and wetter in the west. As a consequence, the seasonality of precipitation is weakening slightly. The beginning of the rainy season and the period of the highest precipitation tend to be earlier. In the meantime, the low latitude highlands has also witnessed less rainy days, more intense precipitation, slightly longer moderate and heavy precipitation events, and more frequent extreme precipitation events. Additionally, regional differentiation of precipitation trends is remarkable. These variations may be associated with weakening of the East Asian summer monsoon and strengthening of the South Asian summer monsoon, as well as the “corridor-barrier” effects of special mountainous terrain. However, the physical mechanisms involved still need to be uncovered in the future.

A new assessment method for comprehensive impact of hydropower development on runoff and sediment changes

The environmental impact assessment (EIA) of cascade dams building in international rivers has been widely discussed in China and ASEAN countries since the 1990s. In Southwest China, all the great mountainous rivers have been the major state base for large-scale hydropower development. Among these rivers, the environmental change and response of the watercourse under the cascade dams building in the upper Mekong (called Lancang River in China) has been the focus in recent 20 years. In this paper, the Lancang River, which has over 25 years of large-scale hydropower development, was chosen as a case study for establishing the affected evaluation indicators system and its regression model of runoff and sediment, determining the indicators weight by the hierarchy analysis method and factor analysis method, and setting up the quantitative evaluation models of indicators affected level based on the “marginal efficiency” principle. Using these methods and model established, the influence degree of runoff and sediment in the Lancang River from 1986 to 2007 were assessed. The major results are: (1) the impact of sediment transport change by the cascade development is much higher than that of the runoff change; (2) the years’ number with different impact levels respectively are 72.7% as the “smallest” level, 18.2% as “smaller”, and 9.1% as “general”; (3) the change process of runoff and sediment shows a “U-shaped” pattern, which indicates the balance of sediment change because of the interaction of sediment reduction by Manwan reservoir storage and the increase by the Dachaoshan dam construction.

The influence of large dams building on resettlement in the Upper Mekong River

This paper seeks to quantify the social and economic impact of resettlement based on the physiographic element changes post relocation. We focus on communities affected by the Nuozhadu hydropower project, the largest existing hydropower project on the mainstream of the Upper Mekong River. Soil and meteorological data were collected from the Soil Spatial Database and the China Terrestrial Ecological Information Spatial Meteorology Database, while social and economic data were collected via field surveys. We have three major conclusions: (1) Communities will be relocated to a new climate and new elevation, moving from a north tropical climate zone under 700 m to a subtropical climate zone above 700 m. (2) Physiographic element changes due to relocation will reduce household economic income. After relocation, the annual family income of the Shidaimao group decreased by 62%; the annual family income of the other 5 study groups (Lasa, Hani, Nochangchangyi, Mengsa, and Dawazi) dropped by 65%. (3) Communities relocated across the study township are 61.1% less connected with their former relatives after relocation while family-to-family free labor exchange, a previous community norm, decreased by 91%. China’s dam resettlement compensation system focuses on the loss of economic resources after relocation. However, this study finds that the physiographic elements of the relocation sites are an important driver of ensuring economic growth and stability after relocation. As a result, we recommend more attention be paid to physiographic continuity when designing relocation models.

Effects of longitudinal range-gorge terrain on the eco-geographical pattern in Southwest China

China’s southwestern special terrain pattern as parallel arrangement between longitudinal towering mountains and deep valleys has significant effects on the differentiation of local natural environment and eco-geographical pattern in this region. The 1:50,000 Digital Elevation Model (DEM) data of Longitudinal Range-Gorge Region (LRGR), meteorological observation data from the station establishment to 2010, hydrological observation data, Normalized Difference Vegetation Index (NDVI) and Net Primary Productivity (NPP) products of MOD13 and MOD17 as well as 1:1,000,000 vegetation type data were used. Moisture indices including surface atmospheric vapor content, precipitation, aridity/humidity index, surface runoff, and temperature indices including average temperature, annual accumulated temperature, total solar radiation were selected. Based on ANUSPLIN spline function, GIS spatial analysis, wavelet analysis and landscape pattern analysis, regional differentiation characteristics and main-control factors of hydrothermal pattern, ecosystem structure and function in this region were analyzed to reveal the effects of terrain pattern on regional differentiation of eco-geographical elements. The results show that: influenced by terrain pattern, moisture, temperature and heat in LRGR have shown significant distribution characteristics as intermittent weft differences and continuous warp extension. Longitudinal mountains and valleys not only have a north-south corridor function and diffusion effect on the transfer of major surface materials and energy, but also have east-west barrier function and blocking effect. Special topographic pattern has important influences on vegetation landscape diversity and spatial pattern of ecosystem structure and function, which is the main-control factor on vegetation landscape diversity and spatial distribution of ecosystem. Wavelet variance analysis reflects the spatial anisotropy of environmental factors, NDVI and NPP, while wavelet consistency analysis reveals the control factors on spatial distribution of NDVI and NPP as well as the quantitative relationship with control degree. Special terrain pattern in LRGR is the major influencing factor on eco-geographical regional differentiation in this region. Under the combined effect of zonality and non-zonality laws with “corridor-barrier” function as the main characteristic, special spatial characteristics of eco-geographical regional system in LRGR is formed.

Ecological changes and the drivers in the Nu River basin (upper Salween)

The Nu-Salween River is one of the most important international rivers in Southeast Asia. Ecological changes in the Nu River in China are of concern given Chinas increasing development. This paper uses a great deal of data to analyse the ecological changes of the Nu River basin over 40 years. Key conclusions are: policies were the primary driver of ecological changes; population growth was the secondary driver, leading to an increase in the sown area of 29.88%; in 1968–2000, sediment load showed an obvious increasing tend, and it was mainly influenced by natural elements first, then by human activities second.

Identifying China’s transboundary water risks and vulnerabilities – a multidisciplinary analysis using hydrological data and legal/institutional settings

This paper identifies the vulnerabilities and risks linked with China’s transboundary waters through an analysis of hydrological data and the legal and institutional settings. The risks and vulnerabilities arise in three areas: (1) serious issues of water security arise, both internally and externally, relating to water quantity and water quality; (2) transboundary waters management is hampered by weak capacity across the region; and (3) underdeveloped legal regimes, including procedural requirements for the exchange of information, prior notification and early warning mechanisms, make it difficult to realize effective international transboundary water cooperation.

Temporal and spatial changes of agricultural water requirements in the Lancang River Basin

Based on the data of eight meteorological stations from the 1950s to 2007, current cropping patterns, field water moisture management, we use the Mann-Kendall and the Rescaled Range Analysis methods to research the changes of humidity and crop irrigation water requirements in the Lancang River Basin. The results show that the annual and dry season average temperatures significantly increased, and the dry season rainfall increased while wet season rainfall decreased. Evaportranspiration (ET0) increased during both dry and wet seasons at all stations except Dali, Jianchuan and Gengma, and the aridity-humidity index decreased at most of the stations. The turning points of weather factors, ET0, the aridity-humidity index, paddy irrigation requirements and total agricultural water requirements occurred from the 1960s to the 1990s. The spatial changing tendency of paddy irrigation quota increased with the increase of altitude and latitude, and the correlation coefficients are 0.513 and 0.610, respectively. The maximum value is observed in Weixi, while the minimum in Mengla.

The key indicators of transboundary water apportionment based on international laws and cases

Transboundary water, more competitive utilization and uncertain availability under the globalization trend, the issue of its apportionment which directly impacts national benefits of each riparian state is becoming one of the important topics in the world. Water is scarce in China, the most important upstream state in Asia, and this task has to be thought over in the coming future. Based on “International Freshwater Treaties Database” (1820–2007) by Oregon State University, and publications and reports on transboundary water utilization and management since 1999, 28 indicators of water apportionment adopted in 49 international treaties and cases in 1864–2002 are divided into 6 types, the spatial and temporal characteristics of the adopted indicators are analyzed in order to find the key indicator(s) of transboundary water apportionment. The major results include: the major adopted indicators, have significant differences among 5 regions/continents, the indicators at rank first and second place in the developed region (North America and Europe) according to the adopted times are “keeping minimum water flow” and “mean annual runoff”, but in the developing region (Asia, Africa and South America), the ranking order of the above two indicators is reversed; the major adopted indicators in the watersheds with insufficient water are “mean annual runoff” and “keeping minimum water flow”, the ones in the watersheds with sufficient water are “keeping minimum water flow” and “maximum water intake”; the international treaties signed from the first phase to the fourth phase, the developing process shows a progress of “fewer-increasing a lot-decreasing rapidly-equation basically”, the regional distribution of the treaties shifts mainly from the developed region to the developing one, especially to Asia and Africa; the major adopted indicators shifts from “keeping minimum water flow” and “mean annual runoff” in 1864–1945, to “keeping minimum water flow” and “maximum water intake” in 1946–1971, then to “hydraulic facility operation” and “mean annual runoff” in 1972–1991, and finally to “keeping minimum water flow” and “mean annual runoff” in 1992–2002, the process shows similar a loop. Finally, the key indicator on transboundary water apportionment can be determined as “keeping minimum water flow”.