Dirk L. Hoffmann

U-Series Dating of Paleolithic Art in 11 Caves in Spain

Dating Cave Paintings A number of caves in Europe contain exquisite ancient art. Most of the art has been thought to be produced during the time of last glaciation by recently arrived modern humans, but dating of the art has been problematic because the art contains only minimal amounts of carbon for radiocarbon dating. Pike et al. (p. 1409; see the cover; see the Perspective by Hellstrom) have now obtained U-series dates on the calcite crusts that formed over the art from 11 caves in northwestern Spain. The ages from three caves are older than 35,000 years ago, and one dates to nearly 41,000 years ago. The earliest art used primarily red and was relatively formless; animal depictions appeared later. This dating is near the time of the arrival of modern humans and, because Neandertals were also present, complicates identifying the artists. Dating of calcite crusts overlying art in Spanish caves shows that painting began more than 40,000 years ago. Paleolithic cave art is an exceptional archive of early human symbolic behavior, but because obtaining reliable dates has been difficult, its chronology is still poorly understood after more than a century of study. We present uranium-series disequilibrium dates of calcite deposits overlying or underlying art found in 11 caves, including the United Nations Educational, Scientific, and Cultural Organization (UNESCO) World Heritage sites of Altamira, El Castillo, and Tito Bustillo, Spain. The results demonstrate that the tradition of decorating caves extends back at least to the Early Aurignacian period, with minimum ages of 40.8 thousand years for a red disk, 37.3 thousand years for a hand stencil, and 35.6 thousand years for a claviform-like symbol. These minimum ages reveal either that cave art was a part of the cultural repertoire of the first anatomically modern humans in Europe or that perhaps Neandertals also engaged in painting caves.

U-Th dating of carbonate crusts reveals Neandertal origin of Iberian cave art

Neandertal cave art It has been suggested that Neandertals, as well as modern humans, may have painted caves. Hoffmann et al. used uranium-thorium dating of carbonate crusts to show that cave paintings from three different sites in Spain must be older than 64,000 years. These paintings are the oldest dated cave paintings in the world. Importantly, they predate the arrival of modern humans in Europe by at least 20,000 years, which suggests that they must be of Neandertal origin. The cave art comprises mainly red and black paintings and includes representations of various animals, linear signs, geometric shapes, hand stencils, and handprints. Thus, Neandertals possessed a much richer symbolic behavior than previously assumed. Science, this issue p. 912 Data from three ancient sites suggest that Neandertals were making cave paintings in Europe more than 64 thousand years ago The extent and nature of symbolic behavior among Neandertals are obscure. Although evidence for Neandertal body ornamentation has been proposed, all cave painting has been attributed to modern humans. Here we present dating results for three sites in Spain that show that cave art emerged in Iberia substantially earlier than previously thought. Uranium-thorium (U-Th) dates on carbonate crusts overlying paintings provide minimum ages for a red linear motif in La Pasiega (Cantabria), a hand stencil in Maltravieso (Extremadura), and red-painted speleothems in Ardales (Andalucía). Collectively, these results show that cave art in Iberia is older than 64.8 thousand years (ka). This cave art is the earliest dated so far and predates, by at least 20 ka, the arrival of modern humans in Europe, which implies Neandertal authorship.

Hovk 1 and the Middle and Upper Paleolithic of Armenia: a preliminary framework

The territory of present day Armenia is a geographic contact zone between the Near East and the northern Caucasus. Armenian Middle and Upper Paleolithic records are both few and patchy as a result of the historical paucity of systematic archaeological research in the country. Consequently, it is currently difficult to correlate the Armenian Middle and Upper Paleolithic records with those from other neighboring regions. We present new archaeological and chronometric data (luminescence, U-Th, and 14C) from our ongoing research at Hovk 1 Cave in northeast Armenia. We discuss in particular two activity phases in Hovk 1 Cave for which we have outline chronometric data: (1) an early Middle Paleolithic occupational phase, dated by optically stimulated luminescence (OSL) to 104+/-9.8 ka BP(OSL); and (2) a Paleolithic occupational phase characterized by microlithic flakes dated by AMS 14C to 39,109+/-1,324 calibrated years BP(Hulu). The two phases are separated by a hiatus in hominin occupation corresponding to MIS 4 and an episode in early MIS 3. These chronometric data, taken together with the preliminary paleoenvironmental reconstruction of the Hovk 1 Cave and environment, suggest that these activity phases represent short-lived and seasonal use of the cave presumably by small groups of hunters during episodes of mild climate. Neither tool manufacture nor butchery appears to have taken place within the cave, and consequently, the archaeological record included, for the most part, finished tools and blanks. We address the chronology and techno-typological aspects of Hovk 1 lithics in relation to: (1) the Paleolithic records of Armenia, and (2) the broader interregional context of early Middle Paleolithic hominin occupation and the Middle-Upper Paleolithic transition in the Caucasus.

Permanent human occupation of the central Tibetan Plateau in the early Holocene

The peopling of Tibet The date of the first permanent human occupation of the high Tibetan Plateau has been estimated at about 3600 years ago, when agriculture became established. Meyer et al. used several dating techniques to analyze sediments at a high-altitude site (4270 m) where human handprints and footprints have been found. Their analysis indicates occupation of the plateau 7400 years ago and possibly earlier. These dates are consistent with the genetic history of Tibetans and suggest that a permanent preagricultural peopling of the plateau was enabled by the wetter regional climate at that time. Science, this issue p. 64 The dating of the Chusang site supports the presence, more than 7000 years ago, of a preagricultural community high in Tibet. Current models of the peopling of the higher-elevation zones of the Tibetan Plateau postulate that permanent occupation could only have been facilitated by an agricultural lifeway at ~3.6 thousand calibrated carbon-14 years before present. Here we report a reanalysis of the chronology of the Chusang site, located on the central Tibetan Plateau at an elevation of ~4270 meters above sea level. The minimum age of the site is fixed at ~7.4 thousand years (thorium-230/uranium dating), with a maximum age between ~8.20 and 12.67 thousand calibrated carbon-14 years before present (carbon-14 assays). Travel cost modeling and archaeological data suggest that the site was part of an annual, permanent, preagricultural occupation of the central plateau. These findings challenge current models of the occupation of the Tibetan Plateau.

Cuban stalagmite suggests relationship between Caribbean precipitation and the Atlantic Multidecadal Oscillation during the past 1.3 ka

Here we present the first high-resolution δ18O record of a stalagmite from western Cuba. The record reflects precipitation variability in the northwestern Caribbean during the last 1.3 ka and exhibits a correlation to the Atlantic Multidecadal Oscillation (AMO). This suggests a relationship between Caribbean rainfall intensity and North Atlantic sea-surface temperature (SST) anomalies. A potential mechanism for this relationship may be the strength of the Thermohaline Circulation (THC). For a weaker THC, lower SSTs in the North Atlantic possibly lead to a southward shift of the Intertropical Convergence Zone and drier conditions in Cuba. Thus, this Cuban stalagmite records drier conditions during cold phases in the North Atlantic such as the ‘Little Ice Age’. This study contributes to the understanding of teleconnections between North Atlantic SSTs and northern Caribbean climate variability during the past 1.3 ka.

New Middle Pleistocene hominin cranium from Gruta da Aroeira (Portugal)

Significance We describe a recently discovered cranium from the Aroeira cave in Portugal dated to around 400 ka. This specimen is the westernmost Middle Pleistocene cranium of Europe and is one of the earliest fossils from this region associated with Acheulean tools. Unlike most other Middle Pleistocene finds, which are of uncertain chronology, the Aroeira 3 cranium is firmly dated to around 400 ka and was in direct association with abundant faunal remains and stone tools. In addition, the presence of burnt bones suggests a controlled use of fire. The Aroeira cranium represents a substantial contribution to the debate on the origin of the Neandertals and the pattern of human evolution in the Middle Pleistocene of Europe. The Middle Pleistocene is a crucial time period for studying human evolution in Europe, because it marks the appearance of both fossil hominins ancestral to the later Neandertals and the Acheulean technology. Nevertheless, European sites containing well-dated human remains associated with an Acheulean toolkit remain scarce. The earliest European hominin crania associated with Acheulean handaxes are at the sites of Arago, Atapuerca Sima de los Huesos (SH), and Swanscombe, dating to 400–500 ka (Marine Isotope Stage 11–12). The Atapuerca (SH) fossils and the Swanscombe cranium belong to the Neandertal clade, whereas the Arago hominins have been attributed to an incipient stage of Neandertal evolution, to Homo heidelbergensis, or to a subspecies of Homo erectus. A recently discovered cranium (Aroeira 3) from the Gruta da Aroeira (Almonda karst system, Portugal) dating to 390–436 ka provides important evidence on the earliest European Acheulean-bearing hominins. This cranium is represented by most of the right half of a calvarium (with the exception of the missing occipital bone) and a fragmentary right maxilla preserving part of the nasal floor and two fragmentary molars. The combination of traits in the Aroeira 3 cranium augments the previously documented diversity in the European Middle Pleistocene fossil record.

The chronology of hand stencils in European Palaeolithic rock art : Implications of new U-series results from El Castillo Cave (Cantabria, Spain)

The hand stencils of European Paleolithic art tend to be considered of pre-Magdalenian age and scholars have generally assigned them to the Gravettian period. At El Castillo Cave, application of U-series dating to calcite accretions has established a minimum age of 37,290 years for underlying red hand stencils, implying execution in the earlier part of the Aurignacian if not beforehand. Together with the series of red disks, one of which has a minimum age of 40,800 years, these motifs lie at the base of the El Castillo parietal stratigraphy. The similarity in technique and colour support the notion that both kinds of artistic manifestations are synchronic and define an initial, non-figurative phase of European cave art. However, available data indicate that hand stencils continued to be painted subsequently. Currently, the youngest, reliably dated examples fall in the Late Gravettian, approximately 27,000 years ago.

Symbolic use of marine shells and mineral pigments by Iberian Neandertals 115,000 years ago

U-Th dating of archaeological deposits of Cueva de los Aviones provides evidence for Neandertal symbolism 115,000 years ago. Cueva de los Aviones (southeast Spain) is a site of the Neandertal-associated Middle Paleolithic of Europe. It has yielded ochred and perforated marine shells, red and yellow colorants, and shell containers that feature residues of complex pigmentatious mixtures. Similar finds from the Middle Stone Age of South Africa have been widely accepted as archaeological proxies for symbolic behavior. U-series dating of the flowstone capping the Cueva de los Aviones deposit shows that the symbolic finds made therein are 115,000 to 120,000 years old and predate the earliest known comparable evidence associated with modern humans by 20,000 to 40,000 years. Given our findings, it is possible that the roots of symbolic material culture may be found among the common ancestor of Neandertals and modern humans, more than half-a-million years ago.

Early–middle Holocene relative sea-level oscillation events recorded in a submerged speleothem from the Yucatán Peninsula, Mexico

Geomorphological and biological archives of relative sea-level change in the western North Atlantic-Caribbean region following the Last Glacial Maximum have traditionally supported the hypothesis of a punctuated rise towards the present sea level. Such records, however, are often at insufficient resolution to discern centennial-scale changes. In caves where the water table is closely controlled by sea level, active periods of speleothem growth constraining maximum sea level, used in combination with marine overgrowths constraining minimum sea level, are a promising alternative archive recording sea-level variability at higher resolution. Here, we present a U-Th-dated early–middle Holocene speleothem record from a submerged cave on the tectonically stable Yucatán Peninsula, Mexico. Our record shows that polychaetes (Annelida, Polychaeta) colonised a sub-aerially deposited stalagmite during four individual submergence events. Submergence events occurred at approximately 8.9, 8.6, 8.4 and 6.0 ka, which we attribute to previously unrecognised minor sea-level oscillation events (OE1–OE4) above and below −6.12 ± 0.1 m relative to present sea level (r.s.l.). Combining these results with mangrove-derived relative sea-level constraints from another submerged cave on the Yucatán Peninsula, we are able to suggest that OE1 and OE2 did not reach as high as −5.26 m r.s.l., but that OE3 and OE4 exceeded −5.22 m r.s.l. We conclude that subsidence of the North American ice-load bulge was the main cause of relative sea-level rise. Superimposed on the glacio-isostatic adjustment were periods of widespread northern hemisphere cooling and ice margin re-advance, resulting in a relative sea-level fall on four occasions during the early–middle Holocene.

Timing and causes of North African wet phases during the last glacial period and implications for modern human migration

We present the first speleothem-derived central North Africa rainfall record for the last glacial period. The record reveals three main wet periods at 65-61 ka, 52.5-50.5 ka and 37.5-33 ka that lead obliquity maxima and precession minima. We find additional minor wet episodes that are synchronous with Greenland interstadials. Our results demonstrate that sub-tropical hydrology is forced by both orbital cyclicity and North Atlantic moisture sources. The record shows that after the end of a Saharan wet phase around 70 ka ago, North Africa continued to intermittently receive substantially more rainfall than today, resulting in favourable environmental conditions for modern human expansion. The encounter and subsequent mixture of Neanderthals and modern humans – which, on genetic evidence, is considered to have occurred between 60 and 50 ka – occurred synchronously with the wet phase between 52.5 and 50.5 ka. Based on genetic evidence the dispersal of modern humans into Eurasia started less than 55 ka ago. This may have been initiated by dry conditions that prevailed in North Africa after 50.5 ka. The timing of a migration reversal of modern humans from Eurasia into North Africa is suggested to be coincident with the wet period between 37.5 and 33 ka.