Duncan Kushnir

Interactive overlay maps for US patent (USPTO) data based on International Patent Classification (IPC)

We report on the development of an interface to the US Patent and Trademark Office (USPTO) that allows for the mapping of patent portfolios as overlays to basemaps constructed from citation relations among all patents contained in this database during the period 1976–2011. Both the interface and the data are in the public domain; the freeware programs VOSViewer and/or Pajek can be used for the visualization. These basemaps and overlays can be generated at both the 3-digit and 4-digit levels of the International Patent Classification (IPC) of the world intellectual property organization (WIPO). The basemaps can provide a stable mental framework for analysts to follow developments over searches for different years, which can be animated. The full flexibility of the advanced search engines of USPTO are available for generating sets of patents and/or patent applications which can thus be visualized and compared. This instrument allows for addressing questions about technological distance, diversity in portfolios, and animating the developments of both technologies and technological capacities of organizations over time.

Prospective Life Cycle Assessment of Graphene Production by Ultrasonication and Chemical Reduction

One promising future bulk application of graphene is as composite additive. Therefore, we compare two production routes for in-solution graphene using a cradle-to-gate lifecycle assessment focusing on potential differences in energy use, blue water footprint, human toxicity, and ecotoxicity. The data used for the assessment is based on information in scientific papers and patents. Considering the prospective nature of this study, environmental impacts from background systems such as energy production were not included. The production routes are either based on ultrasonication or chemical reduction. The results show that the ultrasonication route has lower energy and water use, but higher human and ecotoxicity impacts, compared to the chemical reduction route. However, a sensitivity analysis showed that solvent recovery in the ultrasonication process gives lower impacts for all included impact categories. The sensitivity analysis also showed that solvent recovery is important to lower the blue water footprint of the chemical reduction route as well. The results demonstrate the possibility to conduct a life cycle assessment study based mainly on information from patents and scientific articles, enabling prospective life cycle assessment studies of products at early stages of technological development.

Exploring the potential of a hybrid device combining solar water heating and molecular solar thermal energy storage

A hybrid solar energy system consisting of a molecular solar thermal energy storage system (MOST) combined with a solar water heating system (SWH) is presented. The MOST chemical energy storage system is based on norbornadiene–quadricyclane derivatives allowing for conversion of solar energy into stored chemical energy at up to 103 kJ mol−1 (396 kJ kg−1). It is demonstrated that 1.1% of incoming solar energy can be stored in the chemical system without significantly compromising the efficiency of the solar water heating system, leading to efficiencies of combined solar water heating and solar energy storage of up to 80%. Moreover, prospects for future improvement and possible applications are discussed.

Globalization and growth of US university patenting (2009–2014)

Following a pause, with a relatively flat rate, from 1998 to 2008, the long-term trend of university patenting rising as a share of all patenting has resumed, driven by the internationalization of academic entrepreneurship and the persistence of US university technology transfer. The authors disaggregate this recent growth in university patenting at the US Patent and Trademark Organization (USPTO) in terms of nations and patent classes. Foreign patenting in the United States almost doubled during the period 2009–2014, mainly due to patenting by universities in Taiwan, Korea, China and Japan. These nations compete with the United States in terms of patent portfolios, whereas most European countries – with the exception of the United Kingdom – have more specific portfolios, mainly in biomedical fields. In the case of China, Tsinghua University holds 63% of the university patents in USPTO; followed by King Fahd University with 55.2% of the national portfolio.

Economic and technological complexity: A model study of indicators of knowledge-based innovation systems

The Economic Complexity Index (ECI; Hidalgo and Hausmann, 2009) measures the complexity of national economies in terms of product groups. Analogously to ECI, the Patent Complexity Index (PatCI) can be developed on the basis of a matrix of nations versus patent classes. Using linear algebra, the three dimensions—countries, product groups, and patent classes—can be combined into a measure of “Triple Helix” complexity (THCI) including the trilateral interaction terms between knowledge production, wealth generation, and (national) control. THCI can be expected to capture the extent of systems integration between the global dynamics of markets (ECI) and technologies (PatCI) in each national system of innovation. We measure ECI, PatCI, and THCI during the period 2000–2014 for the 34 OECD member states, the BRICS countries, and a group of emerging and affiliated economies (Argentina, Hong Kong, Indonesia, Malaysia, Romania, and Singapore). The three complexity indicators are correlated between themselves; but the correlations with GDP per capita are virtually absent. Of the worlds major economies, Japan scores highest on all three indicators, while China has been increasingly successful in combining economic and technological complexity. We could not reproduce the correlation between ECI and average income that has been central to the argument about the fruitfulness of the economic complexity approach.