Frédéric Labat

Density functional theory analysis of the structural and electronic properties of TiO2 rutile and anatase polytypes: performances of different exchange-correlation functionals.

The two polymorphs of TiO2, rutile and anatase, have been investigated at the ab initio level using different Hamiltonians with all-electron Gaussian and projector augmented plane wave basis sets. Their equilibrium lattice parameters, relative stabilities, binding energies, and band structures have been evaluated. The calculations have been performed at the Hartree-Fock, density functional theory (DFT), and hybrid (B3LYP and PBE0) levels. As regards DFT, the local density and generalized gradient (PBE) approximations have been used. Our results show an excellent agreement with the experimental band structures and binding energies for the B3LYP and PBE0 functionals, while the best structural descriptions are obtained at the PBE0 level. However, no matter which Hamiltonian and method are used, anatase is found more stable than rutile, in contrast with recent experimental reports, although the relative stabilities of the two phases are very close to each other. Nevertheless, based on the overall results, the hybrid PBE0 functional appears as a good compromise to obtain an accurate description of both structural and electronic properties of solids.

First-Principles Modeling of Dye-Sensitized Solar Cells: Challenges and Perspectives

Since dye-sensitized solar cells (DSSCs) appeared as a promising inexpensive alternative to the traditional silicon-based solar cells, DSSCs have attracted a considerable amount of experimental and theoretical interest. In contrast with silicon-based solar cells, DSSCs use different components for the light-harvesting and transport functions, which allow researchers to fine-tune each material and, under ideal conditions, to optimize their overall performance in assembled devices. Because of the variety of elementary components present in these cells and their multiple possible combinations, this task presents experimental challenges. The photoconversion efficiencies obtained up to this point are still low, despite the significant experimental efforts spent in their optimization. The development of a low-cost and efficient computational protocol that could qualitatively (or even quantitatively) identify the promising semiconductors, dyes, and electrolytes, as well as their assembly, could save substantial experimental time and resources. In this Account, we describe our computational approach that allows us to understand and predict the different elementary mechanisms involved in DSSC working principles. We use this computational framework to propose an in silico route for the ab initio design of these materials. Our approach relies on a unique density functional theory (DFT) based model, which allows for an accurate and balanced treatment of electronic and spectroscopic properties in different phases (such as gas, solution, or interfaces) and avoids or minimizes spurious computational effects. Using this tool, we reproduced and predicted the properties of the isolated components of the DSSC assemblies. We accessed the microscopic measurable characteristics of the cells such as the short circuit current (J(sc)) or the open circuit voltage (V(oc)), which define the overall photoconversion efficiency of the cell. The absence of empirical or material-related parameters in our approach should allow for its wide application to the optimization of existing devices or the design of new ones.

First Principles Modeling of Eosin-Loaded ZnO Films: A Step toward the Understanding of Dye-Sensitized Solar Cell Performances

A theoretical investigation of eosin-Y (EY) loaded ZnO thin films, the basic components of a dye-sensitized solar cell (DSSC), is presented. The EY/ZnO wurtzite (10-10) system has been fully described within a periodic approach using density functional theory (DFT) and a hybrid exchange-correlation functional. Reduced systems were also analyzed to simulate an electron transfer from the dye to the substrate. Injection times from dye to the semiconductor were calculated using the Newns-Anderson approach. Finally, the UV-visible spectra of EY/ZnO films were simulated using a time-dependent DFT approach and compared to that of the EY molecule computed in solution. The results obtained highlight that EY strongly adsorbs on the ZnO substrate contributing significantly to the electronic structure of the adsorbed system. The UV-visible spectral signature of the isolated EY molecule is still found when adsorbed on ZnO but the analysis of Gamma-point crystalline orbitals reveals that a direct HOMO-->LUMO excitation cannot lead to a direct electron injection into the semiconductor, the first unoccupied orbital with contributions from the ZnO substrate being the LUMO + 1. As a consequence, a two photon injection mechanism is proposed explaining the low efficiency of the EY/ZnO solar cells. On this basis, possible strategies for enhancing the cell efficiency are presented and discussed.

Structural and Electronic Properties of Selected Rutile and Anatase TiO2 Surfaces: An ab Initio Investigation

Five low-index stoichiometric TiO2 rutile and anatase surfaces, i.e., rutile (110), (100), and (001) as well as anatase (101) and (100), have been investigated using different Hamiltonians with all-electron Gaussian basis sets, within a periodic approach. Full-relaxations of the aforementioned surfaces have been essentially carried out at the Hartree-Fock (HF) level, but selected surfaces were treated also using pure and hybrid Density Functional Theory (DFT) models. Mulliken charges, band structures, and total and projected-densities of states have been computed both at the HF and the hybrid DFT (B3LYP and PBE0) levels. As regards DFT, the local density (LDA) and generalized gradient approximations (GGA) have been used. No matter which Hamiltonian is considered, as long as sufficiently thick slabs are taken into account, computed atomic relaxations show an overall excellent agreement with the most recent experimental reports. This is especially true when using hybrid functionals which enable the clarification of some conflicting results. Moreover, both at the LDA and HF levels, we were able to classify the surface relative energies in the following sequence:  anatase (101) < rutile (110) < anatase (100) < rutile (100) ≪ rutile (001). Instead, when using PBE, B3LYP, or PBE0, the two most stable surfaces are reversed.

Theoretical procedure for optimizing dye-sensitized solar cells: from electronic structure to photovoltaic efficiency.

A step-by-step theoretical protocol based on density functional theory (DFT) and time-dependent DFT at both the molecular and periodic levels is proposed for the design of dye-sensitized solar cell (DSSC) devices including dyes and electrolyte additives. This computational tool is tested with a fused polycyclic pyridinium derivative as a novel dye prototype. First, the UV-vis spectrum of this dye alone is computed, and then the electronic structure of the system with the dye adsorbed on an oxide semiconductor surface is evaluated. The influence of the electrolyte part of the DSSC is investigated by explicitly taking into account the electrolyte molecules co-adsorbed with the dye on the surface. We find that tert-butylpyridine (TBP) reduces the electron injection by a factor of 2, while lithium ion increases this injection by a factor of 2.4. Our stepwise protocol is successfully validated by experimental measurements, which establish that TBP divides the electronic injection by 1.6 whereas Li(+) multiplies this injection by 1.8. This procedure should be useful for molecular engineering in the field of DSSCs, not only as a complement to experimental approaches but also for improving them in terms of time and resource consumption.

Modeling Dye-Sensitized Solar Cells: From Theory to Experiment

Density functional theory (DFT) and time-dependent DFT are useful computational approaches frequently used in the dye-sensitized solar cell (DSSC) community in order to analyze experimental results and to clarify the elementary processes involved in the working principles of these devices. Indeed, despite these significant contributions, these methods can provide insights that go well beyond a purely descriptive aim, especially when suitable computational approaches and methodologies for interpreting and validating the computational outcomes are developed. In the present contribution, the possibility of using recently developed computational approaches to design and interpret the macroscopic behavior of DSSCs is exemplified by the study of the performances of three new TiO2-based DSSCs making use of organic dyes, all belonging to the expanded pyridinium family.

Modeling ZnO phases using a periodic approach: from bulk to surface and beyond.

A comprehensive investigation of one of the basic components of ZnO-based dye-sensitized solar cells (DSSC) is presented, carried out using hybrid density functionals combined to a periodic formalism. Both semiconductor bulk and surfaces are discussed thoroughly, with a particular attention to structural and electronic aspects. Next, three possible adsorption modes of formic acid are compared and discussed at the same level of theory. The results confirm that formic acid appears as a suitable choice for an efficient anchoring of large organic molecules, such as the dyes commonly used for DSSC, to semiconductor surfaces since it allows both a stable adsorption and few but significant contributions to the density of states for all adsorption modes considered. More in general, our results suggest that hybrid functionals and, in particular the parameter free PBE0 (PBE denotes Perdew-Burke-Ernzerhof), can be considered as a reliable tool for modeling complex molecule-semiconductors interfaces such as the one of interest in DSSC, thus providing a powerful computational protocol for the in silico design of new systems for photovoltaic applications.

Low-Temperature Preparation of Ag-Doped ZnO Nanowire Arrays, DFT Study, and Application to Light-Emitting Diode

Doping ZnO nanowires (NWs) by group IB elements is an important challenge for integrating nanostructures into functional devices with better and tuned performances. The growth of Ag-doped ZnO NWs by electrodeposition at 90 °C using a chloride bath and molecular oxygen precursor is reported. Ag acts as an electrocatalyst for the deposition and influences the nucleation and growth of the structures. The silver atomic concentration in the wires is controlled by the additive concentration in the deposition bath and a content up to 3.7 atomic % is reported. XRD analysis shows that the integration of silver enlarges the lattice parameters of ZnO. The optical measurements also show that the direct optical bandgap of ZnO is reduced by silver doping. The bandgap shift and lattice expansion are explained by first principle calculations using the density functional theory (DFT) on the silver impurity integration as an interstitial (Ag(i)) and as a substitute of zinc atom (Ag(Zn)) in the crystal lattice. They notably indicate that Ag(Zn) doping forms an impurity band because of Ag 4d and O 2p orbital interactions, shifting the Fermi level toward the valence band. At least, Ag-doped ZnO vertically aligned nanowire arrays have been epitaxially grown on GaN(001) substrate. The heterostructure has been inserted in a light emitting device. UV-blue light emission has been achieved with a low emission threshold of 5 V and a tunable red-shifted emission spectrum related to the bandgap reduction induced by silver doping of the ZnO emitter material.

Acetylacetone, an Interesting Anchoring Group for ZnO-Based Organic−Inorganic Hybrid Materials: A Combined Experimental and Theoretical Study

Acetylacetone (acacH) adsorption on ZnO (10-10) surface has been studied by a theoretical periodic approach using density functional theory. Two dissociative adsorption modes were investigated and compared to the most stable adsorption mode of formic acid. Acetylacetone appears as a suitable anchoring group for hybrid materials, with adsorption energies of the same order of magnitude as formic acid. IR spectra of the acac/ZnO systems were computed in order to determine the spectral signature of adsorption and, possibly, of each adsorption mode to follow the coordination of acac on ZnO at the experimental level. The results have been compared to Fourier transform infrared (attenuated total reflection-IR) experimental spectra. The present investigation points out the interest of acetylacetone as an anchoring group for the development of new ZnO-based functionalized hybrid layers for corrosion protection, light emitting diodes, photocatalytic systems, and dye-sensitized solar cells.

A comprehensive DFT investigation of bulk and low-index surfaces of ZrO2 polymorphs

The bulk structure, the relative stability, and the electronic properties of monoclinic, tetragonal, and cubic ZrO2 have been studied from a theoretical point of view, through periodic ab initio calculations using different Gaussian basis sets together with Hartree–Fock (HF), pure Density Functional Theory (DFT), and mixed HF/DFT schemes as found in hybrid functionals. The role of a posteriori empirical correction for dispersion, according to the Grimme D2 scheme, has also been investigated. The obtained results show that, among the tested functionals, PBE0 not only provides the best structural description of the three polymorphs, but it also represents the best compromise to accurately describe both the geometric and electronic features of the oxide. The relative stability of the three phases can also be qualitatively reproduced, as long as thermal contributions to the energy are taken into account. Four low‐index ZrO2 surfaces [monoclinic (−111), tetragonal (101 and 111), and cubic (111)] have then been studied at this latter level of theory. Surface energies, atomic relaxations, and electronic properties of these surfaces have been computed. The most stable surface is the cubic one, which is associated to small relaxations confined to the outermost layers. It is followed by the monoclinic (−111) and the tetragonal (101), which have very similar surface energies and atomic displacements. The tetragonal (111) was instead found to be, by far, the less stable with large displacements not only for the outermost but also for deeper layers. Through the comparison of different methods and basis sets, this study allowed us to find a reliable and accurate computational protocol for the investigation of zirconia, both in its bulk and surfaces forms, in view of more complex technological applications, such as ZrO2 doped with aliovalent oxides as found in solid oxide fuel cells.