Gonzalo A. Palma

Effective theories of single field inflation when heavy fields matter

We compute the low energy effective field theory (EFT) expansion for single-field inflationary models that descend from a parent theory containing multiple other scalar fields. By assuming that all other degrees of freedom in the parent theory are sufficiently massive relative to the inflaton, it is possible to derive an EFT valid to arbitrary order in perturbations, provided certain generalized adiabaticity conditions are respected. These conditions permit a consistent low energy EFT description even when the inflaton deviates off its adiabatic minimum along its slowly rolling trajectory. By generalizing the formalism that identifies the adiabatic mode with the Goldstone boson of this spontaneously broken time translational symmetry prior to the integration of the heavy fields, we show that this invariance of the parent theory dictates the entire non-perturbative structure of the descendent EFT. The couplings of this theory can be written entirely in terms of the reduced speed of sound of adiabatic perturbations. The resulting operator expansion is distinguishable from that of other scenarios, such as standard single inflation or DBI inflation. In particular, we re-derive how certain operators can become transiently strongly coupled along the inflaton trajectory, consistent with slow-roll and the validity of the EFT expansion, imprinting features in the primordial power spectrum, and we deduce the relevant cubic operators that imply distinct signatures in the primordial bispectrum which may soon be constrained by observations. We dedicate this paper to the memory of our dear colleague and friend, Sjoerd Hardeman. His ideas, insights and diligence permeates every aspect of this work.

Constraints on modular inflation in supergravity and string theory

We perform a general algebraic analysis on the possibility of realising slow-roll inflation in the moduli sector of string models. This problem turns out to be very closely related to the characterisation of models admitting metastable vacua with non-negative cosmological constant. In fact, we show that the condition for the existence of viable inflationary trajectories is a deformation of the condition for the existence of metastable de Sitter vacua. This condition depends on the ratio between the scale of inflation and the gravitino mass and becomes stronger as this parameter grows. After performing a general study within arbitrary supergravity models, we analyse the implications of our results in several examples. More concretely, in the case of heterotic and orientifold string compactifications on a Calabi-Yau in the large volume limit we show that there may exist fully viable models, allowing both for inflation and stabilisation. Additionally, we show that subleading corrections breaking the no-scale property shared by these models always allow for slow-roll inflation but with an inflationary scale suppressed with respect to the gravitino scale. A scale of inflation larger than the gravitino scale can also be achieved under more restrictive circumstances and only for certain types of compactifications.

On the importance of heavy fields during inflation

We study the dynamics of two-field models of inflation characterized by a hierarchy of masses between curvature and isocurvature modes. When the hierarchy is large, a low energy effective field theory (EFT) exists in which only curvature modes participate in the dynamics of perturbations. In this EFT heavy fields continue to have a significant role in the low energy dynamics, as their interaction with curvature modes reduces their speed of sound whenever the multi-field trajectory is subject to a sharp turn in target space. Here we analyze under which general conditions this EFT remains a reliable description for the linear evolution of curvature modes. We find that the main condition consists on demanding that the rate of change of the turns angular velocity stays suppressed with respect to the masses of heavy modes. This adiabaticity condition allows the EFT to accurately describe a large variety of situations in which the multi-field trajectory is subject to sharp turns. To test this, we analyze several models with turns and show that, indeed, the power spectra obtained for both the original two-field theory and its single-field EFT are identical when the adiabaticity condition is satisfied. In particular, when turns are sharp and sudden, they are found to generate large features in the power spectrum, accurately reproduced by the EFT.

Heavy fields, reduced speeds of sound, and decoupling during inflation

We discuss and clarify the validity of effective single field theories of inflation obtained by integrating out heavy degrees of freedom in the regime where adiabatic perturbations propagate with a suppressed speed of sound. We show by construction that it is indeed possible to have inflationary backgrounds where the speed of sound remains suppressed and slow-roll persists for long enough. In this class of models, heavy fields influence the evolution of adiabatic modes in a manner that is consistent with decoupling of physical low and high energy degrees of freedom. We emphasize the distinction between the effective masses of the isocurvature modes and the eigenfrequencies of the propagating high energy modes. Crucially, we find that the mass gap that defines the high frequency modes increases with the strength of the turn, even as the naive heavy (isocurvature) and light (curvature) modes become more strongly coupled. Adiabaticity is preserved throughout, and the derived effective field theory remains in the weakly coupled regime, satisfying all current observational constraints on the resulting primordial power spectrum. In addition, these models allow for an observably large equilateral non-Gaussianity.

On degenerate models of cosmic inflation

In this article we discuss the role of current and future CMB measurements in pinning down the model of ination responsible for the generation of primordial curvature pertur

Correlating features in the primordial spectra

Heavy fields coupled to the inflaton reduce the speed of sound in the effective theory of the adiabatic mode each time the background inflationary trajectory deviates from a geodesic. This can result in features in the primordial spectra. We compute the corresponding bispectrum and show that if a varying speed of sound induces features in the power spectrum, the change in the bispectrum is given by a simple formula involving the change in the power spectrum and its derivatives. In this manner, we provide a uniquely discriminable signature of a varying sound speed for the adiabatic mode during inflation that indicates the influence of heavy fields. We find that features in the bispectrum peak in the equilateral limit and, in particular, in the squeezed limit we find considerable enhancement entirely consistent with the single field consistency relation. From the perspective of the underlying effective theory, our results generalize to a wide variety of inflationary models where features are sourced by the time variation of background quantities. A positive detection of such correlated features would be unambiguous proof of the inflatons nature as a single light scalar degree of freedom embedded in a theory that is UV completable.

Effective field theory of weakly coupled inflationary models

The application of Effective Field Theory (EFT) methods to inflation has taken a central role in our current understanding of the very early universe. The EFT perspective has been particularly useful in analyzing the self-interactions determining the evolution of comoving curvature perturbations (Goldstone boson modes) and their influence on low-energy observables. However, the standard EFT formalism, to lowest order in spacetime differential operators, does not provide the most general parametrization of a theory that remains weakly coupled throughout the entire low-energy regime. Here we study the EFT formulation by including spacetime differential operators implying a scale dependence of the Goldstone boson self-interactions and its dispersion relation. These operators are shown to arise naturally from the low-energy interaction of the Goldstone boson with heavy fields that have been integrated out. We find that the EFT then stays weakly coupled all the way up to the cutoff scale at which ultraviolet degrees of freedom become operative. This opens up a regime of new physics where the dispersion relation is dominated by a quadratic dependence on the momentum ω ∼ p 2 . In addition, provided that modes crossed the Hubble scale within this energy range, the predictions of inflationary observables —including non-Gaussian signatures— are significantly affected by the new scales characterizing it.

Constructing de Sitter vacua in no-scale string models without uplifting

We develop a method for constructing metastable de Sitter vacua in N = 1 supergravity models describing the no-scale volume moduli sector of Calabi-Yau string compactifications. We consider both heterotic and orientifold models. Our main guideline is the necessary condition for the existence of metastable vacua coming from the Goldstino multiplet, which constrains the allowed scalar geometries and supersymmetry-breaking directions. In the simplest non-trivial case where the volume is controlled by two moduli, this condition simplifies and turns out to be fully characterised by the intersection numbers of the Calabi-Yau manifold. We analyse this case in detail and show that once the metastability condition is satisfied it is possible to reconstruct in a systematic way the local form of the superpotential that is needed to stabilise all the fields. We apply then this procedure to construct some examples of models where the superpotential takes a realistic form allowed by flux backgrounds and gaugino condensation effects, for which a viable vacuum arises without the need of invoking corrections to the Kahler potential breaking the no-scale property or uplifting terms. We finally discuss the prospects of constructing potentially realistic models along these lines.

Consistently violating the non-Gaussian consistency relation

Non-attractor models of inflation are characterized by the super-horizon evolution of curvature perturbations, introducing a violation of the non-Gaussian consistency relation between the bispectrum’s squeezed limit and the power spectrum’s spectral index. In this work we show that the bispectrum’s squeezed limit of non-attractor models continues to respect a relation dictated by the evolution of the background. We show how to derive this relation using only symmetry arguments, without ever needing to solve the equations of motion for the perturbations.

Untangling features in the primordial spectra

We discuss the possible existence of features in both the primordial power spectrum and bispectrum generated during a stage of single field cosmic inflation. We argue that there are two main classes of features: those produced by a sudden time variation of the sound speed of curvature perturbations, and those produced by a sudden change in the expansion rate during inflation. The former are known to be produced by heavy fields, when the inflationary background trajectory in field space undergoes a bend, whereas the latter are known to be produced by features in the inflaton potential encountered as the inflaton field descends its slope. In general, features are expected to be the result of these two sources combined, however, it is possible that one source dominated over the other, resulting in a distinctive pattern that may be observationally tested. We deduce a relation that gives us the shape of features in the bispectrum provided that we know the shape of features in the power spectrum, and show that each one of these two classes of features leaves a particular footprint in the distribution of perturbations that could be uncovered by a joint analysis of the primordial power spectrum and bispectrum.