Heiner Drenhaus

Processing polarity items: Contrastive licensing costs

We describe an experiment that investigated the failure to license polarity items in German using event-related brain potentials (ERPs). The results reveal distinct processing reflexes associated with failure to license positive polarity items in comparison to failure to license negative polarity items. Failure to license both negative and positive polarity items elicited an N400 component reflecting semantic integration cost. Failure to license positive polarity items, however, also elicited a P600 component. The additional P600 in the positive polarity violations may reflect higher processing complexity associated with a negative operator. This difference between the two types of violation suggests that the processing of negative and positive polarity items does not involve identical mechanisms.

Diagnosis and repair of negative polarity constructions in the light of symbolic resonance analysis.

In a post hoc analysis, we investigate differences in event-related potentials of two studies (Drenhaus et al., 2004, Drenhaus et al., to appear, Saddy et al., 2004a and Saddy et al., 2004b) by using the symbolic resonance analysis (Beim Graben & Kurths, 2003). The studies under discussion, examined the failure to license a negative polarity item (NPI) in German: Saddy et al. (2004a) reported an N400 component when the NPI was not accurately licensed by negation; Drenhaus et al., 2004 and Drenhaus et al., to appear considered additionally the influence of constituency of the licensor in NPI constructions. A biphasic N400-P600 response was found for the two induced violations (the lack of licensor and the inaccessibility of negation in a relative clause). The symbolic resonance analysis (SRA) revealed an effect in the P600 time window for the data in Saddy et al., which was not found by using the averaging technique. The SRA of the ERPs in Drenhaus et al., showed that the P600 components are distinguishable concerning the amplitude and latency. It was smaller and earlier in the condition where the licensor is inaccessible, compared to the condition without negation in the string. Our findings suggest that the failure in licensing NPIs is not exclusively related to semantic integration costs (N400). The elicited P600 components reflect differences in syntactic processing. Our results confirm and replicate the effects of the traditional voltage average analysis and show that the SRA is a useful tool to reveal and pull apart ERP differences which are not evident using the traditional voltage average analysis.

Intonation influences processing and recall of left-dislocation sentences by indicating topic vs. focus status of dislocated referent

We tested the effects of two intonation contours on the processing and cued recall of German sentences with a left-dislocated subject vs. object: (i) a rising accent on the dislocated phrase, followed by a rising-falling hat contour on the main clause; (ii) a falling accent on the dislocated phrase, followed by a falling accent plus subsequent deaccentuation. The contours had differential effects depending on the grammatical function of the dislocated phrase (subject/object) and, for the recall, on the cue type for the recall (subject/object), in certain conditions overriding the subject-before-object preference normally found in processing. To account for the findings, we propose: (1) Contour (i) signals the topic status of the referent of the dislocated phrase. Contour (ii) signals that referents focus status. (2) Topics are referents that serve as an address in a structured discourse representation in working memory under which information about that referent is stored. (3) Subjects are default topics, whereas objects are not, so that topic-marking an object is motivated, which results in an object-before-subject preference for sentences with topical objects during processing. (4) Retrieval of information from an address incurs a lower processing load if the appropriate address is cued than if some other referent is cued.

Teasing apart coercion and surprisal: Evidence from eye-movements and ERPs

Previous behavioral and electrophysiological studies have presented evidence suggesting that coercion expressions (e.g., began the book) are more difficult to process than control expressions like read the book. While this processing cost has been attributed to a specific coercion operation for recovering an event-sense of the complement (e.g., began reading the book), an alternative view based on the Surprisal Theory of language processing would attribute the cost to the relative unpredictability of the complement noun in the coercion compared to the control condition, with no need to postulate coercion-specific mechanisms. In two experiments, monitoring eye-tracking and event-related potentials (ERPs), respectively, we sought to determine whether there is any evidence for coercion-specific processing cost above-and-beyond the difficulty predicted by surprisal, by contrasting coercing and control expressions with a further control condition in which the predictability of the complement noun was similar to that in the coercion condition (e.g., bought the book). While the eye-tracking study showed significant effects of surprisal and a marginal effect of coercion on late reading measures, the ERP study clearly supported the surprisal account. Overall, our findings suggest that the coercion cost largely reflects the surprisal of the complement noun with coercion specific operations possibly influencing later processing stages.

Distinguishing Process from Content in Language Processing: a new answer to an old question

Complexity within the language system arises from two a priori distinct sources: the computational complexity inherent in the grammar of the language itself or “formal linguistic complexity”, and the procedural complexity resulting from marshalling processing resources in order to produce or interpret utterances that correspond to the grammar. Whether or not these two aspects of language can be distinguished is a long debated issue. In this short paper we will outline how the use of symbolic encoding techniques may reveal both markers of procedural processing and markers of formal linguistic content.

Enhancing dominant modes in nonstationary time series by means of the symbolic resonance analysis

We present the symbolic resonance analysis (SRA) as a viable method for addressing the problem of enhancing a weakly dominant mode in a mixture of impulse responses obtained from a nonlinear dynamical system. We demonstrate this using results from a numerical simulation with Duffing oscillators in different domains of their parameter space, and by analyzing event-related brain potentials (ERPs) from a language processing experiment in German as a representative application. In this paradigm, the averaged ERPs exhibit an N400 followed by a sentence final negativity. Contemporary sentence processing models predict a late positivity (P600) as well. We show that the SRA is able to unveil the P600 evoked by the critical stimuli as a weakly dominant mode from the covering sentence final negativity.

On the predictability of event boundaries in discourse: An ERP investigation

When reading a text describing an everyday activity, comprehenders build a model of the situation described that includes prior knowledge of the entities, locations, and sequences of actions that typically occur within the event. Previous work has demonstrated that such knowledge guides the processing of incoming information by making event boundaries more or less expected. In the present ERP study, we investigated whether comprehenders’ expectations about event boundaries are influenced by how elaborately common events are described in the context. Participants read short stories in which a common activity (e.g., washing the dishes) was described either in brief or in an elaborate manner. The final sentence contained a target word referring to a more predictable action marking a fine event boundary (e.g., drying) or a less predictable action, marking a coarse event boundary (e.g., jogging). The results revealed a larger N400 effect for coarse event boundaries compared to fine event boundaries, but no interaction with description length. Between 600 and 1000 ms, however, elaborate contexts elicited a larger frontal positivity compared to brief contexts. This effect was largely driven by less predictable targets, marking coarse event boundaries. We interpret the P600 effect as indexing the updating of the situation model at event boundaries, consistent with Event Segmentation Theory (EST). The updating process is more demanding with coarse event boundaries, which presumably require the construction of a new situation model.

Ereigniskorrelierte Potenziale (EKPs)

Abstract In this article we give a short introduction to the online method of event-related (brain) potentials (ERPs) and their importance for our understanding of language structure and grammar. This methodology places high demands on (technical) requirements for laboratory equipment as well as on the skills of the investigator. However, the high costs are relatively balanced compared to the advantages of this experimental method. By using ERPs, it becomes possible to monitor the electrophysiological brain activity associated with speech processing in real time (millisecond by millisecond) and to draw conclusions on human language processing and the human parser. First, we present briefly how this method works and how ERPs can be classified (Section 1 and 2). In the following, we show that the ERP method can be used to study the processing of e. g. semantic, pragmatic and syntactic information (Section 3). Crucial for our discussion will be the interpretation of the so-called ERP components and their connection and importance for psycholinguistics and theoretical linguistics. In our presentation, we emphasize, that the electrophysiological brain activity in relation to specific (e. g. linguistic) stimuli can be used to identify distinct processes, which give a deeper insight into the different processing steps of language. At the end of this article (Section 4), we present some results from ERP studies of German negative-polar elements. Additionally, we highlight the advantage and benefits of an alternative method to analyze ERP data compared to the more ‘classical’ average technique.