Koen Meuleman

APEX - the hyperspectral ESA Airborne Prism Experiment

The airborne ESA-APEX (Airborne Prism Experiment) hyperspectral mission simulator is described with its distinct specifications to provide high quality remote sensing data. The concept of an automatic calibration, performed in the Calibration Home Base (CHB) by using the Control Test Master (CTM), the In-Flight Calibration facility (IFC), quality flagging (QF) and specific processing in a dedicated Processing and Archiving Facility (PAF), and vicarious calibration experiments are presented. A preview on major applications and the corresponding development efforts to provide scientific data products up to level 2/3 to the user is presented for limnology, vegetation, aerosols, general classification routines and rapid mapping tasks. BRDF (Bidirectional Reflectance Distribution Function) issues are discussed and the spectral database SPECCHIO (Spectral Input/Output) introduced. The optical performance as well as the dedicated software utilities make APEX a state-of-the-art hyperspectral sensor, capable of (a) satisfying the needs of several research communities and (b) helping the understanding of the Earths complex mechanisms.

Structure, Components, and Interfaces of the Airborne Prism Experiment (APEX) Processing and Archiving Facility

The product generation from hyperspectral sensor data has high requirements on the processing infrastructure, both hardware and software. The Airborne Prism Experiment (APEX) processing and archiving facility has been set up to provide for the automated generation of level-1 calibrated data and user-configurable on-demand product generation for higher processing levels. The system offers full reproducibility of user orders and processing parameters by employing a relational database. The flexible workflow software allows for the quick integration of novel algorithms or the definition of new processing sequences. Reprocessing of data is supported by the archiving approach. Configuration management based on the database enables the control over different versions of processing modules to be applied. The system is described with a focus on the APEX instrument; however, its generic design allows adaptation to other sensor systems.

APEX - current status, performance and validation concept

The Airborne Prism EXperiment (APEX) is an airborne pushbroom imaging spectrometer for Earth observation. Its products will become available in 2011. APEX is currently prepared for final acceptance configuration completing final hardware upgrades, refined calibration methodologies and test flights. APEX is composed of an airborne dispersive pushbroom imaging spectrometer, a Calibration Home Base (CHB) for instrument calibration and a data Processing and Archiving Facility (PAF) for operational product generation and delivery. A unique In-Flight Characterization (IFC) unit is integrated within the sensor optical head, providing pre- and post- data-acquisition characterization monitoring the instruments spectral and radiometric stability. This paper outlines the activities performed with a special focus on system calibration and validation procedures, as well as preliminary measurement results.

Atmospheric correction of APEX hyperspectral data

Abstract Atmospheric correction plays a crucial role among the processing steps applied to remotely sensed hyperspectral data. Atmospheric correction comprises a group of procedures needed to remove atmospheric effects from observed spectra, i.e. the transformation from at-sensor radiances to at-surface radiances or reflectances. In this paper we present the different steps in the atmospheric correction process for APEX hyperspectral data as applied by the Central Data Processing Center (CDPC) at the Flemish Institute for Technological Research (VITO, Mol, Belgium). The MODerate resolution atmospheric TRANsmission program (MODTRAN) is used to determine the source of radiation and for applying the actual atmospheric correction. As part of the overall correction process, supporting algorithms are provided in order to derive MODTRAN configuration parameters and to account for specific effects, e.g. correction for adjacency effects, haze and shadow correction, and topographic BRDF correction. The methods and theory underlying these corrections and an example of an application are presented.

Geometric correction of APEX hyperspectral data

Abstract Hyperspectral imagery originating from airborne sensors is nowadays widely used for the detailed characterization of land surface. The correct mapping of the pixel positions to ground locations largely contributes to the success of the applications. Accurate geometric correction, also referred to as “orthorectification”, is thus an important prerequisite which must be performed prior to using airborne imagery for evaluations like change detection, or mapping or overlaying the imagery with existing data sets or maps. A so-called “ortho-image” provides an accurate representation of the earth’s surface, having been adjusted for lens distortions, camera tilt and topographic relief. In this paper, we describe the different steps in the geometric correction process of APEX hyperspectral data, as applied in the Central Data Processing Center (CDPC) at the Flemish Institute for Technological Research (VITO, Mol, Belgium). APEX ortho-images are generated through direct georeferencing of the raw images, thereby making use of sensor interior and exterior orientation data, boresight calibration data and elevation data. They can be referenced to any userspecified output projection system and can be resampled to any output pixel size.

The application of APEX images in the assessment of the state of non-forest vegetation in the Karkonosze Mountains

Abstract Information about vegetation condition is needed for the effective management of natural resources and the estimation of the effectiveness of nature conservation. The aim of the study was to analyse the condition of non-forest mountain communities: synanthropic communities and natural grasslands. UNESCO’s M&B Karkonosze Transboundary Biosphere Reserve was selected as the research area. The analysis was based on 40 field test polygons and APEX hyperspectral images. The field measurements allowed the collection of biophysical parameters - Leaf Area Index (LAI), fraction of Absorbed Photosynthetically Active Radiation (fAPAR) and chlorophyll content - which were correlated with vegetation indices calculated using the APEX images. Correlations were observed between the vegetation indices (general condition, plant structure) and total area of leaves (LAI), as well as fraction of Absorbed Photosynthetically Active Radiation (fAPAR). The outcomes show that the non-forest communities in the Karkonosze are in good condition, with the synanthropic communities characterised by better condition compared to the natural communities.

Effects of image characteristics on the identification and extraction of archaeological features from Ikonos-2 and Quickbird-2 imagery: case study Sagalassos (southwest Turkey)

This paper compares and evaluates the significance of spectral characteristics and pixel resolution of the very high spatial resolution satellite systems (VHSRS) Quickbird-2 and Ikonos-2 for automatic extraction of ancient features on one archaeological site, the antique town Sagalassos (southwest-Turkey). The evaluation of the spectral characteristics is based on a band-by-band comparison. Pixel- and object-based classification techniques are compared with visual analyses to assess the effects of different image characteristics. The analysis reveals that Quickbird-2 is outperforming Ikonos-2 for the visual identification of ancient remains. Its augmented spatial resolution however does not necessarily result in a better automatic classification. For Sagalassos, maximum likelihood classification on Ikonos-2 gives the best results. The accuracy of automatic extraction depends on the type and characteristics of the VHSRS data, the classification method and on on-site parameters. Site characteristics appear to play a limited role in object-based extraction on Quickbird-2, but become very important on Ikonos-2.

Mapping vegetation communities of the Karkonosze National Park using APEX hyperspectral data and Support Vector Machines

Abstract This research aims to discover the potential of hyperspectral remote sensing data for mapping mountain vegetation ecosystems. First, the importance of mountain ecosystems to the global system should be stressed due to mountainous ecosystems forming a very sensitive indicator of global climate change. Furthermore, a variety of biotic and abiotic factors influence the spatial distribution of vegetation in the mountains, producing a diverse mosaic leading to high biodiversity. The research area covers the Szrenica Mount region on the border between Poland and the Czech Republic - the most important part of the Western Karkonosze and one of the main areas in the Karkonosze National Park (M&B Reserve of the UNESCO). The APEX hyperspectral data that was classified in this study was acquired on 10th September 2012 by the German Aerospace Center (DLR) in the framework of the EUFAR HyMountEcos project. This airborne scanner is a 288-channel imaging spectrometer operating in the wavelength range 0.4-2.5 μm. For reference patterns of forest and non-forest vegetation, maps (provided by the Polish Karkonosze National Park) were chosen. Terrain recognition was based on field walks with a Trimble GeoXT GPS receiver. It allowed test and validation dominant polygons of 15 classes of vegetation communities to be selected, which were used in the Support Vector Machines (SVM) classification. The SVM classifier is a type of machine used for pattern recognition. The result is a post classification map with statistics (total, user, producer accuracies, kappa coefficient and error matrix). Assessment of the statistics shows that almost all the classes were properly recognised, excluding the fern community. The overall classification accuracy is 79.13% and the kappa coefficient is 0.77. This shows that hyperspectral images and remote sensing methods can be support tools for the identification of the dominant plant communities of mountain areas.

The structure of the APEX (airborne prism experiment) Processing and Archiving Facility

APEX is a Swiss-Belgian project for the realization of an airborne imaging spectrometer within the framework of the ESA Prodex Programme. The projects emphasis is on delivering products characterized by high level accuracy to the user community. This objective relies on the concept and the actuation of two fundamental phases: (a) instrument calibration and (b) data processing. An accurate instrument calibration procedure is required in order to achieve a proper knowledge of the instrument behavior. The calibration information is structured into calibration cubes. These calibration cubes are then integrated into the specialized processing for data calibration to convert the raw system data into physical (spectral, radiometric, spatial) units. Higher-level products can be ordered and configured by the end users via according web interfaces. The dedicated APEX Processing and Archiving Facility (PAF) is hosted and operated by VITO.

Forest species mapping using airborne hyperspectral APEX data

Abstract The accurate mapping of forest species is a very important task in relation to the increasing need to better understand the role of the forest ecosystem within environmental dynamics. The objective of this paper is the investigation of the potential of a multi-temporal hyperspectral dataset for the production of a thematic map of the dominant species in the Forêt de Hardt (France). Hyperspectral data were collected in June and September 2013 using the Airborne Prism EXperiment (APEX) sensor, covering the visible, near-infrared and shortwave infrared spectral regions with a spatial resolution of 3 m by 3 m. The map was realized by means of a maximum likelihood supervised classification. The classification was first performed separately on images from June and September and then on the two images together. Class discrimination was performed using as input 3 spectral indices computed as ratios between red edge bands and a blue band for each image. The map was validated using a testing set selected on the basis of a random stratified sampling scheme. Results showed that the algorithm performances improved from an overall accuracy of 59.5% and 48% (for the June and September images, respectively) to an overall accuracy of 74.4%, with the producer’s accuracy ranging from 60% to 86% and user’s accuracy ranging from 61% to 90%, when both images (June and September) were combined. This study demonstrates that the use of multi-temporal high-resolution images acquired in two different vegetation development stages (i.e., 17 June 2013 and 4 September 2013) allows accurate (overall accuracy 74.4%) local-scale thematic products to be obtained in an operational way.