Lalitha Sankar

Coalitions in Cooperative Wireless Networks

Cooperation between rational users in wireless networks is studied using coalitional game theory. Using the rate achieved by a user as its utility, it is shown that the stable coalition structure, i.e., set of coalitions from which users have no incentives to defect, depends on the manner in which the rate gains are apportioned among the cooperating users. Specifically, the stability of the grand coalition (GC), i.e., the coalition of all users, is studied. Transmitter and receiver cooperation in an interference channel (IC) are studied as illustrative cooperative models to determine the stable coalitions for both flexible (transferable) and fixed (non-transferable) apportioning schemes. It is shown that the stable sum-rate optimal coalition when only receivers cooperate by jointly decoding (transferable) is the GC. The stability of the GC depends on the detector when receivers cooperate using linear multiuser detectors (non-transferable). Transmitter cooperation is studied assuming that all receivers cooperate perfectly and that users outside a coalition act as jammers. The stability of the GC is studied for both the case of perfectly cooperating transmitters (transferrable) and under a partial decode-and-forward strategy (non-transferable). In both cases, the stability is shown to depend on the channel gains and the transmitter jamming strengths.

Smart Meter Privacy: A Theoretical Framework

The solutions offered to-date for end-user privacy in smart meter measurements, a well-known challenge in the smart grid, have been tied to specific technologies such as batteries or assumptions on data usage without quantifying the loss of benefit (utility) that results from any such approach. Using tools from information theory and a hidden Markov model for the measurements, a new framework is presented that abstracts both the privacy and the utility requirements of smart meter data. This leads to a novel privacy-utility tradeoff problem with minimal assumptions that is tractable. For a stationary Gaussian model of the electricity load, it is shown that for a desired mean-square distortion (utility) measure between the measured and revealed data, the optimal privacy-preserving solution: i) exploits the presence of high-power but less private appliance spectra as implicit distortion noise, and ii) filters out frequency components with lower power relative to a distortion threshold; this approach encompasses many previously proposed approaches to smart meter privacy.

Utility-Privacy Tradeoffs in Databases: An Information-Theoretic Approach

Ensuring the usefulness of electronic data sources while providing necessary privacy guarantees is an important unsolved problem. This problem drives the need for an analytical framework that can quantify the privacy of personally identifiable information while still providing a quantifiable benefit (utility) to multiple legitimate information consumers. This paper presents an information-theoretic framework that promises an analytical model guaranteeing tight bounds of how much utility is possible for a given level of privacy and vice-versa. Specific contributions include: 1) stochastic data models for both categorical and numerical data; 2) utility-privacy tradeoff regions and the encoding (sanization) schemes achieving them for both classes and their practical relevance; and 3) modeling of prior knowledge at the user and/or data source and optimal encoding schemes for both cases.

Smart meter privacy: A utility-privacy framework

End-user privacy in smart meter measurements is a well-known challenge in the smart grid. The solutions offered thus far have been tied to specific technologies such as batteries or assumptions on data usage. Existing solutions have also not quantified the loss of benefit (utility) that results from any such privacy-preserving approach. Using tools from information theory, a new framework is presented that abstracts both the privacy and the utility requirements of smart meter data. This leads to a novel privacy-utility tradeoff problem with minimal assumptions that is tractable. Specifically for a stationary Gaussian Markov model of the electricity load, it is shown that the optimal utility-and-privacy preserving solution requires filtering out frequency components that are low in power, and this approach appears to encompass most of the proposed privacy approaches.

Secrecy capacity of a class of orthogonal relay eavesdropper channels

The secrecy capacity of relay channels with orthogonal components is studied in the presence of an additional passive eavesdropper node. The relay and destination receive signals from the source on two orthogonal channels such that the destination also receives transmissions from the relay on its channel. The eavesdropper can overhear either one or both of the orthogonal channels. Inner and outer bounds on the secrecy capacity are developed for both the discrete memoryless and the Gaussian channel models. For the discrete memoryless case, the secrecy capacity is shown to be achieved by a partial decode-and-forward (PDF) scheme when the eavesdropper can overhear only one of the two orthogonal channels. Two new outer bounds are presented for the Gaussian model using recent capacity results for a Gaussian multiantenna point-to-point channel with a multiantenna eavesdropper. The outer bounds are shown to be tight for two subclasses of channels. The first subclass is one in which the source and relay are clustered, and the eavesdropper receives signals only on the channel from the source and the relay to the destination, for which the PDF strategy is optimal. The second is a subclass in which the source does not transmit to the relay, for which a noise-forwarding strategy is optimal.

Competitive privacy in the smart grid: An information-theoretic approach

Advances in sensing and communication capabilities as well as power industry deregulation are driving the need for distributed state estimation at the regional transmission organizations (RTOs). This leads to a new competitive privacy problem amongst the RTOs since there is a tension between sharing data to ensure network reliability (utility/benefit to all RTOs) and withholding data for profitability and privacy reasons. The resulting tradeoff between utility, quantified via fidelity of its state estimate at each RTO, and privacy, quantified via the leakage of the state of one RTO at other RTOs, is captured precisely using a lossy source coding problem formulation for a two RTO network. For a two-RTO model, it is shown that the set of all feasible utility-privacy pairs can be achieved via a single round of communication when each RTO communicates taking into account the correlation between the measured data at both RTOs. The lossy source coding problem and solution developed here is also of independent interest.

Ergodic Fading Interference Channels: Sum-Capacity and Separability

The sum-capacity for specific sub-classes of ergodic fading Gaussian two-user interference channels (IFCs) is developed under the assumption of perfect channel state information at all transmitters and receivers. For the sub-classes of uniformly strong (every fading state is strong) and ergodic very strong two-sided IFCs (a mix of strong and weak fading states satisfying specific fading averaged conditions) the optimality of completely decoding the interference, i.e., converting the IFC to a compound multiple access channel (C-MAC), is proved. It is also shown that this capacity-achieving scheme requires encoding and decoding jointly across all fading states. As an achievable scheme and also as a topic of independent interest, the capacity region and the corresponding optimal power policies for an ergodic fading C-MAC are developed. For the sub-class of uniformly weak IFCs (every fading state is weak), genie-aided outer bounds are developed. The bounds are shown to be achieved by treating interference as noise and by separable coding for one-sided fading IFCs. Finally, for the sub-class of one-sided hybrid IFCs (a mix of weak and strong states that do not satisfy ergodic very strong conditions), an achievable scheme involving rate splitting and joint coding across all fading states is developed and is shown to perform at least as well as a separable coding scheme.

Offset Encoding for Multiple-Access Relay Channels

An offset encoding technique is presented that improves sliding-window decoding with decode-and-forward for K-user multiple-access relay channels. The technique offsets user transmissions by one block per user and achieves the corner points of the destinations backward decoding rate regions but with a smaller delay. As a result, one achieves boundary points of the best known decode-and-forward rate regions with a smaller delay than with backward decoding.

Ergodic two-user interference channels: Is separability optimal?

The optimality of separable encoding and decoding over parallel channels (fading states) for ergodic fading two-user interference channels (IFCs) is studied using a one-sided IFC as a model. For an ergodic fading one-sided IFC with non-fading direct links and a fading cross-channel link, it is shown that separability can be strictly suboptimal except for the cases where all the parallel channels are of the same type, i.e., all of them are either strong but not very strong or very strong channels. A recent result on the sum-capacities of classes of ergodic strong and very strong IFCs is used to show that encoding and decoding jointly over all parallel channels is optimal when either the strong or very strong interference conditions hold on average over all channels.

Vulnerability Analysis and Consequences of False Data Injection Attack on Power System State Estimation

An unobservable false data injection (FDI) attack on AC state estimation (SE) is introduced and its consequences on the physical system are studied. With a focus on understanding the physical consequences of FDI attacks, a bi-level optimization problem is introduced whose objective is to maximize the physical line flows subsequent to an FDI attack on DC SE. The maximization is subject to constraints on both attacker resources (size of attack) and attack detection (limiting load shifts) as well as those required by DC optimal power flow (OPF) following SE. The resulting attacks are tested on a more realistic non-linear system model using AC state estimation and ACOPF, and it is shown that, with an appropriately chosen sub-network, the attacker can overload transmission lines with moderate shifts of load.