M. I. Trioni

Ab initio calculation of core-valence-valence Auger spectra in closed shell systems

We propose an ab initio method to evaluate the core-valence-valence (CVV) Auger spectrum of systems with filled valence bands. The method is based on the Cini-Sawatzky theory, and aims at estimating the parameters by first-principles calculations in the framework of density-functional theory (DFT). Photoemission energies and the interaction energy for the two holes in the final state are evaluated by performing DFT simulations for the system with varied population of electronic levels. Transition matrix elements are taken from atomic results. The approach takes into account the non-sphericity of the density of states of the emitting atom, spin-orbit interaction in core and valence, and non quadratic terms in the total energy expansion with respect to fractional occupation numbers. It is tested on two benchmark systems, Zn and Cu metals, leading in both cases to L23M45M45 Auger peaks within 2 eV from the experimental ones. Detailed analysis is presented on the relative weight of the various contributions considered in our method, providing the basis for future development. Especially problematic is the evaluation of the hole-hole interaction for systems with broad valence bands: our method underestimates its value in Cu, while we obtain excellent results for this quantity in Zn.

Theoretical approaches in adsorption: alkali adatom investigations

We discuss how different properties at surfaces could require for different theoretical treatments within the first-principles density functional theory. Energies and structures are accurately determined by adopting the supercell geometry. Surface states are more conveniently described by the Green function embedding approach, which is able to take into account a truly semi-infinite solid and hence real continuous spectra. In this way a detailed analysis of discrete and resonant states is provided. We mainly describe the embedding method and provide examples to compare the two approaches. We focus next on the structural and electronic properties of alkali adatoms. The adsorption structure of Na/Cu(001) at low coverages is calculated within the supercell geometry motivated by the results of the Cambridge group on surface diffusion by 3He spin echo scattering. The dispersion, energy, effective mass, and width of surface (quantum well and image) states of alkali atoms on Cu(111) are worked out by the embedding approach and compared with experiments.

Unusually Large Magnetic Anisotropy in Electrochemically Deposited Co-Rich Co–Pt Films

Co-rich Co-Pt films grown by electrodeposition from an amino-nitrite/citrate/glycine electrolyte onto Au(111) substrates apparently grow with a hexagonal structure, with its c-axis directed perpendicular to the surface. The films exhibit a perpendicular magnetic anisotropy (MCA) of the same order of magnitude as the shape anisotropy. Experimental estimates of the MCA result in a higher anisotropy than that reported for bulk materials of the same composition, but similar to values measured in films grown by vacuum methods at relatively high temperature, which partly consist of a high anisotropy, metastable orthorhombic Pmm2 phase. Comparison of valence band X-ray photoelectron spectroscopy measurements on electrodeposited films with density functional theory simulations of the electronic structure of the various reported Co(3)Pt structures support the notion that the films may consist of a mixture of the hexagonal and the Pmm2 structure.

Ab initio calculation of CVV Auger spectra for closed-shell systems

We propose an ab initio method to evaluate the core-valence-valence (CVV) Auger spectrum of systems with filled valence bands. The method is based on the Cini-Sawatzky theory, and aims at estimating the parameters by first-principles calculations in the framework of density-functional theory (DFT). Photoemission energies and the interaction energy for the two holes in the final state are evaluated by performing DFT simulations for the system with varied population of electronic levels. Transition matrix elements are taken from atomic results. The approach takes into account the non-sphericity of the density of states of the emitting atom, spin-orbit interaction in core and valence, and non quadratic terms in the total energy expansion with respect to fractional occupation numbers. It is tested on two benchmark systems, Zn and Cu metals, leading in both cases to L23M45M45 Auger peaks within 2 eV from the experimental ones. Detailed analysis is presented on the relative weight of the various contributions considered in our method, providing the basis for future development. Especially problematic is the evaluation of the hole-hole interaction for systems with broad valence bands: our method underestimates its value in Cu, while we obtain excellent results for this quantity in Zn.

Spin polarized metastable helium de-excitation processes on metal surfaces.

Spin polarized de-excitation of a metastable helium atom interacting with metal surfaces is treated within density functional theory. The method is based on a self-consistent calculation of the spin dependent electronic properties of the system, such as the surface density of states and the localized surface states, to compute the transition rate. On the high work function Ag(100) and Ag(111) surfaces, the helium 2s electron is delocalized in the metal and hence the transition rate is weakly spin dependent. The existence of a Shockley surface state in Ag(111) determines a neutralization rate that is about 59% larger than that from Ag(100). On a low work function metal, namely Na(100), the rate is of smaller magnitude than those on silver because the 2s triplet resonance is found to be more occupied. Consequently, emitted electrons can display a strong spin dependence also for a paramagnetic surface.

Spin selectivity by Auger-photoelectron coincidence spectroscopy

The M3M4,5M4,5 Auger transition from a Cu(111) surface is studied using Angular Resolved Auger-PhotoElectron Coincidence Spectroscopy (AR-APECS). In the experiment two different geometrical configurations of the electron analyzers allow us to sample different emission angles of the ejected electrons leading to different weights of the singlet and triplet contributions in the studied transition. The experimental spectra are modeled within a two-step approach using the Cini theory for the closed band case so as to properly consider the spin-orbit interaction and the hole-hole correlation energy. Ingredients for the theory, like density of states, are obtained fully ab-initio in the framework of density functional theory by performing all-electron calculations. The obtained results confirm the recently discovered selectivity of AR-APECS in the final spin-state.