Michael J. Rogers

2.6-Million-year-old stone tools and associated bones from OGS-6 and OGS-7, Gona, Afar, Ethiopia

CRAFT Research Center, 419 N. Indiana Avenue, Indiana University, Bloomington, IN, 47405, USA Department of Anthropology, Southern Connecticut State University, 501 Crescent Street, New Haven, CT 06515-1355, USA Department of Geosciences, University of Arizona, Tucson, AZ, 85721, USA Berkeley Geochronology Center, 2455 Ridge Road, Berkeley, CA 94709, USA Department of Earth and Planetary Science, University of California, Berkeley, CA 94709, USA Departmento de Prehistoria y Arquelogia, Facultad de Geografia, e Historia, Universidad Complutense de Madrid, Ciudad Universitaria 28040, Madrid, Spain Department of Anthropology and CRAFT Research Center, 419 N. Indiana Avenue, Indiana University, Bloomington, IN, 47405, USA Sterkfontein Research Unit, University of Witwatersrand, WITS 2050, Johannesburg, South Africa Department of Anatomy, Case Western Reserve University-School of Medicine, 10900 Euclid Avenue, Cleveland, OH, 44106-4930, USA Laboratory of Physical Anthropology, Cleveland Museum of Natural History, Cleveland, OH 44106, USA

Isotopic evidence for Plio-Pleistocene environmental change at Gona, Ethiopia

Abstract A 4.5 Ma record of fluvial and lacustrine deposits is well exposed at Gona, in the Afar Depression of Ethiopia. We use isotopic values of pedogenic carbonate and fossil teeth to reconstruct Plio–Pleistocene environmental change at Gona. An increase in δ13C values of pedogenic carbonates since 4.5 Ma points to a shift from woodlands to grassy woodlands in the early Pliocene, −10.4 to −3.9‰ (VPDB), to more open but still mixed environments in the late Pleistocene, −3.0 to −1.4‰ (VPDB). This pattern is also seen in isotopic records elsewhere in East Africa. However, at 1.5 Ma the higher proportion of C4 grasses at Gona is largely a result of a local facies shift to more water-limited environments. The wide range of δ13C values of pedogenic carbonate within single stratigraphic levels indicates a mosaic of vegetation for all time intervals at Gona that depends on depositional environment. Elements of this mosaic are reflected in δ13C values of both modern plants and soil organic matter and Plio–Pleistocene soil carbonate, indicating higher amounts of C4 grasses with greater distance from a river channel in both the modern and ancient Awash River systems. δ18O values of pedogenic carbonates increase up-section from −11.9‰ in the early Pliocene to −6.4‰ (VPDB) in the late Pleistocene. The wide range of δ18O values in paleovertisol carbonates from all stratigraphic levels probably reflects short-term climate changes and periods of strong evaporation throughout the record. Based on the comparison between δ18O values of Plio–Pleistocene pedogenic carbonates and modern waters, we estimate that there has been a 6.5‰ increase in mean annual δ18O values of meteoric water since 4.5 Ma. δ18O values of pedogenic carbonate from other East African records indicate a similar shift. Increasing aridity and fluctuations in the timing and source of rainfall are likely responsible for the changes in δ18O values of East African pedogenic carbonates through the Plio–Pleistocene.

Early Pliocene hominids from Gona, Ethiopia

Comparative biomolecular studies suggest that the last common ancestor of humans and chimpanzees, our closest living relatives, lived during the Late Miocene–Early Pliocene. Fossil evidence of Late Miocene–Early Pliocene hominid evolution is rare and limited to a few sites in Ethiopia, Kenya and Chad. Here we report new Early Pliocene hominid discoveries and their palaeoenvironmental context from the fossiliferous deposits of As Duma, Gona Western Margin (GWM), Afar, Ethiopia. The hominid dental anatomy (occlusal enamel thickness, absolute and relative size of the first and second lower molar crowns, and premolar crown and radicular anatomy) indicates attribution to Ardipithecus ramidus. The combined radioisotopic and palaeomagnetic data suggest an age of between 4.51 and 4.32 million years for the hominid finds at As Duma. Diverse sources of data (sedimentology, faunal composition, ecomorphological variables and stable carbon isotopic evidence from the palaeosols and fossil tooth enamel) indicate that the Early Pliocene As Duma sediments sample a moderate rainfall woodland and woodland/grassland.

Paleoenvironments of the earliest stone toolmakers, Gona, Ethiopia

Fluvio-lacustrine sediments of the Hadar and Busidima Formations along the northern Awash River (Ethiopia) archive almost three million years (3.4 to <0.6 Ma) of human evolution, including the earliest documented record of stone toolmaking at 2.5–2.6 Ma. This paper brings together sedimentologic and isotopic evidence for the paleoenvironmental context of early hominids from both formations, but with particular emphasis on the setting for the early toolmakers. The pre–2.92 Ma record (Hadar Formation) is characterized by low-gradient fl uvial, paludal, and lacustrine deposition in an undissected topography most analogous to reaches of the modern middle Awash River near Gewane. The Gona area experienced repeated deep dissection and aggradation by the Awash River, starting between 2.92 and ca. 2.7 Ma and continuing through the top of the record at <0.6 Ma (Busidima Formation). Each aggradational succession is 10–20 m in thickness and fi nes upward from wellrounded conglomerates at the base to capping paleosols at the top. During this period the ancestral Awash represented by these fi ning upward sequences was dominantly meandering and fl owed northeast, as it does today. Smaller channels tributary to the axial Awash system are also extensively exposed in the Busidima Formation. Compared to the axial-system conglomerates, the tributary channels transported fi ner, less mature volcanic clasts mixed with abundant carbonate nodules reworked from adjacent badlands. Stone artifacts (Oldowan; 2.6–2.0 Ma) at the oldest archaeological sites are only associated with the axial Awash system, in the bedded silts or capping paleosols of the fi ning upward sequences. The implements were made from rounded cobbles from the channels, but manufacture and use of the tools was always away from the channel bars, on the nearby sandy banks and silt-dominated fl oodplains. Archaeological sites higher in the record (Acheulian; <1.7 Ma) occur in similar axial river contexts, as well as along tributary channels further removed from artifact raw material sources. Mature paleosols in the Hadar and Busidima Formations are mostly pale to darkbrown Vertisols typifi ed by abundant clay slickensides, pseudo-anticlinal and vertical fracturing, and carbonate nodules. Such calcic Vertisols are common in the region today, demonstrating that the paleoclimate over the past 3.4 m.y. has been semi-arid and strongly seasonal. Carbon isotopic results from pedogenic carbonates in the Vertisols allow reconstruction of the proportion of C 3 plants (trees and shrubs) to C 4 plants (grasses) through time. The δ 13

New evidence for hominin carcass processing strategies at 1.5 Ma, Koobi Fora, Kenya

Reconstruction of early Pleistocene hominin carcass acquisition and processing behaviors are necessarily based at least in part on butchered fossil bones. This paper provides zooarchaeological and taphonomic analyses and behavioral interpretations of three approximately 1.5 million-year-old archaeofaunas from areas 1A and 103 in the Okote Member of the Koobi Fora Formation, northern Kenya: FwJj14A, FwJj14B, and GaJi14. These sites are all located in similar paleoenvironmental contexts, near shallow water with swampy, seasonally flooded areas, and some evidence for more wooded or gallery forest settings. Both individual specimen--and assemblage-level analyses of butchery-marked bones indicate that the hominins appear to have practiced similar butchery strategies at all of these sites, with butchery (defleshing, disarticulation, and marrow extraction) of both high- and low-ranked skeletal elements with no apparent preference for prey size, skeletal region, limb class, or limb portion. Only four tooth-marked specimens, including one likely crocodile-tooth-marked bone, are preserved in all three archaeofaunas. A paucity of limb epiphyses suggests that bone-crunching hyenids may have deleted these portions subsequent to hominin butchery. Strangely, there are no stone tools preserved with the 292 cut-marked and 27 percussion-marked faunal specimens (out of a total of 6,039 specimens), suggesting that raw material availability may have conditioned hominin lithic discard patterns at these locales. These assemblages increase our knowledge of the dietary behavior and ecology of Homo erectus, and provide support for variability in early Pleistocene hominin carcass foraging patterns.

The Oldowan-Acheulian Transition: Is there a “Developed Oldowan” Artifact Tradition?

The phrase “Developed Oldowan” (DO) was originally coined by M. Leakey to describe a technologically “advanced Oldowan” artifact tradition, that preceded the Acheulian Industry. M. Leakey further identified three stages of the DO which she labeled as the DOA, DOB and DOC. The DO (sensu lato) has been generally recognized as transitional to the Acheulian, but the status of the DOB and the DOC remains unclear. In addition to a lack of clarity in terms of classification, the DO also suffers from a lack of secure radiometric dates, even at Olduvai where it was first identified. Despite such shortcomings, archaeologists still assign assemblages into the DO, as supposedly “intermediate” or transitional between the Oldowan and the Acheulian. However, a closer look at the DO assemblages from Olduvai Gorge and other sites in Africa and the Middle East shows that the artifacts assigned into this tradition are not technologically drastically different from the preceding Oldowan. Probably the flaking characteristics of the raw material types (e.g., quartzite and limestone, and to a lesser extent basalt) and the original shape of the cobbles used by hominins may have played a major role in the final shape of the “distinctive” artifact types (such as spheroids/subspheroids) used for assigning assemblages into the DO. Further, both the DOB and the Acheulian appeared ˜1.7 million years ago (Ma) in the archaeological record, making it unlikely that the DO is a transitional artifact tradition that preceded the Acheulian. Our preliminary evaluation of the archaeological record at Gona, Ethiopia and elsewhere suggests a fairly abrupt appearance of the Acheulian after a temporally rapid transition from the Oldowan.

Landscape-scale variation in hominin tool use: Evidence from the Developed Oldowan

The relationship between artifact manufacture, use, and discard in the Developed Oldowan is complex. Here we use digital-image-analysis techniques to investigate the intensity of reduction in single-platform cores of the Developed Oldowan of the Okote Member, Koobi Fora Formation. Data suggest that this method provides a more accurate measure of reduction intensity than previous applications of a unifacial-scraper model. Assemblages of single-platform cores excavated from extensive lateral exposures of the Okote Member provide insights into the relationship between raw-material availability and discard patterns. Variation in reduction intensity suggests that tools are not always discarded in patterns that would be predicted by the availability of raw material. Further, it appears that hominin transport decisions involved an assessment of the potential use-life of certain forms. Many aspects of Developed Oldowan technology conform to previously developed models of curated technologies.

From Nothing to Something: The Appearance and Context of the Earliest Archaeological Record

Before 2.6 million years ago (Ma), no archaeological record has been securely documented, and therefore there is no evidence of hominin tool use. Then, at 2.6–2.58 Ma, there is widespread evidence for tool manufacture and use at several archaeological sites, with undisputed stone tools and fossil fauna at Gona, Ethiopia. Additionally, the evidence from the earliest archaeological sites at Gona shows that the earliest stone tool makers were skilled flintknappers and were able to select high quality stone raw materials. The possible reasons behind this seeming abrupt transition from the absence of stone tools to the presence thereof include sampling biases, paleogeographic influences, gaps in the geological record, paleoenvironmental change, and changes in the record of hominin evolution.

The Early Acheulean ~1.6–1.2 Ma from Gona, Ethiopia: Issues related to the Emergence of the Acheulean in Africa

Konso in Ethiopia and Kokiselei in Kenya, both dated to ~1.7 million years ago (Ma), and FLK West, a recently reported site from Olduvai dated to 1.7 Ma, are the earliest Acheulean sites known in East Africa. Ongoing archaeological investigations at Gona, in the Afar Depression of Ethiopia, have also produced early Acheulean stone assemblages at several sites, estimated to ~1.6–1.2 Ma. A number of sites, including BSN-12 and OGS-12, have yielded archaeological materials comparable to the earliest Konso artifacts. The stone assemblages from the Gona sites consist of crudely made handaxes, cleavers, and picks, as well as Mode I (Oldowan) cores, and debitage. A variety of raw materials were exploited at Gona, with trachyte, rhyolite, and basalt being the most common.

The first technical sequences in human evolution from East Gona, Afar region, Ethiopia

Gona in the Afar region of Ethiopia has yielded the earliest Oldowan stone tools in the world. Artefacts from the East Gona (EG) 10 site date back 2.6 million years. Analysis of the lithic assemblage from EG 10 reveals the earliest-known evidence for refitting and conjoining stone artefacts. This new information supplements data from other Oldowan sites in East Africa, and provides an important insight into the technological capacities and evolutionary development of hominins during this period.