Michel Neviere

Grating efficiency theory as it applies to blazed and holographic gratings

Recently developed rigorous theories have been used to investigate the diffraction efficiency behavior of both blazed and holographic gratings. In order to assist designers of spectrometric systems we have covered a complete range of blaze angles for triangular grooves and modulations for sinusoidal groove shape in first and second orders. Several types of mountings are included together with the role played by finite conductivity of aluminum. Useful classifications of both types of gratings are given, as they apply from the near uv to ir regions. Comparisons showing the close agreement between theory and experiment are presented.

Resonant optical transmission through thin metallic films with and without holes

Using a rigorous electromagnetic analysis of two-dimensional (or crossed) gratings, we account, in a first step, for the enhanced transmission of a sub-wavelength hole array pierced inside a metallic film, when plasmons are simultaneously excited at both interfaces of the film. Replacing the hole array by a continuous metallic film, we then show that resonant extraordinary transmission can still occur, provided the film is modulated. The modulation may be produced in both a one-dimensional and a two dimensional geometry either by periodic surface deformation or by adding an array of high index pillars. Transmittivity higher than 80% is found when surface plasmons are excited at both interfaces, in a symmetric configuration.

Maxwell equations in Fourier space: fast-converging formulation for diffraction by arbitrary shaped, periodic, anisotropic media.

We establish the most general differential equations that are satisfied by the Fourier components of the electromagnetic field diffracted by an arbitrary periodic anisotropic medium. The equations are derived by use of the recently published fast-Fourier-factorization (FFF) method, which ensures fast convergence of the Fourier series of the field. The diffraction by classic isotropic gratings arises as a particular case of the derived equations; the case of anisotropic classic gratings was published elsewhere. The equations can be resolved either through classic differential theory or through the modal method for particular groove profiles. The new equations improve both methods in the same way. Crossed gratings, among which are grids and two-dimensional arbitrarily shaped periodic surfaces, appear as particular cases of the theory, as do three-dimensional photonic crystals. The method can be extended to nonperiodic media through the use of a Fourier transform.

Grating theory: new equations in Fourier space leading to fast converging results for TM polarization

Using theorems of Fourier factorization, a recent paper [J. Opt. Soc. Am. A 13, 1870 (1996)] has shown that the truncated Fourier series of products of discontinuous functions that were used in the differential theory of gratings during the past 30 years are not converging everywhere in TM polarization. They turn out to be converging everywhere only at the limit of infinitely low modulated gratings. We derive new truncated equations and implement them numerically. The computed efficiencies turn out to converge about as fast as in the TE-polarization case with respect to the number of Fourier harmonics used to represent the field. The fast convergence is observed on both metallic and dielectric gratings with sinusoidal, triangular, and lamellar profiles as well as with cylindrical and rectangular rods, and examples are shown on gratings with 100% modulation. The new formulation opens a new wide range of applications of the method, concerning not only gratings used in TM polarization but also conical diffraction, crossed gratings, three-dimensional problems, nonperiodic objects, rough surfaces, photonic band gaps, nonlinear optics, etc. The formulation also concerns the TE polarization case for a grating ruled on a magnetic material as well as gratings ruled on anisotropic materials. The method developed is applicable to any theory that requires the Fourier analysis of continuous products of discontinuous periodic functions; we propose to call it the fast Fourier factorization method.

Light propagation in periodic media : differential theory and design

General Properties Basic Principles of the Differential Theory of Gratings Stacks of Gratings Fast Fourier Factorization (FFF) Method Maxwell Equations in Truncated Fourier Space Rigorous Coupled Wave (RCW) Method Coordinate Transformation Methods Gratings Made of Anisotropic Materials Crossed Gratings Photonic Crystals X-Ray Gratings Transmission Gratings Grating Couplers and Resonant Excitation of Guided Modes Differential Theory of Non-Periodic Media Fourier Factorization of Maxwell Equations in Nonlinear Optics Appendix I: The z-Dependence of the Total Field in Conical Diffraction Appendix II: Some Formulas about Toeplitz Matrices Appendix III: Expression of the Transverse Components of the Field in Terms of the Axial Ones Appendix IV: The Shooting Method in Matrix Notations List of Notations Index

Staircase approximation validity for arbitrary-shaped gratings

An electromagnetic study of the staircase approximation of arbitrary shaped gratings is conducted with three different grating theories. Numerical results on a deep aluminum sinusoidal grating show that the staircase approximation introduces sharp maxima in the local field map close to the edges of the profile. These maxima are especially pronounced in TM polarization and do not exist with the original sinusoidal profile. Their existence is not an algorithmic artifact, since they are found with different grating theories and numerical implementations. Since the number of the maxima increases with the number of the slices, a greater number of Fourier components is required to correctly represent the electromagnetic field, and thus a worsening of the convergence rate is observed. The study of the local field map provides an understanding of why methods that do not use the staircase approximation (e.g., the differential theory) converge faster than methods that use it. As a consequence, a 1% accuracy in the efficiencies of a deep sinusoidal metallic grating is obtained 30 times faster when the differential theory is used in comparison with the use of the rigorous coupled-wave theory. A theoretical analysis is proposed in the limit when the number of slices tends to infinity, which shows that even in that case the staircase approximation is not well suited to describe the real profile.

On the use of classical and conical diffraction mountings for xuv gratings

A description is given of the properties of plane diffraction gratings used in conical diffraction. Formulas are given for computing the direction of the diffracted orders. Experiments were performed to investigate the behavior of gratings used on conical diffraction mountings. Comparisons made with classical diffraction mountings show a significant increase in the efficiency of the −1 order. An empirical formula to predict the efficiencies of gratings used in conical diffraction mountings has been verified by the measurements.

Surface plasmon excitation on a single subwavelength hole in a metallic sheet

The diffraction of light by a single subwavelength hole in a highly conductive metallic sheet is analyzed with a recently developed differential theory that is able to plot the nearly electromagnetic field. Using rigorous electromagnetic and phenomenological analysis, we show that a single subwavelength hole can excite surface-plasmon resonance that contributes greatly to extraordinary transmission.

Electromagnetic resonances in linear and nonlinear optics: phenomenological study of grating behavior through the poles and zeros of the scattering operator

The poles and zeros of the scattering operator of a corrugated waveguide and of a bare grating are studied mathematically and numerically. An initial tutorial section recalls how their use can explain grating anomalies and other curious phenomena in linear optics. This approach is then used in nonlinear optics to understand and predict curious efficiency-curve shapes observed in the study of second-harmonic generation and optical bistability enhanced by a corrugated surface.

Gratings in nonlinear optics and optical bistability

A new use of gratings in nonlinear optics is presented, i.e., the realization of bistable components. The device studied here consist of grating couplers ruled on a Kerr nonlinear medium, which use the guided-wave resonance to increase the local field and thus the nonlinearities. The result is that they are intrinsic bistable optical systems with high-speed, low pumping thresholds, and geometry well adapted to optical integration. First, a linear electromagnetic study of the devices is presented. It follows optimizing the grating parameters in order to get the best coupling between the incident beam and the guided mode inside the corrugated waveguide. Then a graphical construction is given that demonstrates the bistable character of the system in nonlinear optics. Next a nonlinear analysis of the devices is rigorously derived from Maxwell equations. It states precisely the predictions of the graphical construction and allows comparison of the effectiveness of the guided-wave resonance with the surface plasmon resonance in order to reduce the threshold of bistability.