Robert W. Spekkens

Evidence for the epistemic view of quantum states : A toy theory

We present a toy theory that is based on a simple principle: the number of questions about the physical state of a system that are answered must always be equal to the number that are unanswered in a state of maximal knowledge. Many quantum phenomena are found to have analogues within this toy theory. These include the noncommutativity of measurements, interference, the multiplicity of convex decompositions of a mixed state, the impossibility of discriminating nonorthogonal states, the impossibility of a universal state inverter, the distinction between bipartite and tripartite entanglement, the monogamy of pure entanglement, no cloning, no broadcasting, remote steering, teleportation, entanglement swapping, dense coding, mutually unbiased bases, and many others. The diversity and quality of these analogies is taken as evidence for the view that quantum states are states of incomplete knowledge rather than states of reality. A consideration of the phenomena that the toy theory fails to reproduce, notably, violations of Bell inequalities and the existence of a Kochen-Specker theorem, provides clues for how to proceed with this research program.

Einstein, Incompleteness, and the Epistemic View of Quantum States

Does the quantum state represent reality or our knowledge of reality? In making this distinction precise, we are led to a novel classification of hidden variable models of quantum theory. We show that representatives of each class can be found among existing constructions for two-dimensional Hilbert spaces. Our approach also provides a fruitful new perspective on arguments for the nonlocality and incompleteness of quantum theory. Specifically, we show that for models wherein the quantum state has the status of something real, the failure of locality can be established through an argument considerably more straightforward than Bell’s theorem. The historical significance of this result becomes evident when one recognizes that the same reasoning is present in Einstein’s preferred argument for incompleteness, which dates back to 1935. This fact suggests that Einstein was seeking not just any completion of quantum theory, but one wherein quantum states are solely representative of our knowledge. Our hypothesis is supported by an analysis of Einstein’s attempts to clarify his views on quantum theory and the circumstance of his otherwise puzzling abandonment of an even simpler argument for incompleteness from 1927.

Contextuality for preparations, transformations and unsharp measurements

The Bell-Kochen-Specker theorem establishes the impossibility of a noncontextual hidden variable model of quantum theory, or equivalently, that quantum theory is contextual. In this paper, an operational definition of contextuality is introduced which generalizes the standard notion in three ways: (i) it applies to arbitrary operational theories rather than just quantum theory, (ii) it applies to arbitrary experimental procedures rather than just sharp measurements, and (iii) it applies to a broad class of ontological models of quantum theory rather than just deterministic hidden variable models. We derive three no-go theorems for ontological models, each based on an assumption of noncontextuality for a different sort of experimental procedure; one for preparation procedures, another for unsharp measurement procedures (that is, measurement procedures associated with positive-operator valued measures), and a third for transformation procedures. All three proofs apply to two-dimensional Hilbert spaces, and are therefore stronger than traditional proofs of contextuality.

Resource Theory of Quantum States Out of Thermal Equilibrium

The ideas of thermodynamics have proved fruitful in the setting of quantum information theory, in particular the notion that when the allowed transformations of a system are restricted, certain states of the system become useful resources with which one can prepare previously inaccessible states. The theory of entanglement is perhaps the best-known and most well-understood resource theory in this sense. Here, we return to the basic questions of thermodynamics using the formalism of resource theories developed in quantum information theory and show that the free energy of thermodynamics emerges naturally from the resource theory of energy-preserving transformations. Specifically, the free energy quantifies the amount of useful work which can be extracted from asymptotically many copies of a quantum system when using only reversible energy-preserving transformations and a thermal bath at fixed temperature. The free energy also quantifies the rate at which resource states can be reversibly interconverted asymptotically, provided that a sublinear amount of coherent superposition over energy levels is available, a situation analogous to the sublinear amount of classical communication required for entanglement dilution.

Degrees of concealment and bindingness in quantum bit commitment protocols

Although it is impossible for a bit commitment protocol to be both arbitrarily concealing and arbitrarily binding, it is possible for it to be both partially concealing and partially binding. This means that Bob cannot, prior to the beginning of the unveiling phase, find out everything about the bit committed, and Alice cannot, through actions taken after the end of the commitment phase, unveil whatever bit she desires. We determine upper bounds on the degrees of concealment and bindingness that can be achieved simultaneously in any bit commitment protocol although it is unknown whether these can be saturated. We do, however, determine the maxima of these quantities in a restricted class of bit commitment protocols, namely, those wherein all the systems that play a role in the commitment phase are supplied by Alice. We show that these maxima can be achieved using a protocol that requires Alice to prepare a pair of systems in an entangled state, submit one of the pair to Bob at the commitment phase, and the other at the unveiling phase. Finally, we determine the form of the trade off that exists between the degree of concealment and the degree of bindingness given various assumptions about the purity and dimensionality of the states used in the protocol.

The resource theory of quantum reference frames: manipulations and monotones

Every restriction on quantum operations defines a resource theory, determining how quantum states that cannot be prepared under the restriction may be manipulated and used to circumvent the restriction. A superselection rule (SSR) is a restriction that arises through the lack of a classical reference frame and the states that circumvent it (the resource) are quantum reference frames. We consider the resource theories that arise from three types of SSRs, associated respectively with lacking: (i) a phase reference, (ii) a frame for chirality, and (iii) a frame for spatial orientation. Focusing on pure unipartite quantum states (and in some cases restricting our attention even further to subsets of these), we explore single-copy and asymptotic manipulations. In particular, we identify the necessary and sufficient conditions for a deterministic transformation between two resource states to be possible and, when these conditions are not met, the maximum probability with which the transformation can be achieved. We also determine when a particular transformation can be achieved reversibly in the limit of arbitrarily many copies and find the maximum rate of conversion. A comparison of the three resource theories demonstrates that the extent to which resources can be interconverted decreases as the strength of the restriction increases. Along the way, we introduce several measures of frameness and prove that these are monotonically non-increasing under various classes of operations that are permitted by the SSR.

The lesson of causal discovery algorithms for quantum correlations: causal explanations of Bell-inequality violations require fine-tuning

An active area of research in the fields of machine learning and statistics is the development of causal discovery algorithms, the purpose of which is to infer the causal relations that hold among a set of variables from the correlations that these exhibit . We apply some of these algorithms to the correlations that arise for entangled quantum systems. We show that they cannot distinguish correlations that satisfy Bell inequalities from correlations that violate Bell inequalities, and consequently that they cannot do justice to the challenges of explaining certain quantum correlations causally. Nonetheless, by adapting the conceptual tools of causal inference, we can show that any attempt to provide a causal explanation of nonsignalling correlations that violate a Bell inequality must contradict a core principle of these algorithms, namely, that an observed statistical independence between variables should not be explained by fine-tuning of the causal parameters. In particular, we demonstrate the need for such fine-tuning for most of the causal mechanisms that have been proposed to underlie Bell correlations, including superluminal causal influences, superdeterminism (that is, a denial of freedom of choice of settings), and retrocausal influences which do not introduce causal cycles.

Classical and quantum communication without a shared reference frame.

We show that communication without a shared reference frame is possible using entangled states. Both classical and quantum information can be communicated with perfect fidelity without a shared reference frame at a rate that asymptotically approaches one classical bit or one encoded qubit per transmitted qubit. We present an optical scheme to communicate classical bits without a shared reference frame using entangled photon pairs and linear optical Bell state measurements.

Negativity and Contextuality are Equivalent Notions of Nonclassicality

Two notions of nonclassicality that have been investigated intensively are: (i) negativity, that is, the need to posit negative values when representing quantum states by quasiprobability distributions such as the Wigner representation, and (ii) contextuality, that is, the impossibility of a noncontextual hidden variable model of quantum theory. Although both of these notions were meant to characterize the conditions under which a classical explanation cannot be provided, we demonstrate that they prove inadequate to the task and we argue for a particular way of generalizing and revising them. With the refined version of each in hand, it becomes apparent that they are in fact one and the same. We also demonstrate the impossibility of noncontextuality or non-negativity in quantum theory with a novel proof that is symmetric in its treatment of measurements and preparations.

Entropy and information causality in general probabilistic theories

We investigate the concept of entropy in probabilistic theories more general than quantum mechanics, with particular reference to the notion of information causality (IC) recently proposed by Pawlowski et al (2009 arXiv:0905.2292). We consider two entropic quantities, which we term measurement and mixing entropy. In the context of classical and quantum theory, these coincide, being given by the Shannon and von Neumann entropies, respectively; in general, however, they are very different. In particular, while measurement entropy is easily seen to be concave, mixing entropy need not be. In fact, as we show, mixing entropy is not concave whenever the state space is a non-simplicial polytope. Thus, the condition that measurement and mixing entropies coincide is a strong constraint on possible theories. We call theories with this property monoentropic. Measurement entropy is subadditive, but not in general strongly subadditive. Equivalently, if we define the mutual information between two systems A and B