Roel H. Bosma

Scenarios for Resilient Shrimp Aquaculture in Tropical Coastal Areas

We contend there are currently two competing scenarios for the sustainable development of shrimp aquaculture in coastal areas of Southeast Asia. First, a landscape approach, where farming techniques for small-scale producers are integrated into intertidal areas in a way that the ecological functions of mangroves are maintained and shrimp farming diseases are controlled. Second, a closed system approach, where problems of disease and effluent are eliminated in closed recirculation ponds behind the intertidal zone controlled by industrial-scale producers. We use these scenarios as two ends of a spectrum of possible interactions at a range of scales between the ecological, social, and political dynamics that underlie the threat to the resilience of mangrove forested coastal ecosystems. We discuss how the analytical concepts of resilience, uncertainty, risk, and the organizing heuristic of scale can assist us to understand decision making over shrimp production, and in doing so, explore their use in the empirical research areas of coastal ecology, shrimp health management and epidemiology, livelihoods, and governance in response to the two scenarios. Our conclusion focuses on a series of questions that map out a new interdisciplinary research agenda for sustainable shrimp aquaculture in coastal areas.

Reducing Water Use for Animal Production through Aquaculture

Animals fed formulated diets indirectly consume large quantities of water. Globally, about 1.2 m3 of water is needed to produce 1 kg of grain used in animal feeds. Cattle in feedlots consume about 7 kg of feed concentrate to gain 1 kg in weight. For pigs this is close to 4 kg and for poultry slightly more than 2 kg of concentrate. Fish or crustaceans require less than 2 kg of grain concentrate for each kg produced, making them the most efficiently producing animals in terms of feed-associated water use. Non-feed-associated water use can also be considerable, and a comparison was made in total water use between aquatic and terrestrial animals. On-farm water use for terrestrial animals, including drinking, but excluding water for cooling animals or cleaning their sheds is only 1% of feed-associated water use. However, on-farm water use in aquaculture can be very high, attaining values of up to 45 m3 per kg produced in ponds. Intensification of aquaculture reduces on-farm water use per kg product, and only intensive aquaculture production systems are equally water-efficient as terrestrial animal farming systems. Within existing aquaculture pond systems reductions in water use can be achieved through (1) selection of feed ingredients that need little water to be produced; (2) enhancement of within-system feed production through periphyton-based technology; and (3) integration of aquaculture with agriculture. Still, these approaches will not make pond aquaculture more water-efficient than terrestrial animal production systems. That can only be attained in recirculating aquaculture systems and systems producing fish as a by-product of wastewater treatment. Currently, the most promising approach is to concentrate on further development of brackish and marine aquaculture, as such systems use small or negligible amounts of non-feed-associated fresh water.

Challenges of a transition to a sustainably managed shrimp culture agro-ecosystem in the Mahakam delta, East Kalimantan, Indonesia

Around 1990, when in other countries mangrove protection took off, massive conversion of mangrove forest into shrimp ponds started in the Mahakam delta. To identify constraints to and options for sustainable management we analysed institutions and constraints with stakeholders. In 3 sites we used participatory tools and a complementary survey to assess the livelihood framework. Since 1970, ponds for shrimp farming gradually replaced 75% of mangrove forested area. After 2004, recovery of mangrove took off, as, mainly due to low shrimp yields, ponds were abandoned. In 2008, 54% of the delta was dedicated to ponds for shrimp production. Around 80% of livelihood activities of pond-farmers, pond caretakers, and fishermen was related to mangroves. The involvement of men and women in these activities varied between sites and types. Poor households depended more on mangroves. Most activities resulted in seasonal income peaks; only a few activities resulted in a full daily livelihood. Ponds, on the other hand, provide 50% of households’ livelihood, but this remains vulnerable in the context of the risky shrimp production. Skewed land holding, unequal sharing of benefits, competing claims and vested interests of stakeholders pose a great challenge to a transition to a more sustainable use of the mangrove area. In particular, ponds located on peat soils are non-sustainable and would require full restoration into mangrove; ponds on other soils could best be transformed into a mixed mangrove-pond system using a ‘green-water’ technology.

LIVELIHOOD CAPABILITIES AND PATHWAYS OF SHRIMP FARMERS IN THE MEKONG DELTA, VIETNAM

Shrimp farming is a major livelihood activity in the Mekong Delta in the southernmost part of Vietnam. The Vietnamese government has promoted shrimp farming as a way to reduce poverty, provide employment opportunities and increase exports to support economic development. The shrimp farming system, however, is economically and ecologically risky and may negatively influence the environment and the sustainability of local peoples livelihoods. Because very little is known about the diversity of strategies people employ to deal with these risks, a study was performed in the Mekong Delta across four shrimp farming systems: (1) improved extensive non-forest, (2) mixed mangrove-shrimp, (3) intensive and (4) clustered intensive. The risks and livelihood strategies that were encountered differed systematically across the four farming systems. It was found that the uncertainties that the shrimp farmers faced include limited access rights to the mangrove forest, crop failure due to regular occurrence of shrimp disease, high investment costs and volatile markets for shrimp. Shrimp farmers have created several strategies for coping with these uncertainties, including redesigning farms, producing salt, changing the species farmed from Penaeus monodon to Penaeus vannamei, becoming involved in a cooperative cluster, integrating aquaculture and agriculture, and farming shrimp by organic standards.

Characteristics of peri-urban dairy herds of Bobo-Dioulasso (Burkina Faso)

Peri-urban dairy cattle farms within 50 km of Bobo-Dioulasso were studied to assess herd type, disease incidence, management, feeding and breeding strategy. Out of 417 cattle farmers, 42% had dairy objectives and were studied. Among these peri-urban dairy farmers, 60% were settled, 36% semi-settled, and 4% transhumant. In total, they held 4558 dairy cows, of which 32% lactated during the study. The prevalence of mastitis (55%) increased (p<0.05) with herd size. Advanced strategies for supplementary feeding and breeding were most frequent in small herds (<30 cattle). None of the large herds (>60 cattle) had advanced breeding strategies. Bulls and cows were culled at younger ages in herds with better breeding strategy. Overall, this resulted in higher individual milk offtake in small herds (2.46 L/day) compared with large herds (1.25 L/day). Pure breeds were rarely used, and the presence of Bos taurus baoulé naturally selected for trypanotolerance was low. The prevalence of trypanosomosis (40%) in herds dominated by Bos indicus zebu and Méré (Zebu×Baoulé) is an argument for maintenance of biodiversity and selection of Baoulé for milk production.

BIOECONOMIC MODELING OF SHRIMP AQUACULTURE STRATEGIES FOR THE MAHAKAM DELTA, INDONESIA

Bioeconomic modeling was used to evaluate traditional and extensive shrimp production in the Mahakam Delta and impacts of adopting Better Management Practices (BMP) for semi-intensive and integrated mangrove-shrimp culture. Modeling outcomes indicate that traditional production is not financially viable, failing to generate a positive 10-year Internal Rate of Return (IRR). Such practices persist in the Mahakam Delta as capital costs have been depreciated against past financial returns, input costs are negligible, risks are minimal, opportunity costs are low and options to intensify production have been retained by producers. Returns from BMP-guided semi-intensive culture (20% IRR) are marginally higher compared to extensive culture but entail a 10-fold increase in operating costs and greater risks. Integrated mangrove-shrimp production gives a reasonable IRR (53%) but costs remain high, management demanding and risks uncertain. Risk adverse operators with short-term leases may favor traditional and extensive practices. Sustainable intensification, allied to social capital development and rehabilitation of mangrove ecosystem services and environmental flows, is needed to reconcile multiple demands.

Environmental impact of non-certified versus certified (ASC) intensive Pangasius aquaculture in Vietnam, a comparison based on a statistically supported LCA

Pangasius production in Vietnam is widely known as a success story in aquaculture, the fastest growing global food system because of its tremendous expansion by volume, value and the number of international markets to which Pangasius has been exported in recent years. While certification schemes are becoming significant features of international fish trade and marketing, an increasing number of Pangasius producers have followed at least one of the certification schemes recognised by international markets to incorporate environmental and social sustainability practices in aquaculture, typically the Pangasius Aquaculture Dialogue (PAD) scheme certified by the Aquaculture Stewardship Council (ASC). An assessment of the environmental benefit of applying certification schemes on Pangasius production, however, is still needed. This article compared the environmental impact of ASC-certified versus non-ASC certified intensive Pangasius aquaculture, using a statistically supported LCA. We focused on both resource-related (water, land and total resources) and emissions-related (global warming, acidification, freshwater and marine eutrophication) categories. The ASC certification scheme was shown to be a good approach for determining adequate environmental sustainability, especially concerning emissions-related categories, in Pangasius production. However, the non-ASC certified farms, due to the large spread, the impact (e.g., water resources and freshwater eutrophication) was possibly lower for a certain farm. However, this result was not generally prominent. Further improvements in intensive Pangasius production to inspire certification schemes are proposed, e.g., making the implementation of certification schemes more affordable, well-oriented and facilitated; reducing consumed feed amounts and of the incorporated share in fishmeal, especially domestic fishmeal, etc. However, their implementation should be vetted with key stakeholders to assess their feasibility.

Economic feasibility of recirculating aquaculture systems in pangasius farming

ABSTRACT This study aims to analyze the economic feasibility of recirculating aquaculture systems (RAS) in pangasius farming in Vietnam. The study uses a capital budgeting approach and accounts for uncertainty in key parameters. Stochastic simulation is used to simulate the economic performance of medium and large farms operating with a traditional system or RAS. Data are obtained through structured surveys and a workshop in the Mekong River Delta. Results show that for large farms, net present value increases from an average of 589,000 USD/ha to 916,000 USD/ha after implementing RAS. Overall, the probability that RAS is a profitable investment is found to be 99% for both farm sizes. With RAS, the crucial parameters determining profitability are price, yield, costs of fingerling, feed, and initial investment. Findings on the robustness of the economic performance of RAS are useful to support public and private decision making towards increasing the sustainability of pangasius production.

Using fuzzy logic modelling to simulate farmers’ decision-making on diversification and integration in the Mekong Delta, Vietnam

To reveal farmers’ motives for on-farm diversification and integration of farming components in the Mekong Delta, Vietnam, we developed a fuzzy logic model (FLM) using a 10-step approach. Farmers’ decision-making was mimicked in a three-layer hierarchical architecture of fuzzy inference systems, using data of 72 farms. The model includes three variables for family motives of diversification, six variables related to component integration, next to variables for the production factors and for farmers’ appreciation of market prices and know-how on 10 components. To obtain a good classification rate of the less frequent activities, additional individual fine-tuning was necessary after general model calibration. To obtain the desired degree of sensitivity to each variable, it was necessary to use up to five linguistic values for some of the input and output variables in the intermediate hierarchical layers. Model’s sensitivity to motivational variables determining diversification and integration was of the same magnitude as its sensitivity to market prices and farmers’ know-how of the activities, but less than its sensitivity to labour, capital and land endowment. Modelling to support strategic decision-making seems too elaborate for individual farms, but FLM will be useful to integrate farmers’ opinions in strategic decision-making at higher hierarchical levels.

Exploring the climate change concerns of striped catfish producers in the Mekong Delta, Vietnam

This study investigated the perceptions on and adaptations to climate change impacts of 235 pangasius farmers in the Mekong Delta, Vietnam. Data were collected using semi-structured household surveys in six provinces, from three regions along the Mekong river branches. A Chi-Square test was used to determine the association between variables, and a logit regression model was employed to identify factors correlated with farmer’s perception and adaptation. Less than half of respondents were concerned about climate change and sought suitable adaptation measures to alleviate its impacts. Improving information on climate change and introducing early warning systems could improve the adaptive capacity of pangasius farmers, in particularly for those farmers, who were not concerned yet. Farmers relied strongly on technical support from government agencies, but farmers in the coastal provinces did not express the need for training by these institutions. This contrasting result requires further assessment of the effectiveness of adaptation measures such as breeding salinity tolerant pangasius.