Stephen W. Hawking

Particle Creation by Black Holes

AbstractIn the classical theory black holes can only absorb and not emit particles. However it is shown that quantum mechanical effects cause black holes to create and emit particles as if they were hot bodies with temperature

The Four laws of black hole mechanics

\frac{{h\kappa }}{{2\pi k}} \approx 10^{ - 6} \left( {\frac{{M_ \odot }}{M}} \right){}^ \circ K

The Development of Irregularities in a Single Bubble Inflationary Universe

where κ is the surface gravity of the black hole. This thermal emission leads to a slow decrease in the mass of the black hole and to its eventual disappearance: any primordial black hole of mass less than about 1015 g would have evaporated by now. Although these quantum effects violate the classical law that the area of the event horizon of a black hole cannot decrease, there remains a Generalized Second Law:S+1/4A never decreases whereS is the entropy of matter outside black holes andA is the sum of the surface areas of the event horizons. This shows that gravitational collapse converts the baryons and leptons in the collapsing body into entropy. It is tempting to speculate that this might be the reason why the Universe contains so much entropy per baryon.

Zeta function regularization of path integrals in curved spacetime

QUANTUM gravitational effects are usually ignored in calculations of the formation and evolution of black holes. The justification for this is that the radius of curvature of space-time outside the event horizon is very large compared to the Planck length (Għ/c3)1/2 ≈ 10−33 cm, the length scale on which quantum fluctuations of the metric are expected to be of order unity. This means that the energy density of particles created by the gravitational field is small compared to the space-time curvature. Even though quantum effects may be small locally, they may still, however, add up to produce a significant effect over the lifetime of the Universe ≈ 1017 s which is very long compared to the Planck time ≈ 10−43 s. The purpose of this letter is to show that this indeed may be the case: it seems that any black hole will create and emit particles such as neutrinos or photons at just the rate that one would expect if the black hole was a body with a temperature of (κ/2π) (ħ/2k) ≈ 10−6 (M\cirċ/M)K where κ is the surface gravity of the black hole1. As a black hole emits this thermal radiation one would expect it to lose mass. This in turn would increase the surface gravity and so increase the rate of emission. The black hole would therefore have a finite life of the order of 1071 (M\cirċ/M)−3 s. For a black hole of solar mass this is much longer than the age of the Universe. There might, however, be much smaller black holes which were formed by fluctuations in the early Universe2. Any such black hole of mass less than 1015 g would have evaporated by now. Near the end of its life the rate of emission would be very high and about 1030 erg would be released in the last 0.1 s. This is a fairly small explosion by astronomical standards but it is equivalent to about 1 million 1 Mton hydrogen bombs.

The singularities of gravitational collapse and cosmology

Expressions are derived for the mass of a stationary axisymmetric solution of the Einstein equations containing a black hole surrounded by matter and for the difference in mass between two neighboring such solutions. Two of the quantities which appear in these expressions, namely the area A of the event horizon and the “surface gravity” κ of the black hole, have a close analogy with entropy and temperature respectively. This analogy suggests the formulation of four laws of black hole mechanics which correspond to and in some ways transcend the four laws of thermodynamics.

Black holes in general relativity

The Einstein equations with a negative cosmological constant admit black hole solutions which are asymptotic to anti-de Sitter space. Like black holes in asymptotically flat space, these solutions have thermodynamic properties including a characteristic temperature and an intrinsic entropy equal to one quarter of the area of the event horizon in Planck units. There are however some important differences from the asymptotically flat case. A black hole in anti-de Sitter space has a minimum temperature which occurs when its size is of the order of the characteristic radius of the anti-de Sitter space. For larger black holes the red-shifted temperature measured at infinity is greater. This means that such black holes have positive specific heat and can be in stable equilibrium with thermal radiation at a fixed temperature. It also implies that the canonical ensemble exists for asymptotically anti-de Sitter space, unlike the case for asymptotically flat space. One can also consider the microcanonical ensemble. One can avoid the problem that arises in asymptotically flat space of having to put the system in a box with unphysical perfectly reflecting walls because the gravitational potential of anti-de Sitter space acts as a box of finite volume.

Gravitational multi-instantons

The horizon, flatness and monopole problems can be solved if the universe underwent an exponentially expanding stage which ended with a Higgs scalar field running slowly down an effective potential. In the downhill phase irregularities would develop in the scalar field. These would lead to fluctuations in the rate of expansions which would the have right spectrum to account for the existence of galaxies. However the amplitude would be too high to be consistent with observations of the isotropy of the microwave background unless the effective coupling constant of the Higgs scalar was very small.

Supercooled Phase Transitions in the Very Early Universe

This paper describes a technique for regularizing quadratic path integrals on a curved background spacetime. One forms a generalized zeta function from the eigenvalues of the differential operator that appears in the action integral. The zeta function is a meromorphic function and its gradient at the origin is defined to be the determinant of the operator. This technique agrees with dimensional regularization where one generalises ton dimensions by adding extra flat dimensions. The generalized zeta function can be expressed as a Mellin transform of the kernel of the heat equation which describes diffusion over the four dimensional spacetime manifold in a fith dimension of parameter time. Using the asymptotic expansion for the heat kernel, one can deduce the behaviour of the path integral under scale transformations of the background metric. This suggests that there may be a natural cut off in the integral over all black hole background metrics. By functionally differentiating the path integral one obtains an energy momentum tensor which is finite even on the horizon of a black hole. This energy momentum tensor has an anomalous trace.