Trung-Hien Nguyen

IQ imbalance compensation based on maximum SNR estimation in coherent QPSK systems

We present a simple alternative method for the compensation of quadrature imbalance in optical quadrature phase-shift-keying (QPSK) coherent systems. The method is based on the determination and the compensation of the phase mismatch by the introduction of a relevant signal-to-noise ratio metric. The principle is validated numerically and the algorithm is validated experimentally through bit-error-rate (BER) and error vector magnitude (EVM) measurements. A 20 Gb/s optical QPSK experiment reveals a good agreement of the proposed method with the Gram-Schmidt orthogonalization procedure (GSOP). Moreover, the robustness of both methods was verified with up to 30° phase misalignment by comparing the signal after phase imbalance compensation to that without compensation. A 10% reduction of EVM is achieved with our method for a high phase misalignment of 30°.

Simple Feedforward Carrier Phase Estimation for Optical FBMC/OQAM Systems

Filter-bank multi-carrier based on offset quadrature amplitude modulation (OQAM) has recently been proposed to improve the spectral efficiency of optical fiber communication systems. Unfortunately, it is prone to the laser phase noise (PN) that results in significant inter-subcarrier interference due to the loss of OQAM orthogonality. Based on the analysis of the OQAM constellation obtained at the output of the analysis filter bank, we propose a modified blind phase search algorithm working based on the observation of all subcarriers simultaneously. It efficiently compensates for the PN and incurs a low number of multiplications. The proposed method is analytically derived and numerically validated with 4-, 16-, and 64-OQAM modulations. The impact of the number of subcarriers used per optical channel is also investigated. The results show that up to 256 subcarriers can be utilized with negligible performance degradation. Moreover, the method provides a tolerated linewidth and symbol duration product of 1.4×10-4, 2.5×10-5, and 6.2×10-6 for respective 4-, 16-, and 64-OQAM modulations to limit the SNR penalty to 1 dB at a BER of 10-3.

Joint simple blind IQ imbalance compensation and adaptive equalization for 16-QAM optical communications

We present a novel simple blind adaptive compensation method for in-phase/quadrature (IQ) imbalance in m-ary quadrature amplitude modulation (m-QAM) coherent optical fiber communication systems. IQ-imbalance compensation is integrated into butterfly-structured finite impulse response (FIR) filters, resulting in a significant computational effort reduction in comparison to conventional methods. A reduction in hardware complexity by a factor of about 3 is achieved by the proposed joint method. The proposed structure is experimentally validated with a 40-Gbit/s 16-QAM signal. A 7-dB power penalty reduction is experimentally achieved at a bit error rate (BER) of 10-3 in the presence of a 10° phase imbalance, confirming the effectiveness of the proposed algorithm. The equalization capability remains even in the presence of group velocity dispersion along the link, which is numerically confirmed with optical fiber transmission up to 1200 km and 20° phase imbalance.

Impact of Sampling-Source Extinction Ratio in Linear Optical Sampling

We report on the impact of the sampling-source extinction ratio (ER) in a linear optical sampling system. To this effect, an analytical model is developed and contrasted with experimental data and numerical simulation, to determine the operational limits of the monitoring system. The ER of the reconstructed signal consists of a combined contribution from the magnitude of the symbol under test and the magnitude of the product between its neighboring symbols and the corresponding subpulses of the sampling source. The sampled signal can be completely reconstructed from its samples for ERs of the sampling source above 35 dB.

ML and MAP phase noise estimators for optical fiber FBMC-OQAM systems

This paper addresses the carrier phase recovery problem in Offset-QAM-based filterbank multicarrier (FBMC-OQAM) systems. The combined phase noise coming from the transmit and receive lasers, is known to induce a phase rotation of the demodulated symbols at the receiver. Several approaches have been proposed to recover the phase in FBMC-OQAM communication systems on optical fiber. Most of them have a significant complexity and do not make use of all information at disposal. In this paper, we propose two new estimators, obtained by minimizing a maximum likelihood (ML) and a maximum a posteriori (MAP) criteria. They use an error model formulation which allows to easily use priors on the phase noise statistics. By linearization of the error, an analytical solution is found for the phase error, which avoids the need for multiple phase tests. Simulation results demonstrate the better performance of the proposed estimators with respect to state of the art solutions in the low signal-to-noise (SNR) regime and for a small number of subcarriers.

Efficient Chromatic Dispersion Compensation and Carrier Phase Tracking for Optical Fiber FBMC/OQAM Systems

Offset quadratic-amplitude modulation (QAM) based filterbank multicarrier (FBMC/OQAM) is an attractive candidate to improve the spectral containment of optical fiber communication systems, especially when considering a sufficiently high number of subcarriers. As for other multicarrier modulations, the chromatic dispersion (CD) compensation is simplified in FBMC/OQAM systems since it is performed in the frequency domain. Unfortunately, FBMC/OQAM systems are sensitive to the laser phase noise (PN). The PN becomes difficult to mitigate when the number of subcarriers increases due to the increased symbol period. It results in intercarrier interference and intersymbol interference due to the loss of OQAM orthogonality. In this paper, we consider the use of moderate numbers of subcarriers to allow for simpler PN tracking. Consequently, more advanced CD compensation methods are required and a trade-off between CD and PN compensations needs to be studied. In this paper, the frequency sampling equalizer is used for the CD compensation, whereas an innovative adaptive maximum likelihood estimator is used for the PN compensation. A methodology is then presented to analyze this performance trade-off between CD and PN compensations, and design the desirable system parameters such as the number of subcarriers and the equalizer length. This is illustrated in the case of a terrestrial long-haul FBMC/OQAM transmission system, with 400-kHz laser linewidth and a 1000-km optical link.

New metric for IQ imbalance compensation in optical QPSK coherent systems

We report on a simple alternative method for the compensation of quadrature imbalance in optical quadrature phase-shift-keying (QPSK) coherent systems. By introducing a new metric, the phase imbalance can be determined and compensated. The proposed method is theoretically and numerically analyzed. In particular, it is shown that the method exhibits a small bias of estimated phase imbalance value. Thanks to its deterministic property, this bias can be simply compensated by incorporating at the receiver a phase rotator (or phase shift) whose value can be determined based on an analytical analysis. Moreover, the algorithm is also experimentally validated through bit-error-rate and error vector magnitude (EVM) measurements. A good agreement on the performance of the proposed method with that of the Gram–Schmidt orthogonalization procedure is shown in a 20-Gbit/s optical QPSK experiment. The robustness of both methods was verified with up to

Blind transmitter IQ imbalance compensation in M-QaM optical coherent systems

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