Ye-Fei Li

Reaction of O2 with Subsurface Oxygen Vacancies on TiO2 Anatase (101)

Oxide Chemistry Below the Surface Although metal oxides, such as titanium dioxide (TiO2), are used for catalytic oxidation reactions and photocatalysis, the O2 does not react directly with substrates. Vacancies in the surface region of the TiO2 rutile phase can transfer a negative charge to adsorbed O2 to create more reactive species. By contrast, in anatase—the phase associated with nanoscale TiO2 particles—subsurface vacancies form. Setvin et al. (p. 988) used a scanning tunneling microscopy tip to pull these vacancies to the surface in a niobiumdoped anatase crystal and followed the transformation of adsorbed O2− into a peroxo species and a bridging O2 dimer. Subsurface oxygen vacancies created at an anatase surface play a key role in forming a bridging oxygen (O2) dimer from adsorbed O2. Oxygen (O2) adsorbed on metal oxides is important in catalytic oxidation reactions, chemical sensing, and photocatalysis. Strong adsorption requires transfer of negative charge from oxygen vacancies (VOs) or dopants, for example. With scanning tunneling microscopy, we observed, transformed, and, in conjunction with theory, identified the nature of O2 molecules on the (101) surface of anatase (titanium oxide, TiO2) doped with niobium. VOs reside exclusively in the bulk, but we pull them to the surface with a strongly negatively charged scanning tunneling microscope tip. O2 adsorbed as superoxo (O2–) at fivefold-coordinated Ti sites was transformed to peroxo (O22–) and, via reaction with a VO, placed into an anion surface lattice site as an (O2)O species. This so-called bridging dimer also formed when O2 directly reacted with VOs at or below the surface.

Mechanism and Activity of Photocatalytic Oxygen Evolution on Titania Anatase in Aqueous Surroundings

Due to its high overpotential and low efficiency, the conversion of water to O(2) using solar energy remains a bottleneck for photocatalytic water splitting. Here the microscopic mechanisms of the oxygen evolution reaction (OER) on differently structured anatase surfaces in aqueous surroundings, namely, (101), (001), and (102), are determined and compared systematically by combining first-principles density functional theory calculations and a parallel periodic continuum solvation model. We show that OER involves the sequential removal of protons from surface oxidative species, forming surface peroxo and superoxo intermediates. The initiating step, the first proton removal, dictates the high overpotential. Only at an overpotential of 0.7 V (1.93 V vs SHE) does this rate-controlling step become surmountable at room temperature: the free energy change of the step is 0.69, 0.63, and 0.61 eV for (101), (102), and (001) surfaces, respectively. We therefore conclude that (i) OER is not sensitive to the local surface structure of anatase and (ii) visible light (<∼590 nm) is, in principle, capable of driving the photocatatlytic OER on anatase kinetically. By co-doping high-valent elements into the anatase subsurface, we demonstrate that the high overpotential of the OER can be significantly reduced, with extra occupied levels above the valence band.

Particle size, shape and activity for photocatalysis on titania anatase nanoparticles in aqueous surroundings.

TiO(2) nanoparticles have been widely utilized in photocatalysis, but the atomic level understanding on their working mechanism falls much short of expectations. In particular, the correlation between the particle structure and the photocatalytic activity is not established yet, although it was observed that the activity is sensitive to the particle size and shape. This work, by investigating a series of TiO(2) anatase nanoparticles with different size and shape as the photocatalyst for water oxidation, correlates quantitatively the particle size and shape with the photocatalytic activity of the oxygen evolution reaction (OER). Extensive density functional theory (DFT) calculations combined with the periodic continuum solvation model have been utilized to compute the electronic structure of nanoparticles in aqueous solution and provide the reaction energetics for the key elementary reaction. We demonstrate that the equilibrium shape of nanoparticle is sensitive to its size from 1 to 30 nm, and the sharp crystals possess much higher activity than the flat crystals in OER, which in combination lead to the morphology dependence of photocatalytic activity. The conventionally regarded quantum size effect is excluded as the major cause. The physical origin for the shape-activity relationship is identified to be the unique spatial separation/localization of the frontier orbitals in the sharp nanoparticles, which benefits the adsorption of the key reaction intermediate (i.e., OH) in OER on the exposed five-coordinated Ti of {101} facet. The theoretical results here provide a firm basis for maximizing photocatalytic activity via nanostructure engineering and are also of significance for understanding photocatalysis on nanomaterials in general.

Chemical Dynamics of the First Proton-Coupled Electron Transfer of Water Oxidation on TiO2 Anatase

Titanium dioxide (TiO2) is a prototype, water-splitting (photo)catalyst, but its performance is limited by the large overpotential for the oxygen evolution reaction (OER). We report here a first-principles density functional theory study of the chemical dynamics of the first proton-coupled electron transfer (PCET), which is considered responsible for the large OER overpotential on TiO2. We use a periodic model of the TiO2/water interface that includes a slab of anatase TiO2 and explicit water molecules, sample the solvent configurations by first principles molecular dynamics, and determine the energy profiles of the two electronic states involved in the electron transfer (ET) by hybrid functional calculations. Our results suggest that the first PCET is sequential, with the ET following the proton transfer. The ET occurs via an inner sphere process, which is facilitated by a state in which one electronic hole is shared by the two oxygen ions involved in the transfer.

Adsorption and Reactions of O2 on Anatase TiO2

CONSPECTUS: The interaction of molecular oxygen with titanium dioxide (TiO2) surfaces plays a key role in many technologically important processes such as catalytic oxidation reactions, chemical sensing, and photocatalysis. While O2 interacts weakly with fully oxidized TiO2, excess electrons are often present in TiO2 samples. These excess electrons originate from intrinsic reducing defects (oxygen vacancies and titanium interstitials), doping, or photoexcitation and form polaronic Ti(3+) states in the band gap near the bottom of the conduction band. Oxygen adsorption involves the transfer of one or more of these excess electrons to an O2 molecule at the TiO2 surface. This results in an adsorbed superoxo (O2(-)) or peroxo (O2(2-)) species or in molecular dissociation and formation of two oxygen adatoms (2 × O(2-)). Oxygen adsorption is also the first step toward oxygen incorporation, a fundamental reaction that strongly affects the chemical properties and charge-carrier densities; for instance, it can transform the material from an n-type semiconductor to a poor electronic conductor. In this Account, we present an overview of recent theoretical work on O2 adsorption and reactions on the reduced anatase (101) surface. Anatase is the TiO2 polymorph that is generally considered most active in photocatalysis. Experiments on anatase powders have shown that the properties of photoexcited electrons are similar to those of excess electrons from reducing defects, and therefore, oxygen on reduced anatase is also a model system for studying the role of O2 in photocatalysis. Experimentally, the characteristic Ti(3+) defect states disappear after adsorption of molecular oxygen, which indicates that the excess electrons are indeed trapped by O2. Moreover, superoxide surface species associated with two different cation surface sites, possibly a regular cation site and a cation close to an anion vacancy, were identified by electron paramagnetic resonance spectroscopy. On the theoretical side, however, density functional theory studies have consistently found that it is energetically more favorable for O2 to adsorb in the peroxo form rather than the superoxo form. As a result, obtaining a detailed understanding of the nature of the observed superoxide species has proven difficult for many years. On reduced anatase (101), both oxygen vacancies and Ti interstitials have been shown to reside exclusively in the susbsurface. We discuss how reaction of O2 with a subsurface O vacancy heals the vacancy while leading to the formation of a surface bridging dimer defect. Similarly, the interaction of O2 with a Ti interstitial causes migration of this defect to the surface and the formation of a surface TiO2 cluster. Finally, we analyze the peroxo and superoxo states of the adsorbed molecule. On the basis of periodic hybrid functional calculations of interfacial electron transfer between reduced anatase and O2, we show that the peroxide form, while energetically more stable, is kinetically less favorable than the superoxide form. The existence of a kinetic barrier between the superoxo and peroxo states is essential for explaining a variety of experimental observations.

Theoretical Study of Interfacial Electron Transfer from Reduced Anatase TiO2(101) to Adsorbed O2

We study the electron transfer from a reduced TiO2 surface to an approaching O2 molecule using periodic hybrid density functional calculations. We find that the formation of an adsorbed superoxo species, *O2(-), via the reaction O2(gas) + e(-) → *O2(-), is barrierless, whereas the transfer of another electron to transform the superoxo into an adsorbed peroxide, i.e. *O2(-) + e(-) → *O2(2-), is nonadiabatic and has a barrier of 0.3 eV. The origin of this nonadiabaticity is attributed to the instability of an intermediate where the second electron is localized at the superoxo adsorption site. These results can explain the experimental finding that O2 is not an efficient electron scavenger in photocatalysis.

Adsorption and Reactions of O₂ on Anatase TiO₂

CONSPECTUS: The interaction of molecular oxygen with titanium dioxide (TiO2) surfaces plays a key role in many technologically important processes such as catalytic oxidation reactions, chemical sensing, and photocatalysis. While O2 interacts weakly with fully oxidized TiO2, excess electrons are often present in TiO2 samples. These excess electrons originate from intrinsic reducing defects (oxygen vacancies and titanium interstitials), doping, or photoexcitation and form polaronic Ti(3+) states in the band gap near the bottom of the conduction band. Oxygen adsorption involves the transfer of one or more of these excess electrons to an O2 molecule at the TiO2 surface. This results in an adsorbed superoxo (O2(-)) or peroxo (O2(2-)) species or in molecular dissociation and formation of two oxygen adatoms (2 × O(2-)). Oxygen adsorption is also the first step toward oxygen incorporation, a fundamental reaction that strongly affects the chemical properties and charge-carrier densities; for instance, it can transform the material from an n-type semiconductor to a poor electronic conductor. In this Account, we present an overview of recent theoretical work on O2 adsorption and reactions on the reduced anatase (101) surface. Anatase is the TiO2 polymorph that is generally considered most active in photocatalysis. Experiments on anatase powders have shown that the properties of photoexcited electrons are similar to those of excess electrons from reducing defects, and therefore, oxygen on reduced anatase is also a model system for studying the role of O2 in photocatalysis. Experimentally, the characteristic Ti(3+) defect states disappear after adsorption of molecular oxygen, which indicates that the excess electrons are indeed trapped by O2. Moreover, superoxide surface species associated with two different cation surface sites, possibly a regular cation site and a cation close to an anion vacancy, were identified by electron paramagnetic resonance spectroscopy. On the theoretical side, however, density functional theory studies have consistently found that it is energetically more favorable for O2 to adsorb in the peroxo form rather than the superoxo form. As a result, obtaining a detailed understanding of the nature of the observed superoxide species has proven difficult for many years. On reduced anatase (101), both oxygen vacancies and Ti interstitials have been shown to reside exclusively in the susbsurface. We discuss how reaction of O2 with a subsurface O vacancy heals the vacancy while leading to the formation of a surface bridging dimer defect. Similarly, the interaction of O2 with a Ti interstitial causes migration of this defect to the surface and the formation of a surface TiO2 cluster. Finally, we analyze the peroxo and superoxo states of the adsorbed molecule. On the basis of periodic hybrid functional calculations of interfacial electron transfer between reduced anatase and O2, we show that the peroxide form, while energetically more stable, is kinetically less favorable than the superoxide form. The existence of a kinetic barrier between the superoxo and peroxo states is essential for explaining a variety of experimental observations.

Mosaic Texture and Double c-Axis Periodicity of β-NiOOH: Insights from First-Principles and Genetic Algorithm Calculations

Fe-doped NiOx has recently emerged as a promising anode material for the oxygen evolution reaction, but the origin of the high activity is still unclear, due largely to the structural uncertainty of the active phase of NiOx. Here, we report a theoretical study of the structure of β-NiOOH, one of the active components of NiOx. Using a genetic algorithm search of crystal structures combined with dispersion-corrected hybrid density functional theory calculations, we identify two groups of favorable structures: (i) layered structures with alternate Ni(OH)2 and NiO2 layers, consistent with the doubling of the c axis observed in high resolution transmission electron microscopy (TEM) measurements, and (ii) tunnel structures isostructural with MnO2 polymorphs, which can provide a rationale for the mosaic textures observed in TEM. Analysis of the Ni ions oxidation state further indicates a disproportionation of half of the Ni(3+) cations to Ni(2+)/Ni(4+) pairs. Hybrid density functionals are found essential for a correct description of the electronic structure of β-NiOOH.

Reaction Network of Layer-to-Tunnel Transition of MnO2

As a model system of 2-D oxide material, layered δ-MnO2 has important applications in Li ion battery systems. δ-MnO2 is also widely utilized as a precursor to synthesize other stable structure variants in the MnO2 family, such as α-, β-, R-, and γ-phases, which are 3-D interlinked structures with different tunnels. By utilizing the stochastic surface walking (SSW) pathway sampling method, we here for the first time resolve the atomistic mechanism and the kinetics of the layer-to-tunnel transition of MnO2, that is, from δ-MnO2 to the α-, β-, and R-phases. The SSW sampling determines the lowest-energy pathway from thousands of likely pathways that connects different phases. The reaction barriers of layer-to-tunnel phase transitions are found to be low, being 0.2-0.3 eV per formula unit, which suggests a complex competing reaction network toward different tunnel phases. All the transitions initiate via a common shearing and buckling movement of the MnO2 layer that leads to the breaking of the Mn-O framework and the formation of Mn(3+) at the transition state. Important hints are thus gleaned from these lowest-energy pathways: (i) the large pore size product is unfavorable for the entropic reason; (ii) cations are effective dopants to control the kinetics and selectivity in layer-to-tunnel transitions, which in general lowers the phase transition barrier and facilitates the creation of larger tunnel size; (iii) the phase transition not only changes the electronic structure but also induces the macroscopic morphology changes due to the interfacial strain.

Structure and water oxidation activity of 3d metal oxides

Water splitting driven by solar energy is regarded as the candidate for the next generation of power source. The reaction is however kinetically hindered by the oxygen evolution reaction (OER) involving four proton–electron transfer steps. The ideal OER catalyst should avoid using precious elements, such as Ir, Ru, and Pt, and have a long‐term stability under positive bias potential. Recent experiments have shown that most 3d oxides are OER active catalysts, while some can even achieve comparable activities to commercial Ir/Ru catalysts in lab condition. In this article, we review the recent theoretical progress for characterizing the structure of 3d oxides and understanding the photo‐electrocatalytic water splitting mechanism over these catalysts. The methodology for global structure exploration, including evolutionary algorithm and stochastic surface walking method, is first introduced together with their applications in exploring the potential energy surface of TiO2 and NiOx systems. The current theoretical approaches to investigate the thermodynamics and kinetics of photo‐/electrochemical reactions are discussed and the latest understanding for OER reactions are summarized. WIREs Comput Mol Sci 2016, 6:47–64. doi: 10.1002/wcms.1236