Yoshitsugu Niiyama

Endogenous components of event-related potential appearing during NREM stage 1 and REM sleep in man

Information processing in the brain during sleep was studied by analyzing the evoked cortical response to auditory stimulations presented in the odd-ball paradigm. Eight subjects were examined in different sleep stages. The subjects could provide the correct behavioral response to the auditory stimulation by pressing a key button in the light part of stage 1 of NREM sleep, just succeeding to the waking state, but none of the subjects could give the correct behavioral response in the other sleep stages. In the deep part of stage 1 of NREM sleep and REM sleep, a cortical potential corresponding to P300, the endogenous component of the event-related potential (ERP) recorded in the waking state, was recorded in 6 of the 8 subjects in spite of the absence of the behavioral response. In stages 2, 3 and 4 of NREM sleep, emergence of this endogenous component of ERP could not be confirmed. The present findings provide electrophysiological evidence indicating that selective information processing corresponding to sensory discrimination of auditory stimuli is actively performed in stage 1 of NREM sleep and REM sleep.

K-complex evoked in NREM sleep is accompanied by a slow negative potential related to cognitive process

Evoked cortical responses to two kinds of auditory stimuli (rare and frequent) were analyzed to determine whether or not a K-complex evoked in stage 2 of NREM sleep is accompanied by some endogenous cognitive components of the event-related potential. All the 7 subjects examined in this sleep state failed to provide the correct behavioral response to auditory stimuli, but a K-complex was evoked more frequently by rare stimuli than by frequent stimuli. EEG segments in stage 2 were averaged separately according to the presence or absence of K-complexes emerging just after the stimulation. In cases where K-complexes did not emerge, a long-lasting negative potential of relatively low voltage appeared in the difference wave, which was obtained by subtracting the averaged EEG for frequent stimuli from that for rare stimuli. In cases where K-complexes emerged, a similar long-lasting negative potential of large amplitude appeared in the difference wave. These data may indicate that a K-complex evoked by an external stimulus is accompanied by a potential related to a cognitive process, which appears with greater amplitude in cases where a K-complex is evoked.

Electrophysiological evidence suggesting that sensory stimuli of unknown origin induce spontaneous K-complexes

The present study was performed to determine whether or not spontaneous K-complexes are induced by sensory stimuli. In the first part of the present study, sound stimuli were prescribed during sleep in 7 healthy, young, adult subjects. EEG segments in stage 2 sleep were averaged separately according to the presence or absence of an evoked K-complex appearing after each stimulus. The sound stimulus induced N100 and P200 components in averaged EEGs regardless of K-complex appearance. The appearance of N100 and P200 components was considered to be an indicator of the presence of sensory stimuli. In the second part of the present study, EEG segments in stage 2 sleep containing an evoked K-complex or spontaneous K-complex were separately averaged with respect to the peak of N300, one of the main components constituting the K-complex. Small negative and positive components were found just before the main components of spontaneous K-complexes in averaged EEGs. These two components were judged to correspond to N100 and P200 components induced by the sound stimulus, as they appeared just before the main components of the spontaneous K-complex with almost the same lag time between the two components, or between each of the two components and the main components of K-complex, as in the case of N100 and P200 appearing just before the evoked K-complex. The present findings suggest that the spontaneous K-complex is not a spontaneous phenomenon, but that it is induced by sensory stimuli, probably of extracerebral origin.

Phasic EEG activities associated with rapid eye movements during REM sleep in man

Human cortical potentials associated with rapid eye movements (REMs) during REM sleep were recorded in 6 normal young adults by using the averaging technique. The potentials were compared with those recorded during voluntary saccades in the waking state in a dark or an illuminated room. A positive potential of relatively long duration with peak latency of about 200 msec and a wide spread bilateral distribution and of highest amplitude in the mid-parietal area appeared only during REM sleep. It is suggested that this positive potential is phasic EEG activity appearing in association with REMs during REM sleep in man. Comparison of this positive potential with P300s induced by task-irrelevant visual stimuli disclosed that they resemble each other. The possibility was discussed that this positive potential occurring in association with REMs during REM sleep is indeed a P300 appearing in response to visual images in dream.

Cortical reactivity in REM sleep with tonic mentalis EMG activity induced by clomipramine: an evaluation by slow vertex response

Slow vertex response (SVR) to sound stimuli was used as an index to assess whether cortical reactivity in REM sleep with tonic mentalis EMG activity (stage 1-REM) corresponds to that in REM sleep or rather to that in stage 1 of NREM sleep. In 11 young adult subjects 3 night polygraphic records were made after administration of 25 or 50 mg of clomipramine or non-active placebo. Stage 1-REM was observed in the drug night in 8 of the 11 subjects. N1-P2 and P2-N2 amplitudes of SVR were markedly smaller in stage 1-REM than in stage 1, but were virtually of the same height in stage 1-REM and in stage REM. This indicates that cortical reactivity in stage 1-REM closely resembles the counterpart in stage REM. This finding corresponds well with the frequent emergence of vivid dreams in stage 1-REM, indicating that stage 1-REM observed in the present subjects probably represents REM sleep without muscle atonia.

A negative component superimposed on event‐related potentials during light drowsiness

The present study examined the nature of the negative shift of event‐related potential (ERP) recorded during the fully awake state, wakefulness with minor awareness deficit (light drowsiness) and stage 1 of NREM sleep. The cortical responses evoked by two types of auditory stimuli were recorded in nine subjects at the different levels of consciousness described above. A negative component with peak latency of 250–350 msec, N300, was identified in ERP during light drowsiness but not in the fully awake state. In stage 1a (stage 1 without vertex sharp waves), the amplitude of N300 was higher than that in light drowsiness, and it was higher in stage 1b than in stage 1a. The scalp distribution of N300 was predominantly on the vertex. It also confirmed that the vertex sharp wave evoked during stage 1 is maximal on the vertex and its peak latency is approximately 300 msec. Considering the similarity in scalp distribution and peak latency between N300 and vertex sharp wave, it is possible that these electroencephalogram phenomena are generated by an identical synchronizing mechanism in the brain. We assumed that N300 observed during light drowsiness may be an incomplete product of vertex sharp wave.

A negative component on event related potential recorded in the drowsy state

Abstract Behavior of event related potential (ERP) components in the drowsy state was examined in nine subjects using oddball paradigm. A component with peak latency of 300 msec, N300, was superimposed on ERP in the drowsy state. N300 appeared also in stage 1 of NREM sleep and closely resembled vertex sharp wave evoked by sound stimulation in both scalp distribution and peak latency. It was suggested that N300 recorded in the drowsy state and vertex sharp wave recorded in stage 1 of NREM sleep are generated by the identical synchronizing mechanism in the brain.

Marked suppression of cortical auditory evoked response shortly before the onset of REM sleep.

IN 10 of 12 subjects examined, the amplitude of N300, a component of the cortical auditory evoked potential, was evidently smaller in rapid eye movement (REM) sleep than in non-REM sleep. The start of the reduction associated with the onset of the first episode of REM sleep was examined in these 10 subjects. In five of these, a marked reduction of N300 amplitude occurred 0.5–2.5 min before the appearance of muscle atonia of REM sleep. In two subjects, a similarly marked reduction of the N300 amplitude occurred 0.5–1.0 min before the disappearance of sleep spindles or K-complexes. This suggests that a suppression of the synchronizing mechanism in the cerebrum sometimes occurs briefly prior to the occurrence of other physiological phenomena associated with REM sleep.

Some sensory stimuli generate spontaneous K-complexes

Abstract The present study was performed in order to determine whether spontaneous K‐complex are induced by sensory stimuli. Electroencephalogram (EEG) segments in stage 2 sleep containing an evoked K‐complex or spontaneous K‐complex were separately averaged with respect to the peak of N300, one of the main components constituting the K‐complex. Small negative and positive components were found immediately before the main components of spontaneous K‐complex in averaged EEG. These two components were judged to correspond to N100 and P200 induced by the sound stimulus. The present findings suggest that the spontaneous K‐complex is not a spontaneous phenomenon but that it is induced by sensory stimuli.