Emory M. Chan

Engineering bright sub-10-nm upconverting nanocrystals for single-molecule imaging

Imaging at the single-molecule level reveals heterogeneities that are lost in ensemble imaging experiments, but an ongoing challenge is the development of luminescent probes with the photostability, brightness and continuous emission necessary for single-molecule microscopy. Lanthanide-doped upconverting nanoparticles overcome problems of photostability and continuous emission and their upconverted emission can be excited with near-infrared light at powers orders of magnitude lower than those required for conventional multiphoton probes. However, the brightness of upconverting nanoparticles has been limited by open questions about energy transfer and relaxation within individual nanocrystals and unavoidable tradeoffs between brightness and size. Here, we develop upconverting nanoparticles under 10 nm in diameter that are over an order of magnitude brighter under single-particle imaging conditions than existing compositions, allowing us to visualize single upconverting nanoparticles as small (d = 4.8 nm) as fluorescent proteins. We use advanced single-particle characterization and theoretical modelling to find that surface effects become critical at diameters under 20 nm and that the fluences used in single-molecule imaging change the dominant determinants of nanocrystal brightness. These results demonstrate that factors known to increase brightness in bulk experiments lose importance at higher excitation powers and that, paradoxically, the brightest probes under single-molecule excitation are barely luminescent at the ensemble level.

Controlled Synthesis and Single-Particle Imaging of Bright, Sub-10 nm Lanthanide-Doped Upconverting Nanocrystals

Phosphorescent nanocrystals that upconvert near-infrared light to emit at higher energies in the visible have shown promise as photostable, nonblinking, and background-free probes for biological imaging. However, synthetic control over upconverting nanocrystal size has been difficult, particularly for the brightest system, Yb(3+)- and Er(3+)-doped β-phase NaYF(4), for which there have been no reports of methods capable of producing sub-10 nm nanocrystals. Here we describe conditions for the controlled synthesis of protein-sized β-phase NaYF(4): 20% Yb(3+), 2% Er(3+) nanocrystals, from 4.5 to 15 nm in diameter. The size of the nanocrystals was modulated by varying the concentration of basic surfactants, Y(3+):F(-) ratio, and reaction temperature, variables that also affected their crystalline phase. Increased reaction times favor formation of the desired β-phase nanocrystals while having only a modest effect on nanocrystal size. Core/shell β-phase NaYF(4): 20% Yb(3+), 2% Er(3+)/NaYF(4) nanoparticles less than 10 nm in total diameter exhibit higher luminescence quantum yields than comparable >25 nm diameter core nanoparticles. Single-particle imaging of 9 nm core/shell nanoparticles also demonstrates that they exhibit no measurable photobleaching or blinking. These results establish that small lanthanide-doped upconverting nanoparticles can be synthesized without sacrificing brightness or stability, and these sub-10 nm nanoparticles are ideally suited for single-particle imaging.

Combinatorial Discovery of Lanthanide-Doped Nanocrystals with Spectrally Pure Upconverted Emission

Nanoparticles doped with lanthanide ions exhibit stable and visible luminescence under near-infrared excitation via a process known as upconversion, enabling long-duration, low-background biological imaging. However, the complex, overlapping emission spectra of lanthanide ions can hinder the quantitative imaging of samples labeled with multiple upconverting probes. Here, we use combinatorial screening of multiply doped NaYF(4) nanocrystals to identify a series of doubly and triply doped upconverting nanoparticles that exhibit narrow, spectrally pure emission spectra at various visible wavelengths. We then developed a comprehensive kinetic model validated by our extensive experimental data set. Applying this model, we elucidated the energy transfer mechanisms giving rise to spectrally pure emission. These mechanisms suggest design rules for electronic level structures that yield robust color tuning in lanthanide-doped upconverting nanoparticles. The resulting materials will be useful for background-free multicolor imaging and tracking of biological processes.

Amplifying the Red-Emission of Upconverting Nanoparticles for Biocompatible Clinically Used Prodrug-Induced Photodynamic Therapy

A class of biocompatible upconverting nanoparticles (UCNPs) with largely amplified red-emissions was developed. The optimal UCNP shows a high absolute upconversion quantum yield of 3.2% in red-emission, which is 15-fold stronger than the known optimal β-phase core/shell UCNPs. When conjugated to aminolevulinic acid, a clinically used photodynamic therapy (PDT) prodrug, significant PDT effect in tumor was demonstrated in a deep-tissue (>1.2 cm) setting in vivo at a biocompatible laser power density. Furthermore, we show that our UCNP–PDT system with NIR irradiation outperforms clinically used red light irradiation in a deep tumor setting in vivo. This study marks a major step forward in photodynamic therapy utilizing UCNPs to effectively access deep-set tumors. It also provides an opportunity for the wide application of upconverting red radiation in photonics and biophotonics.

Precursor Conversion Kinetics and the Nucleation of Cadmium Selenide Nanocrystals

The kinetics of cadmium selenide (CdSe) nanocrystal formation was studied using UV-visible absorption spectroscopy integrated with an automated, high-throughput synthesis platform. Reaction of anhydrous cadmium octadecylphosphonate (Cd-ODPA) with alkylphosphine selenides (1, tri-n-octylphosphine selenide; 2, di-n-butylphenylphosphine selenide; 3, n-butyldiphenylphosphine selenide) in recrystallized tri-n-octylphosphine oxide was monitored by following the absorbance of CdSe at λ = 350 nm, where the extinction coefficient is independent of size, and the disappearance of the selenium precursor using {(1)H}(31)P NMR spectroscopy. Our results indicate that precursor conversion limits the rate of nanocrystal nucleation and growth. The initial precursor conversion rate (Q(o)) depends linearly on [1] (Q(o)(1) = 3.0-36 μM/s) and decreases as the number of aryl groups bound to phosphorus increases (1 > 2 > 3). Changes to Q(o) influence the final number of nanocrystals and thus control particle size. Using similar methods, we show that changing [ODPA] has a negligible influence on precursor reactivity while increasing the growth rate of nuclei, thereby decreasing the final number of nanocrystals. These results are interpreted in light of a mechanism where the precursors react in an irreversible step that supplies the reaction medium with a solute form of the semiconductor.

Dye-Sensitized Core/Active Shell Upconversion Nanoparticles for Optogenetics and Bioimaging Applications.

Near-infrared (NIR) dye-sensitized upconversion nanoparticles (UCNPs) can broaden the absorption range and boost upconversion efficiency of UCNPs. Here, we achieved significantly enhanced upconversion luminescence in dye-sensitized core/active shell UCNPs via the doping of ytterbium ions (Yb(3+)) in the UCNP shell, which bridged the energy transfer from the dye to the UCNP core. As a result, we synergized the two most practical upconversion booster effectors (dye-sensitizing and core/shell enhancement) to amplify upconversion efficiency. We demonstrated two biomedical applications using these UCNPs. By using dye-sensitized core/active shell UCNP embedded poly(methyl methacrylate) polymer implantable systems, we successfully shifted the optogenetic neuron excitation window to a biocompatible and deep tissue penetrable 800 nm wavelength. Furthermore, UCNPs were water-solubilized with Pluronic F127 with high upconversion efficiency and can be imaged in a mouse model.

Dual-Emitting Quantum Dot/Quantum Rod-Based Nanothermometers with Enhanced Response and Sensitivity in Live Cells

Temperature is a key parameter in physiological processes, and probes able to detect small changes in local temperature are necessary for accurate and quantitative physical descriptions of cellular events. Several have recently emerged that offer excellent temperature sensitivity, spatial resolution, or cellular compatibility, but it has been challenging to realize all of these properties in a single construct. Here, we introduce a luminescent nanocrystal-based sensor that achieves this with a 2.4% change/°C ratiometric response over physiological temperatures in aqueous buffers, with a precision of at least 0.2 °C. Thermoresponsive dual emission is conferred by a Förster resonant energy transfer (FRET) process between CdSe-CdS quantum dot-quantum rods (QD-QRs) as donors and cyanine dyes as acceptors, which are conjugated to QD-QRs using an amphiphilic polymer coating. The nanothermometers were delivered to live cells using a pH-responsive cationic polymer colloid, which served to both improve uptake and release nanocrystals from endosomal confinement. Within cells, they showed an unexpected enhancement in their temperature response and sensitivity, highlighting the need to calibrate these and similar probes within the cell.

Reproducible, High-Throughput Synthesis of Colloidal Nanocrystals for Optimization in Multidimensional Parameter Space

While colloidal nanocrystals hold tremendous potential for both enhancing fundamental understanding of materials scaling and enabling advanced technologies, progress in both realms can be inhibited by the limited reproducibility of traditional synthetic methods and by the difficulty of optimizing syntheses over a large number of synthetic parameters. Here, we describe an automated platform for the reproducible synthesis of colloidal nanocrystals and for the high-throughput optimization of physical properties relevant to emerging applications of nanomaterials. This robotic platform enables precise control over reaction conditions while performing workflows analogous to those of traditional flask syntheses. We demonstrate control over the size, size distribution, kinetics, and concentration of reactions by synthesizing CdSe nanocrystals with 0.2% coefficient of variation in the mean diameters across an array of batch reactors and over multiple runs. Leveraging this precise control along with high-throughput optical and diffraction characterization, we effectively map multidimensional parameter space to tune the size and polydispersity of CdSe nanocrystals, to maximize the photoluminescence efficiency of CdTe nanocrystals, and to control the crystal phase and maximize the upconverted luminescence of lanthanide-doped NaYF(4) nanocrystals. On the basis of these demonstrative examples, we conclude that this automated synthesis approach will be of great utility for the development of diverse colloidal nanomaterials for electronic assemblies, luminescent biological labels, electroluminescent devices, and other emerging applications.

Concentrating and recycling energy in lanthanide codopants for efficient and spectrally pure emission: the case of NaYF4:Er3+/Tm3+ upconverting nanocrystals.

In lanthanide-doped materials, energy transfer (ET) between codopant ions can populate or depopulate excited states, giving rise to spectrally pure luminescence that is valuable for the multicolor imaging and simultaneous tracking of multiple biological species. Here, we use the case study of NaYF(4) nanocrystals codoped with Er(3+) and Tm(3+) to theoretically investigate the ET mechanisms that selectively enhance and suppress visible upconversion luminescence under near-infrared excitation. Using an experimentally validated population balance model and using a path-tracing algorithm to objectively identify transitions with the most significant contributions, we isolated a network of six pathways that combine to divert energy away from the green-emitting manifolds and concentrate it in the Tm(3+):(3)F(4) manifold, which then participates in energy transfer upconversion (ETU) to populate the red-emitting Er(3+):(4)F(9/2) manifold. We conclude that the strength of this ETU process is a function of the strong coupling of the Tm(3+):(3)F(4) manifold and its ground state, the near-optimum band alignment of Er(3+) and Tm(3+) manifolds, and the concentration of population in Tm(3+):(3)F(4). These factors, along with the ability to recycle energy not utilized for red emission, also contribute to the enhanced quantum yield of NaYF(4):Er(3+)/Tm(3+). We generalize a scheme for applying these energy concentration and recycling pathways to other combinations of lanthanide dopants. Ultimately, these ET pathways and others elucidated by our theoretical modeling will enable the programming of physical properties in lanthanide-doped materials for a variety of applications that demand strong and precisely defined optical transitions.

Focusing Nanocrystal Size Distributions via Production Control

We present a theoretical description of how continuous monomer production affects the focusing of nanocrystal size distributions in solution. We show that sufficiently high monomer production rates can drive a decrease in the polydispersity even as the average nanocrystal size increases. This is in sharp contrast to Ostwald ripening, where polydispersity increases with mean crystal size. We interpret several experimental nanocrystal studies through our model and show how production-controlled growth promises exquisite control over the size and polydispersity of functional nanocrystals.