Konstantinos Papathanassiou

A tutorial on synthetic aperture radar

Synthetic Aperture Radar (SAR) has been widely used for Earth remote sensing for more than 30 years. It provides high-resolution, day-and-night and weather-independent images for a multitude of applications ranging from geoscience and climate change research, environmental and Earth system monitoring, 2-D and 3-D mapping, change detection, 4-D mapping (space and time), security-related applications up to planetary exploration. With the advances in radar technology and geo/bio-physical parameter inversion modeling in the 90s, using data from several airborne and spaceborne systems, a paradigm shift occurred from the development driven by the technology push to the user demand pull. Today, more than 15 spaceborne SAR systems are being operated for innumerous applications. This paper provides first a tutorial about the SAR principles and theory, followed by an overview of established techniques like polarimetry, interferometry and differential interferometry as well as of emerging techniques (e.g., polarimetric SAR interferometry, tomography and holographic tomography). Several application examples including the associated parameter inversion modeling are provided for each case. The paper also describes innovative technologies and concepts like digital beamforming, Multiple-Input Multiple-Output (MIMO) and bi- and multi-static configurations which are suitable means to fulfill the increasing user requirements. The paper concludes with a vision for SAR remote sensing.

A new technique for noise filtering of SAR interferometric phase images

This paper addresses the noise filtering problem for SAR interferogram phase images. The phase noise is characterized by an additive noise model, and a filtering algorithm based on this noise model was developed by filtering noise along fringes. In addition, this filter adaptively adjusts the amount of filtering according to the coherence. The effectiveness of this filter is demonstrated using SIR-C/X-SAR multi-pass generated interferograms.

Potential of Estimating Soil Moisture Under Vegetation Cover by Means of PolSAR

In this paper, the potential of using polarimetric SAR (PolSAR) acquisitions for the estimation of volumetric soil moisture under agricultural vegetation is investigated. Soil-moisture estimation by means of SAR is a topic that is intensively investigated but yet not solved satisfactorily. The key problem is the presence of vegetation cover which biases soil-moisture estimates. In this paper, we discuss the problem of soil-moisture estimation in the presence of agricultural vegetation by means of L-band PolSAR images. SAR polarimetry allows the decomposition of the scattering signature into canonical scattering components and their quantification. We discuss simple canonical models for surface, dihedral, and vegetation scattering and use them to model and interpret scattering processes. The performance and modifications of the individual scattering components are discussed. The obtained surface and dihedral components are then used to retrieve surface soil moisture. The investigations cover, for the first time, the whole vegetation-growing period for three crop types using SAR data and ground measurements acquired in the frame of the AgriSAR campaign.

Tropical-Forest-Parameter Estimation by Means of Pol-InSAR: The INDREX-II Campaign

This paper addresses the potential and limitations of polarimetric synthetic aperture radar (SAR) interferometry (Pol-InSAR) inversion techniques for quantitative forest-parameter estimation in tropical forests by making use of the unique data set acquired in the frame of the second Indonesian Airborne Radar Experiment (INDREX-II) campaign - including Pol-InSAR, light detection and ranging (LIDAR), and ground measurements - over typical Southeast Asia forest formations. The performance of Pol-InSAR inversion is not only assessed primarily at L- and P-band but also at higher frequencies, namely, X-band. critical performance parameters such as the ldquovisibility of the groundrdquo at L- and P-band as well as temporal decorrelation in short-time repeat-pass interferometry are discussed and quantitatively assessed. Inversion performance is validated against LIDAR and ground measurements over different test sites.

First demonstration of airborne SAR tomography using multibaseline L-band data

In this paper for the first time the successful experimental realisation of airborne SAR tomography is demonstrated. The authors present the concept of aperture synthesis for 3D-imaging for the case of the multibaseline imaging geometry and discuss the limits arising from the limited number of flight tracks and their irregular spatial distribution. Finally they address the experimental requirements for SAR tomography and show some experimental results using a multibaseline data set acquired in L-band by DLRs experimental SAR (E-SAR) on a testsite near Oberpfaffenhofen/Germany.

Interferometric Synthetic Aperture Radar (SAR) Missions Employing Formation Flying

This paper presents an overview of single-pass interferometric Synthetic Aperture Radar (SAR) missions employing two or more satellites flying in a close formation. The simultaneous reception of the scattered radar echoes from different viewing directions by multiple spatially distributed antennas enables the acquisition of unique Earth observation products for environmental and climate monitoring. After a short introduction to the basic principles and applications of SAR interferometry, designs for the twin satellite missions TanDEM-X and Tandem-L are presented. The primary objective of TanDEM-X (TerraSAR-X add-on for Digital Elevation Measurement) is the generation of a global Digital Elevation Model (DEM) with unprecedented accuracy as the basis for a wide range of scientific research as well as for commercial DEM production. This goal is achieved by enhancing the TerraSAR-X mission with a second TerraSAR-X like satellite that will be launched in spring 2010. Both satellites act then as a large single-pass SAR interferometer with the opportunity for flexible baseline selection. Building upon the experience gathered with the TanDEM-X mission design, the fully polarimetric L-band twin satellite formation Tandem-L is proposed. Important objectives of this highly capable interferometric SAR mission are the global acquisition of three-dimensional forest structure and biomass inventories, large-scale measurements of millimetric displacements due to tectonic shifts, and systematic observations of glacier movements. The sophisticated mission concept and the high data-acquisition capacity of Tandem-L will moreover provide a unique data source to systematically observe, analyze, and quantify the dynamics of a wide range of additional processes in the bio-, litho-, hydro-, and cryosphere. By this, Tandem-L will be an essential step to advance our understanding of the Earth system and its intricate dynamics. Enabling technologies and techniques are described in detail. An outlook on future interferometric and tomographic concepts and developments, including multistatic SAR systems with multiple receivers, is provided.

Polarimetric and interferometric characterization of coherent scatterers in urban areas

In this paper the concept of point-like coherent scatterers (CSs) in urban areas is introduced. The detection of CSs in single and quad-polarized images is addressed and applied on polarimetric and interferometric high-resolution airborne SAR data at L-band. For the detection of CSs two different approaches are proposed and their individual performance is analyzed. The properties of the detected CSs and their polarimetric and interferometric characteristics are assessed. The role of polarimetry on the detection of the CSs is evaluated and the potential of extracting the orientation and dielectric properties of individual CSs is finally addressed.

TanDEM-X Pol-InSAR Performance for Forest Height Estimation

TanDEM-X and TerraSAR-X platforms form together the first spaceborne single-pass polarimetric interferometer in space. This allows, for the first time, the acquisition of spaceborne polarimetric synthetic aperture radar interferometry (Pol-InSAR) data without the disturbing effect of temporal decorrelation. This paper aims to assess the potential of such data for forest applications. For this, single- and dual-pol data acquired over a boreal, a temperate, and a tropical site were investigated to characterize X-band penetration and polarization diversity of the interferometric coherence measurements. Pol-InSAR forest height inversion schemes have been proposed and implemented for the singleand dual-pol cases and cross validated against LIDAR reference measurements for all sites. The single-pol inversion relies on an external ground digital terrain model (DTM) and performed well for all sites with correlation coefficients r2 between 0.80 and 0.98. The dual-pol inversion does not require an external DTM but depends on the visibility of the whole forest layer. Accordingly, its performance varied with forest structure and season: The best performance was achieved for the summer acquisition of the boreal test site (r2 = 0.86) and for the winter acquisition of the temperate test site (r2 = 0.77). For the tropical test site, only a weak correlation (r2 = ~0.50) could be established.

Generation of digital elevation models by using SIR-C/X-SAR multifrequency two-pass interferometry: the Etna case study

The authors exploit the interferometric multifrequency potentiality of the SIR-C/X-SAR system which is equipped with an L-, C-, and X-band sensor. They present a solution to improve the unwrapping performance of the C- and X-band data by considering the L-band unwrapped pattern. A new algorithm for the generation of a single digital elevation model (DEM) combining L-, C-, and X-band information is presented. This solution is based on the fusion of the unwrapped phase patterns by using a Kalman filter. The proposed fusion operation also accounts for the coherence characteristics of the three data sets. The selected test site is the Mt. Etna region in Italy which is very interesting from the volcanological and geological point of view. Numerical assessments of the achieved results are provided by evaluating the height accuracy with respect to a reference DEM.

Pine Forest Height Inversion Using Single-Pass X-Band PolInSAR Data

A sparse pine forest is investigated at X-band on a single-pass polarimetric synthetic aperture radar interferometry (PolInSAR) data set using HH and HV channels. These first preliminary results show that the associated phase centers present a significant vertical separation (about 6 m) allowed by penetration through gaps in the canopy. Forest parameter inversion using the random volume over ground (RVoG) model is evaluated and adapted at this frequency. The forest height can be retrieved accurately by supposing a high mean extinction coefficient (around 1.6 (dB/m). The penetration depth is estimated to be around 4 m, based on the forest height ground measurements. Finally, a time-frequency analysis using a sublook decomposition is performed to increase the vertical separation of the polarimetric phase centers. As a consequence, RVoG-inversion performance is improved, and a penetration depth that is in better accordance with a previous work (of the order of 2 m) is found. This paper has shown that the height inversion of a pine forest was possible using PolInSAR X-band data and that the performance was more dependent on the forest density than at lower frequencies.