Lorenzo M. Polvani

A New Look at Stratospheric Sudden Warmings. Part I: Climatology and Modeling Benchmarks

Stratospheric sudden warmings are the clearest and strongest manifestation of dynamical coupling in the stratosphere–troposphere system. While many sudden warmings have been individually documented in the literature, this study aims at constructing a comprehensive climatology: all major midwinter warming events are identified and classified, in both the NCEP–NCAR and 40-yr ECMWF Re-Analysis (ERA-40) datasets. To accomplish this a new, objective identification algorithm is developed. This algorithm identifies sudden warmings based on the zonal mean zonal wind at 60°N and 10 hPa, and classifies them into events that do and do not split the stratospheric polar vortex. Major midwinter stratospheric sudden warmings are found to occur with a frequency of approximately six events per decade, and 46% of warming events lead to a splitting of the stratospheric polar vortex. The dynamics of vortex splitting events is contrasted to that of events where the vortex is merely displaced off the pole. In the stratosphere, the two types of events are found to be dynamically distinct: vortex splitting events occur after a clear preconditioning of the polar vortex, and their influence on middle-stratospheric temperatures lasts for up to 20 days longer than vortex displacement events. In contrast, the influence of sudden warmings on the tropospheric state is found to be largely insensitive to the event type. Finally, a table of dynamical benchmarks for major stratospheric sudden warming events is compiled. These benchmarks are used in a companion study to evaluate current numerical model simulations of the stratosphere.

Stratospheric Ozone Depletion: The Main Driver of Twentieth-Century Atmospheric Circulation Changes in the Southern Hemisphere

The importance of stratospheric ozone depletion on the atmospheric circulation of the troposphere is studied with an atmospheric general circulation model, the Community Atmospheric Model, version 3 (CAM3), for the second half of the twentieth century. In particular, the relative importance of ozone depletion is contrasted with that of increased greenhouse gases and accompanying sea surface temperature changes. By specifying ozone and greenhouse gas forcings independently, and performing long, time-slice integrations,it is shown thatthe impactsof ozone depletionare roughly2‐3 times larger thanthoseassociated with increased greenhouse gases, for the Southern Hemisphere tropospheric summer circulation. The formation of the ozone hole is shown to affect not only the polar tropopause and the latitudinal position of the midlatitude jet; it extends to the entire hemisphere, resulting in a broadening of the Hadley cell and a poleward extension of the subtropical dry zones. The CAM3 results are compared to and found to be in excellent agreement with those of the multimodel means of the recent Coupled Model Intercomparison Project (CMIP3) and Chemistry‐Climate Model Validation (CCMVal2) simulations. This study, therefore, strongly suggests that most Southern Hemisphere tropospheric circulation changes, in austral summerover the second half of the twentieth century, have been caused by polar stratospheric ozone depletion.

Climate Change from 1850 to 2005 Simulated in CESM1(WACCM)

The NCAR Community Earth System Model (CESM) now includes an atmospheric component that extends in altitude to the lower thermosphere. This atmospheric model, known as the Whole Atmosphere Community Climate Model (WACCM), includes fully interactive chemistry, allowing, for example, a self-consistent representationofthedevelopmentandrecoveryofthestratosphericozoneholeanditseffectonthetroposphere.This paper focuses on analysis of an ensemble of transient simulations using CESM1(WACCM), covering the period from the preindustrial era to present day, conducted as part of phase 5 of the Coupled Model Intercomparison Project. Variability in the stratosphere, such as that associated with stratospheric sudden warmings and the development of the ozone hole, is in good agreement with observations. The signals of these phenomena propagate into the troposphere, influencing near-surface winds, precipitation rates, and the extent of sea ice. In comparison of tropospheric climate change predictions with those from a version of CESM that does not fully resolve the stratosphere, the global-mean temperature trends are indistinguishable. However, systematic differences do exist in other climate variables, particularly in the extratropics. The magnitude of the difference can be as large as the climate change response itself. This indicates that the representation of stratosphere‐ troposphere coupling could be a major source of uncertainty in climate change projections in CESM.

The Weak Temperature Gradient Approximation and Balanced Tropical Moisture Waves

Horizontal temperature gradients are small in the tropical atmosphere, as a consequence of the smallness of the Coriolis parameter near the equator. This provides a strong constraint on both large-scale fluid dynamics and diabatic processes. This work is a step toward the construction of a balanced dynamical theory for the tropical circulation that is based on this constraint, and in which the diabatic processes are explicit and interactive. The authors first derive the basic fluid-dynamical scaling under the weak temperature gradient (WTG) approximation in a shallow water system with a fixed mass source representing an externally imposed heating. This derivation follows an earlier similar one by Held and Hoskins, but extends the analysis to the nonlinear case (though on an f plane), examines the resulting system in more detail, and presents a solution for an axisymmetric ‘‘top-hat’’ forcing. The system is truly balanced, having no gravity waves, but is different from other balance models in that the heating is included a priori in the scaling. The WTG scaling is then applied to a linear moist model in which the convective heating is controlled by a moisture variable that is advected by the flow. This moist model is derived from the Quasi-equilibrium Tropical Circulation Model (QTCM) equations of Neelin and Zeng but can be viewed as somewhat more general. A number of additional approximations are made in order to consider balanced dynamical modes, apparently not studied previously, which owe their existence to interactions of the moisture and flow fields. A particularly interesting mode arises on an f plane with a constant background moisture gradient. In the limit of low frequency and zero meridional wavenumber this mode has a dispersion relation mathematically identical to that of a barotropic Rossby wave, though the phase speed is eastward (for moisture decreasing poleward in the background state) and the propagation mechanism is quite different. This mode also has significant positive growth rate for low wavenumbers. The addition of the b effect complicates matters. For typical parameters, when b is included the direction of phase propagation is ambiguous, and the growth rate reduced, as the effects of the background gradients in moisture and planetary vorticity appear to cancel to a large degree. Possible relevance to intraseasonal variability and easterly wave dynamics is briefly discussed.

The North Atlantic Oscillation: Past, present, and future

The climate of the Atlantic sector exhibits considerable variability on a wide range of time scales. A substantial portion is associated with the North Atlantic Oscillation (NAO), a hemispheric meridional oscillation in atmospheric mass with centers of action near Iceland and over the subtropical Atlantic. NAO-related impacts on winter climate extend from Florida to Greenland and from northwestern Africa over Europe far into northern Asia. Over the last 3 decades, the phase of the NAO has been shifting from mostly negative to mostly positive index values. Much remains to be learned about the mechanisms that produce such low frequency changes in the North Atlantic climate, but it seems increasingly likely that human activities are playing a significant role.

The Impact of Stratospheric Ozone Recovery on the Southern Hemisphere Westerly Jet

In the past several decades, the tropospheric westerly winds in the Southern Hemisphere have been observed to accelerate on the poleward side of the surface wind maximum. This has been attributed to the combined anthropogenic effects of increasing greenhouse gases and decreasing stratospheric ozone and is predicted to continue by the Intergovernmental Panel on Climate Change/Fourth Assessment Report (IPCC/AR4) models. In this paper, the predictions of the Chemistry-Climate Model Validation (CCMVal) models are examined: Unlike the AR4 models, the CCMVal models have a fully interactive stratospheric chemistry. Owing to the expected disappearance of the ozone hole in the first half of the 21st century, the CCMVal models predict that the tropospheric westerlies in Southern Hemisphere summer will be decelerated, on the poleward side, in contrast with the prediction of most IPCC/AR4 models.

Upward Wave Activity Flux as a Precursor to Extreme Stratospheric Events and Subsequent Anomalous Surface Weather Regimes

Abstract It has recently been shown that extreme stratospheric events (ESEs) are followed by surface weather anomalies (for up to 60 days), suggesting that stratospheric variability might be used to extend weather prediction beyond current time scales. In this paper, attention is drawn away from the stratosphere to demonstrate that the originating point of ESEs is located in the troposphere. First, it is shown that anomalously strong eddy heat fluxes at 100 hPa nearly always precede weak vortex events, and conversely, anomalously weak eddy heat fluxes precede strong vortex events, consistent with wave–mean flow interaction theory. This finding clarifies the dynamical nature of ESEs and suggests that a major source of stratospheric variability (and thus predictability) is located in the troposphere below and not in the stratosphere itself. Second, it is shown that the daily time series of eddy heat flux found at 100 hPa and integrated over the prior 40 days, exhibit a remarkably high anticorrelation (−0.8)...

Impact of stratospheric ozone on Southern Hemisphere circulation change: A multimodel assessment

The impact of stratospheric ozone on the tropospheric general circulation of the Southern Hemisphere (SH) is examined with a set of chemistry-climate models participating in the Stratospheric Processes and their Role in Climate (SPARC)/Chemistry-Climate Model Validation project phase 2 (CCMVal-2). Model integrations of both the past and future climates reveal the crucial role of stratospheric ozone in driving SH circulation change: stronger ozone depletion in late spring generally leads to greater poleward displacement and intensification of the tropospheric midlatitude jet, and greater expansion of the SH Hadley cell in the summer. These circulation changes are systematic as poleward displacement of the jet is typically accompanied by intensification of the jet and expansion of the Hadley cell. Overall results are compared with coupled models participating in the Intergovernmental Panel on Climate Change Fourth Assessment Report (IPCC AR4), and possible mechanisms are discussed. While the tropospheric circulation response appears quasi-linearly related to stratospheric ozone changes, the quantitative response to a given forcing varies considerably from one model to another. This scatter partly results from differences in model climatology. It is shown that poleward intensification of the westerly jet is generally stronger in models whose climatological jet is biased toward lower latitudes. This result is discussed in the context of quasi-geostrophic zonal mean dynamics.

Response of the Midlatitude Jets, and of Their Variability, to Increased Greenhouse Gases in the CMIP5 Models

This work documents how the midlatitude, eddy-driven jets respond to climate change using model output from phase 5 of the Coupled Model Intercomparison Project (CMIP5). The authors consider separately the North Atlantic, the North Pacific, and the Southern Hemisphere jets. The analysis is not limited to annualmean changes in the latitude and speed of the jets, but also explores how the variability of each jet changes with increased greenhouse gases. All jetsarefoundto migratepolewardwith climatechange:theSouthernHemispherejetshiftspolewardby 28 of latitude between the historical period and the end of the twenty-first century in the representative concentration pathway 8.5 (RCP8.5) scenario, whereas both Northern Hemisphere jets shift by only 18 .I n addition, the speed of the Southern Hemisphere jet is found to increase markedly (by 1.2ms 21 between 850 and 700hPa), while the speed remains nearly constant for both jets in the Northern Hemisphere. More importantly, it is found that the patterns of jet variability are a strong function of the jet position in all three sectors of the globe, and as the jets shift poleward the patterns of variability change. Specifically, for the Southern Hemisphere and the North Atlantic jets, the variability becomes less of a north‐south wobbling and more of a pulsing (i.e.,variationin jet speed).In contrast,for the North Pacificjet, the variabilitybecomesless of a pulsing and more of a north‐south wobbling. These different responses can be understood in terms of Rossby wave breaking, allowing the authors to explain most of the projected jet changes within a single dynamical framework.

Climatology of intrusions into the tropical upper troposphere

Regions of upper tropospheric equatorial westerly winds, observed over the Pacific and Atlantic Oceans during northern fall to spring, are important for extratropical-tropical interactions. This paper focuses on one feature of these “westerly ducts” that has received relatively little attention to date: the occurrence of Rossby wave breaking events that transport tongues of extratropical air deep into the tropics, mix tropical and subtropical air, and can affect deep convection. A climatology of these “intrusion” events formed from 20 years of meteorological analyses shows a strong dependence on the basic-state flow. Notably, intrusion events are found to occur almost exclusively within westerly ducts, with more events in the presence of stronger equatorial westerlies. It is also found that there is strong interannual variability in the frequency of Pacific events, with fewer events during the warm phases of ENSO (consistent with the changes in the basic flow). Since these intrusion events laterally mix trace constituents and have been linked to tropical convection, their spatial and temporal variability may cause related variability in the distribution of trace constituents and tropical convection.