Luiz E. O. C. Aragão

Drought sensitivity of the Amazon rainforest

Amazon forests are a key but poorly understood component of the global carbon cycle. If, as anticipated, they dry this century, they might accelerate climate change through carbon losses and changed surface energy balances. We used records from multiple long-term monitoring plots across Amazonia to assess forest responses to the intense 2005 drought, a possible analog of future events. Affected forest lost biomass, reversing a large long-term carbon sink, with the greatest impacts observed where the dry season was unusually intense. Relative to pre-2005 conditions, forest subjected to a 100-millimeter increase in water deficit lost 5.3 megagrams of aboveground biomass of carbon per hectare. The drought had a total biomass carbon impact of 1.2 to 1.6 petagrams (1.2 × 1015 to 1.6 × 1015 grams). Amazon forests therefore appear vulnerable to increasing moisture stress, with the potential for large carbon losses to exert feedback on climate change.

Exploring the likelihood and mechanism of a climate-change-induced dieback of the Amazon rainforest.

We examine the evidence for the possibility that 21st-century climate change may cause a large-scale “dieback” or degradation of Amazonian rainforest. We employ a new framework for evaluating the rainfall regime of tropical forests and from this deduce precipitation-based boundaries for current forest viability. We then examine climate simulations by 19 global climate models (GCMs) in this context and find that most tend to underestimate current rainfall. GCMs also vary greatly in their projections of future climate change in Amazonia. We attempt to take into account the differences between GCM-simulated and observed rainfall regimes in the 20th century. Our analysis suggests that dry-season water stress is likely to increase in E. Amazonia over the 21st century, but the region tends toward a climate more appropriate to seasonal forest than to savanna. These seasonal forests may be resilient to seasonal drought but are likely to face intensified water stress caused by higher temperatures and to be vulnerable to fires, which are at present naturally rare in much of Amazonia. The spread of fire ignition associated with advancing deforestation, logging, and fragmentation may act as nucleation points that trigger the transition of these seasonal forests into fire-dominated, low biomass forests. Conversely, deliberate limitation of deforestation and fire may be an effective intervention to maintain Amazonian forest resilience in the face of imposed 21st-century climate change. Such intervention may be enough to navigate E. Amazonia away from a possible “tipping point,” beyond which extensive rainforest would become unsustainable.

Drought–mortality relationships for tropical forests

*The rich ecology of tropical forests is intimately tied to their moisture status. Multi-site syntheses can provide a macro-scale view of these linkages and their susceptibility to changing climates. Here, we report pan-tropical and regional-scale analyses of tree vulnerability to drought. *We assembled available data on tropical forest tree stem mortality before, during, and after recent drought events, from 119 monitoring plots in 10 countries concentrated in Amazonia and Borneo. *In most sites, larger trees are disproportionately at risk. At least within Amazonia, low wood density trees are also at greater risk of drought-associated mortality, independent of size. For comparable drought intensities, trees in Borneo are more vulnerable than trees in the Amazon. There is some evidence for lagged impacts of drought, with mortality rates remaining elevated 2 yr after the meteorological event is over. *These findings indicate that repeated droughts would shift the functional composition of tropical forests toward smaller, denser-wooded trees. At very high drought intensities, the linear relationship between tree mortality and moisture stress apparently breaks down, suggesting the existence of moisture stress thresholds beyond which some tropical forests would suffer catastrophic tree mortality.

Long-term decline of the Amazon carbon sink

Atmospheric carbon dioxide records indicate that the land surface has acted as a strong global carbon sink over recent decades, with a substantial fraction of this sink probably located in the tropics, particularly in the Amazon. Nevertheless, it is unclear how the terrestrial carbon sink will evolve as climate and atmospheric composition continue to change. Here we analyse the historical evolution of the biomass dynamics of the Amazon rainforest over three decades using a distributed network of 321 plots. While this analysis confirms that Amazon forests have acted as a long-term net biomass sink, we find a long-term decreasing trend of carbon accumulation. Rates of net increase in above-ground biomass declined by one-third during the past decade compared to the 1990s. This is a consequence of growth rate increases levelling off recently, while biomass mortality persistently increased throughout, leading to a shortening of carbon residence times. Potential drivers for the mortality increase include greater climate variability, and feedbacks of faster growth on mortality, resulting in shortened tree longevity. The observed decline of the Amazon sink diverges markedly from the recent increase in terrestrial carbon uptake at the global scale, and is contrary to expectations based on models.

Interactions between rainfall, deforestation and fires during recent years in the Brazilian Amazonia

Understanding the interplay between climate and land-use dynamics is a fundamental concern for assessing the vulnerability of Amazonia to climate change. In this study, we analyse satellite-derived monthly and annual time series of rainfall, fires and deforestation to explicitly quantify the seasonal patterns and relationships between these three variables, with a particular focus on the Amazonian drought of 2005. Our results demonstrate a marked seasonality with one peak per year for all variables analysed, except deforestation. For the annual cycle, we found correlations above 90% with a time lag between variables. Deforestation and fires reach the highest values three and six months, respectively, after the peak of the rainy season. The cumulative number of hot pixels was linearly related to the size of the area deforested annually from 1998 to 2004 (r2=0.84, p=0.004). During the 2005 drought, the number of hot pixels increased 43% in relation to the expected value for a similar deforested area (approx. 19 000 km2). We demonstrated that anthropogenic forcing, such as land-use change, is decisive in determining the seasonality and annual patterns of fire occurrence. Moreover, droughts can significantly increase the number of fires in the region even with decreased deforestation rates. We may expect that the ongoing deforestation, currently based on slash and burn procedures, and the use of fires for land management in Amazonia will intensify the impact of droughts associated with natural climate variability or human-induced climate change and, therefore, a large area of forest edge will be under increased risk of fires.

Persistent effects of a severe drought on Amazonian forest canopy

Recent Amazonian droughts have drawn attention to the vulnerability of tropical forests to climate perturbations. Satellite and in situ observations have shown an increase in fire occurrence during drought years and tree mortality following severe droughts, but to date there has been no assessment of long-term impacts of these droughts across landscapes in Amazonia. Here, we use satellite microwave observations of rainfall and canopy backscatter to show that more than 70 million hectares of forest in western Amazonia experienced a strong water deficit during the dry season of 2005 and a closely corresponding decline in canopy structure and moisture. Remarkably, and despite the gradual recovery in total rainfall in subsequent years, the decrease in canopy backscatter persisted until the next major drought, in 2010. The decline in backscatter is attributed to changes in structure and water content associated with the forest upper canopy. The persistence of low backscatter supports the slow recovery (>4 y) of forest canopy structure after the severe drought in 2005. The result suggests that the occurrence of droughts in Amazonia at 5–10 y frequency may lead to persistent alteration of the forest canopy.

The Incidence of Fire in Amazonian Forests with Implications for REDD

Seeing REDD Reducing emissions from deforestation and degradation (REDD) has become a key economic mechanism in the global strategy to reduce the rate of anthropogenic climate change. For Brazilian Amazonia, Aragão and Shimabukuro (p. 1275) point out that the efficacy of REDD could depend not only on avoiding deforestation but also on tackling fire usage. A satellite-based time-series of Amazonian deforestation rates and fire incidence suggests an increased trend in fire incidence across most of the region, despite the overall decrease in deforestation rates. The survey also suggests that the introduction of managed agriculture, instead of traditional slash-and-burn land use in already deforested areas, may promote a reduction of in fire incidence in the Amazon. Without a fire policy in place, emission reductions from reduced deforestation are likely to be offset by increased carbon dioxide emissions from fires. Reducing emissions from deforestation and degradation (REDD) may curb carbon emissions, but the consequences for fire hazard are poorly understood. By analyzing satellite-derived deforestation and fire data from the Brazilian Amazon, we show that fire occurrence has increased in 59% of the area that has experienced reduced deforestation rates. Differences in fire frequencies across two land-use gradients reveal that fire-free land-management can substantially reduce fire incidence by as much as 69%. If sustainable fire-free land-management of deforested areas is not adopted in the REDD mechanism, then the carbon savings achieved by avoiding deforestation may be partially negated by increased emissions from fires.

Markedly divergent estimates of Amazon forest carbon density from ground plots and satellites

Aim The accurate mapping of forest carbon stocks is essential for understanding the global carbon cycle, for assessing emissions from deforestation, and for rational land-use planning. Remote sensing (RS) is currently the key tool for this purpose, but RS does not estimate vegetation biomass directly, and thus may miss significant spatial variations in forest structure. We test the stated accuracy of pantropical carbon maps using a large independent field dataset. Location Tropical forests of the Amazon basin. The permanent archive of the field plot data can be accessed at: http://dx.doi.org/10.5521/FORESTPLOTS.NET/2014_1 Methods Two recent pantropical RS maps of vegetation carbon are compared to a unique ground-plot dataset, involving tree measurements in 413 large inventory plots located in nine countries. The RS maps were compared directly to field plots, and kriging of the field data was used to allow area-based comparisons. Results The two RS carbon maps fail to capture the main gradient in Amazon forest carbon detected using 413 ground plots, from the densely wooded tall forests of the north-east, to the light-wooded, shorter forests of the south-west. The differences between plots and RS maps far exceed the uncertainties given in these studies, with whole regions over- or under-estimated by > 25%, whereas regional uncertainties for the maps were reported to be < 5%. Main conclusions Pantropical biomass maps are widely used by governments and by projects aiming to reduce deforestation using carbon offsets, but may have significant regional biases. Carbon-mapping techniques must be revised to account for the known ecological variation in tree wood density and allometry to create maps suitable for carbon accounting. The use of single relationships between tree canopy height and above-ground biomass inevitably yields large, spatially correlated errors. This presents a significant challenge to both the forest conservation and remote sensing communities, because neither wood density nor species assemblages can be reliably mapped from space.

Analysis and optimization of the MODIS leaf area index algorithm retrievals over broadleaf forests

Broadleaf forest is a major type of Earths land cover with the highest observable vegetation density. Retrievals of biophysical parameters, such as leaf area index (LAI), of broadleaf forests at global scale constitute a major challenge to modern remote sensing techniques in view of low sensitivity (saturation) of surface reflectances to such parameters over dense vegetation. The goal of the performed research is to demonstrate physical principles of LAI retrievals over broadleaf forests with the Moderate Resolution Imaging Spectroradiometer (MODIS) LAI algorithm and to establish a basis for algorithm refinement. To sample natural variability in biophysical parameters of broadleaf forests, we selected MODIS data subsets covering deciduous broadleaf forests of the eastern part of North America and evergreen broadleaf forests of Amazonia. The analysis of an annual course of the Terra MODIS Collection 4 LAI product over broadleaf forests indicated a low portion of best quality main radiative transfer-based algorithm retrievals and dominance of low-reliable backup algorithm retrievals during the growing season. We found that this retrieval anomaly was due to an inconsistency between simulated and MODIS surface reflectances. LAI retrievals over dense vegetation are mostly performed over a compact location in the spectral space of saturated surface reflectances, which need to be accurately modeled. New simulations were performed with the stochastic radiative transfer model, which poses high numerical accuracy at the condition of saturation. Separate sets of parameters of the LAI algorithm were generated for deciduous and evergreen broadleaf forests to account for the differences in the corresponding surface reflectance properties. The optimized algorithm closely captures physics of seasonal variations in surface reflectances and delivers a majority of LAI retrievals during a phenological cycle, consistent with field measurements. The analysis of the optimized retrievals indicates that the precision of MODIS surface reflectances, the natural variability, and mixture of species set a limit to improvements of the accuracy of LAI retrievals over broadleaf forests.

Anthropogenic disturbance in tropical forests can double biodiversity loss from deforestation

Concerted political attention has focused on reducing deforestation, and this remains the cornerstone of most biodiversity conservation strategies. However, maintaining forest cover may not reduce anthropogenic forest disturbances, which are rarely considered in conservation programmes. These disturbances occur both within forests, including selective logging and wildfires, and at the landscape level, through edge, area and isolation effects. Until now, the combined effect of anthropogenic disturbance on the conservation value of remnant primary forests has remained unknown, making it impossible to assess the relative importance of forest disturbance and forest loss. Here we address these knowledge gaps using a large data set of plants, birds and dung beetles (1,538, 460 and 156 species, respectively) sampled in 36 catchments in the Brazilian state of Pará. Catchments retaining more than 69–80% forest cover lost more conservation value from disturbance than from forest loss. For example, a 20% loss of primary forest, the maximum level of deforestation allowed on Amazonian properties under Brazil’s Forest Code, resulted in a 39–54% loss of conservation value: 96–171% more than expected without considering disturbance effects. We extrapolated the disturbance-mediated loss of conservation value throughout Pará, which covers 25% of the Brazilian Amazon. Although disturbed forests retained considerable conservation value compared with deforested areas, the toll of disturbance outside Pará’s strictly protected areas is equivalent to the loss of 92,000–139,000 km2 of primary forest. Even this lowest estimate is greater than the area deforested across the entire Brazilian Amazon between 2006 and 2015 (ref. 10). Species distribution models showed that both landscape and within-forest disturbances contributed to biodiversity loss, with the greatest negative effects on species of high conservation and functional value. These results demonstrate an urgent need for policy interventions that go beyond the maintenance of forest cover to safeguard the hyper-diversity of tropical forest ecosystems.