Yanjun Su

Evaluating short- and long-term impacts of fuels treatments and simulated wildfire on an old-forest species

Fuels-reduction treatments are commonly implemented in the western U.S. to reduce the risk of high-severity fire, but they may have negative short-term impacts on species associated with older forests. Therefore, we modeled the effects of a completed fuels-reduction project on fire behavior and California Spotted Owl (Strix occidentalis occidentalis) habitat and demography in the Sierra Nevada to assess the potential short- and long-term trade-offs. We combined field-collected vegetation data and LiDAR data to develop detailed maps of forest structure needed to parameterize our fire and forest-growth models. We simulated wildfires under extreme weather conditions (both with and without fuels treatments), then simulated forest growth 30 years into the future under four combinations of treatment and fire: treated with fire, untreated with fire, treated without fire, and untreated without fire. We compared spotted owl habitat and population parameters under the four scenarios using a habitat suitability index developed from canopy cover and large-tree measurements at nest sites and from previously derived statistical relationships between forest structure and fitness (k) and equilibrium occupancy at the territory scale. Treatments had a positive effect on owl nesting habitat and demographic rates up to 30 years after simulated fire, but they had a persistently negative effect throughout the 30-year period in the absence of fire. We conclude that fuels-reduction treatments in the Sierra Nevada may provide long-term benefits to spotted owls if fire occurs under extreme weather conditions, but can have long-term negative effects on owls if fire does not occur. However, we only simulated one fire under the treated and untreated scenarios and therefore had no measures of variation and uncertainty. In addition, the net benefits of fuels treatments on spotted owl habitat and demography depends on the future probability that fire will occur under similar weather and ignition conditions, and such probabilities remain difficult to quantify. Therefore, we recommend a landscape approach that restricts timber harvest within territory core areas of use (;125 ha in size) that contain critical owl nesting and roosting habitat and locates fuels treatments in the surrounding areas to reduce the potential for high-severity fire in territory core areas.

A geometric method for wood-leaf separation using terrestrial and simulated Lidar data

Abstract Terrestrial light detection and ranging (lidar) can be used to record the three-dimensional structures of trees. Wood-leaf separation, which aims to classify lidar points into wood and leaf components, is an essential prerequisite for deriving individual tree characteristics. Previous research has tended to use intensity (including a multi-wavelength approach) and waveform information for wood-leaf separation, but use of the most fundamental information from a lidar point cloud, i.e., the x-, y-, and z- coordinates of each point, for this purpose has been poorly explored. In this study, we introduce a geometric method for wood-leaf separation using the x-, y-, and z- coordinates of each point. The separation results indicate that first-, second-, and third-order branches can be extracted from the raw point cloud by this new method, suggesting that it might provide a promising solution for wood-leaf separation.

SRTM DEM Correction in Vegetated Mountain Areas through the Integration of Spaceborne LiDAR, Airborne LiDAR, and Optical Imagery

The Shuttle Radar Topography Mission (SRTM) digital elevation model (DEM) is one of the most complete and frequently used global-scale DEM products in various applications. However, previous studies have shown that the SRTM DEM is systematically higher than the actual land surface in vegetated mountain areas. The objective of this study is to propose a procedure to calibrate the SRTM DEM over large vegetated mountain areas. Firstly, we developed methods to estimate canopy cover from aerial imagery and tree height from multi-source datasets (i.e., field observations, airborne light detection and ranging (LiDAR) data, Geoscience Laser Altimeter System (GLAS) data, Landsat TM imagery, climate surfaces, and topographic data). Then, the airborne LiDAR derived DEM, covering ~5% of the study area, was used to evaluate the accuracy of the SRTM DEM. Finally, a regression model of the SRTM DEM error depending on tree height, canopy cover, and terrain slope was developed to calibrate the SRTM DEM. Our results show that the proposed procedure can significantly improve the accuracy of the SRTM DEM over vegetated mountain areas. The mean difference between the SRTM DEM and the LiDAR DEM decreased from 12.15 m to −0.82 m, and the standard deviation dropped by 2 m.

Mapping Global Forest Aboveground Biomass with Spaceborne LiDAR, Optical Imagery, and Forest Inventory Data

As a large carbon pool, global forest ecosystems are a critical component of the global carbon cycle. Accurate estimations of global forest aboveground biomass (AGB) can improve the understanding of global carbon dynamics and help to quantify anthropogenic carbon emissions. Light detection and ranging (LiDAR) techniques have been proven that can accurately capture both horizontal and vertical forest structures and increase the accuracy of forest AGB estimation. In this study, we mapped the global forest AGB density at a 1-km resolution through the integration of ground inventory data, optical imagery, Geoscience Laser Altimeter System/Ice, Cloud, and Land Elevation Satellite data, climate surfaces, and topographic data. Over 4000 ground inventory records were collected from published literatures to train the forest AGB estimation model and validate the resulting global forest AGB product. Our wall-to-wall global forest AGB map showed that the global forest AGB density was 210.09 Mg/ha on average, with a standard deviation of 109.31 Mg/ha. At the continental level, Africa (333.34 ± 63.80 Mg/ha) and South America (301.68 ± 67.43 Mg/ha) had higher AGB density. The AGB density in Asia, North America and Europe were 172.28 ± 94.75, 166.48 ± 84.97, and 132.97 ± 50.70 Mg/ha, respectively. The wall-to-wall forest AGB map was evaluated at plot level using independent plot measurements. The adjusted coefficient of determination (R2) and root-mean-square error (RMSE) between our predicted results and the validation plots were 0.56 and 87.53 Mg/ha, respectively. At the ecological zone level, the R2 and RMSE between our map and Intergovernmental Panel on Climate Change suggested values were 0.56 and 101.21 Mg/ha, respectively. Moreover, a comprehensive comparison was also conducted between our forest AGB map and other published regional AGB products. Overall, our forest AGB map showed good agreements with these regional AGB products, but some of the regional AGB products tended to underestimate forest AGB density.

A Vegetation Mapping Strategy for Conifer Forests by Combining Airborne LiDAR Data and Aerial Imagery

Abstract. Accurate vegetation mapping is critical for natural resources management, ecological analysis, and hydrological modeling, among other tasks. Remotely sensed multispectral and hyperspectral imageries have proved to be valuable inputs to the vegetation mapping process, but they can provide only limited vegetation structure characteristics, which are critical for differentiating vegetation communities in compositionally homogeneous forests. Light detection and ranging (LiDAR) can accurately measure the forest vertical and horizontal structures and provide a great opportunity for solving this problem. This study introduces a strategy using both multispectral aerial imagery and LiDAR data to map vegetation composition and structure over large spatial scales. Our approach included the use of a Bayesian information criterion algorithm to determine the optimized number of vegetation groups within mixed conifer forests in two study areas in the Sierra Nevada, California, and an unsupervised classification technique and post hoc analysis to map these vegetation groups across both study areas. The results show that the proposed strategy can recognize four and seven vegetation groups at the two study areas, respectively. Each vegetation group has its unique vegetation structure characteristics or vegetation species composition. The overall accuracy and kappa coefficient of the vegetation mapping results are over 78% and 0.64 for both study sites. Résumé. La cartographie précise de la végétation est essentielle entre autres pour la gestion des ressources naturelles, l’analyse écologique, et la modélisation hydrologique. Les approches d’imagerie multispectrale et hyperspectrale par télédétection se sont avérées de précieuses contributions au processus de la cartographie de la végétation, mais elles ne peuvent fournir qu’un nombre limité de caractéristiques sur la structure de la végétation, qui sont essentielles pour différencier les communautés végétales dans les forêts de composition homogènes. La télédétection par laser «light detection and ranging» (LiDAR) peut mesurer avec précision les structures verticales et horizontales de la forêt, et fournit une formidable opportunité de résoudre ce problème. Cette étude présente une stratégie qui utilise à la fois l’imagerie multispectrale aérienne et des données LiDAR pour cartographier la composition et la structure de la végétation à grandes échelles spatiales. Notre approche comprenait l’utilisation d’un algorithme du critère d’information Bayésien pour déterminer le nombre optimal de groupes de végétation dans les forêts mixtes de conifères sur deux zones d’étude dans les Sierra Nevada, en Californie, ainsi qu’une technique de classification non supervisée et une analyse post hoc pour cartographier ces groupes de végétation dans les deux zones d’étude. Les résultats montrent que la stratégie proposée peut reconnaitre quatre et sept groupes de végétation dans les deux zones d’étude respectivement. Chaque groupe de végétation a des caractéristiques uniques de structure de la végétation ou de composition des espèces de la végétation. La précision globale et le coefficient kappa des résultats de la cartographie de la végétation sont de plus de 78% et 0,64 pour les deux sites d’étude.

Forest fuel treatment detection using multi-temporal airborne lidar data and high-resolution aerial imagery: a case study in the Sierra Nevada Mountains, California

ABSTRACT Treatments to reduce forest fuels are often performed in forests to enhance forest health, regulate stand density, and reduce the risk of wildfires. Although commonly employed, there are concerns that these forest fuel treatments (FTs) may have negative impacts on certain wildlife species. Often FTs are planned across large landscapes, but the actual treatment extents can differ from the planned extents due to operational constraints and protection of resources (e.g. perennial streams, cultural resources, wildlife habitats). Identifying the actual extent of the treated areas is of primary importance to understand the environmental influence of FTs. Light detection and ranging (lidar) is a powerful remote-sensing tool that can provide accurate measurements of forest structures and has great potential for monitoring forest changes. This study used the canopy height model (CHM) and canopy cover (CC) products derived from multi-temporal airborne laser scanning (ALS) data to monitor forest changes following the implementation of landscape-scale FT projects. Our approach involved the combination of a pixel-wise thresholding method and an object-of-interest (OBI) segmentation method. We also investigated forest change using normalized difference vegetation index (NDVI) and standardized principal component analysis from multi-temporal high-resolution aerial imagery. The same FT detection routine was then applied to compare the capability of ALS data and aerial imagery for FT detection. Our results demonstrate that the FT detection using ALS-derived CC products produced both the highest total accuracy (93.5%) and kappa coefficient (κ) (0.70), and was more robust in identifying areas with light FTs. The accuracy using ALS-derived CHM products (the total accuracy was 91.6%, and the κ was 0.59) was significantly lower than that using ALS-derived CC, but was still higher than using aerial imagery. Moreover, we also developed and tested a method to recognize the intensity of FTs directly from pre- and post-treatment ALS point clouds.

Mapping US Urban Extents from MODIS Data Using One-Class Classification Method

Urban areas are one of the most important components of human society. Their extents have been continuously growing during the last few decades. Accurate and timely measurements of the extents of urban areas can help in analyzing population densities and urban sprawls and in studying environmental issues related to urbanization. Urban extents detected from remotely sensed data are usually a by-product of land use classification results, and their interpretation requires a full understanding of land cover types. In this study, for the first time, we mapped urban extents in the continental United States using a novel one-class classification method, i.e., positive and unlabeled learning (PUL), with multi-temporal Moderate Resolution Imaging Spectroradiometer (MODIS) data for the year 2010. The Defense Meteorological Satellite Program Operational Linescan System (DMSP-OLS) night stable light data were used to calibrate the urban extents obtained from the one-class classification scheme. Our results demonstrated the effectiveness of the use of the PUL algorithm in mapping large-scale urban areas from coarse remote-sensing images, for the first time. The total accuracy of mapped urban areas was 92.9% and the kappa coefficient was 0.85. The use of DMSP-OLS night stable light data can significantly reduce false detection rates from bare land and cropland far from cities. Compared with traditional supervised classification methods, the one-class classification scheme can greatly reduce the effort involved in collecting training datasets, without losing predictive accuracy.

An integrated UAV-borne lidar system for 3D habitat mapping in three forest ecosystems across China

ABSTRACT In recent decades, global biodiversity has gradually diminished due to the increasing pressure from anthropogenic activities and climatic change. Accurate estimations of spatially continuous three-dimensional (3D) vegetation structures and terrain information are prerequisites for biodiversity studies, which are usually unavailable in current ecosystem-wide studies. Although the airborne lidar technique has been successfully used for mapping 3D vegetation structures at landscape and regional scales, the relatively high cost of airborne lidar flight mission has significantly limited its applications. The unmanned aerial vehicle (UAV) provides an alternative platform for lidar data acquisition, which can largely lower the cost and provide denser lidar points compared with airborne lidar. In this study, we implemented a low-cost UAV-borne lidar system, including both a hardware system and a software system, to collect and process lidar data for biodiversity studies. The implemented UAV-borne lidar system was tested in three different ecosystems across China, including a needleleaf–broadleaf mixed forest, an evergreen broadleaf forest, and a mangrove forest. Various 3D vegetation structure parameters (e.g. canopy height model, canopy cover, leaf area index, aboveground biomass) were derived from the UAV-borne lidar data. The results show that the implemented UAV-borne lidar system can generate very high resolution 3D terrain and vegetation information. The developed UAV-based hardware and software systems provide a turn-key solution for the use of UAV-borne lidar data on biodiversity studies.

Fine-resolution forest tree height estimation across the Sierra Nevada through the integration of spaceborne LiDAR, airborne LiDAR, and optical imagery

ABSTRACT Forests of the Sierra Nevada (SN) mountain range are valuable natural heritages for the region and the country, and tree height is an important forest structure parameter for understanding the SN forest ecosystem. There is still a need in the accurate estimation of wall-to-wall SN tree height distribution at fine spatial resolution. In this study, we presented a method to map wall-to-wall forest tree height (defined as Lorey’s height) across the SN at 70-m resolution by fusing multi-source datasets, including over 1600 in situ tree height measurements and over 1600 km2 airborne light detection and ranging (LiDAR) data. Accurate tree height estimates within these airborne LiDAR boundaries were first computed based on in situ measurements, and then these airborne LiDAR-derived tree heights were used as reference data to estimate tree heights at Geoscience Laser Altimeter System (GLAS) footprints. Finally, the random forest algorithm was used to model the SN tree height from these GLAS tree heights, optical imagery, topographic data, and climate data. The results show that our fine-resolution SN tree height product has a good correspondence with field measurements. The coefficient of determination between them is 0.60, and the root-mean-squared error is 5.45 m.

Quantifying individual tree growth and tree competition using bi-temporal airborne laser scanning data: a case study in the Sierra Nevada Mountains, California

ABSTRACT Improved monitoring and understanding of tree growth and its responses to controlling factors are important for tree growth modeling. Airborne Laser Scanning (ALS) can be used to enhance the efficiency and accuracy of large-scale forest surveys in delineating three-dimensional forest structures and under-canopy terrains. This study proposed an ALS-based framework to quantify tree growth and competition. Bi-temporal ALS data were used to quantify tree growth in height (ΔH), crown area (ΔA), crown volume (ΔV), and tree competition for 114,000 individual trees in two conifer-dominant Sierra Nevada forests. We analyzed the correlations between tree growth attributes and controlling factors (i.e. tree sizes, competition, forest structure, and topographic parameters) at multiple levels. At the individual tree level, ΔH had no consistent correlations with controlling factors, ΔA and ΔV were positively related to original tree sizes (R > 0.3) and negatively related to competition indices (R < −0.3). At the forest-stand level, ΔH and ΔA were highly correlated to topographic wetness index (|R| > 0.7), ΔV was positively related to original tree sizes (|R| > 0.8). Multivariate regression models were simulated at individual tree level for ΔH, ΔA, and ΔV with the R2 ranged from 0.1 to 0.43. The ALS-based tree height estimation and growth analysis results were consistent with field measurements.