Yihong Mauro

Optimal Polarization Demultiplexing for Coherent Optical Communications Systems

Spectrally-efficient optical communications systems employ polarization division multiplexing (PDM) as a practical solution, in order to double the capacity of a fiber link. Polarization demultiplexing can be performed electronically, using polarization-diversity coherent optical receivers. The primary goal of this paper is the optimal design, using the maximum-likelihood criterion, of polarization-diversity coherent optical receivers for polarization-multiplexed optical signals, in the absence of polarization mode dispersion (PMD). It is shown that simultaneous joint estimation of the symbols, over the two received states of polarization, yields optimal performance, in the absence of phase noise and intermediate frequency offset. In contrast, the commonly used zero-forcing polarization demultiplexer, followed by individual demodulation of the polarization-multiplexed tributaries, exhibits inferior performance, and becomes optimal only if the channel transfer matrix is unitary, e.g., in the absence of polarization dependent loss (PDL), and if the noise components at the polarization diversity branches have equal variances. In this special case, the zero-forcing polarization demultiplexer can be implemented by a 2 ? 2 lattice adaptive filter, which is controlled by only two independent real parameters. These parameters can be computed recursively using the constant modulus algorithm (CMA). We evaluate, by simulation, the performance of the aforementioned zero-forcing polarization demultiplexer in coherent optical communication systems using PDM quadrature phase shift keying (QPSK) signals. We show that it is, by far, superior, in terms of convergence accuracy and speed, compared to conventional CMA-based polarization demultiplexers. Finally, we experimentally test the robustness of the proposed constrained CMA polarization demultiplexer to realistic imperfections of polarization-diversity coherent optical receivers. The PMD and PDL tolerance of the proposed demultiplexer can be used as a benchmark in order to compare the performance of more sophisticated adaptive electronic PMD/PDL equalizers.

Fiber design considerations for 40 Gb/s systems

In this paper, we review the fundamental advantages and drawbacks of 40-Gb/s systems from a fiber manufacturers perspective. Based on modeling, experimental results, and fundamental understanding, we correlate the fiber design parameters with the expected performance of long-haul systems operating at 40 Gb/s. Nonlinear penalties, dispersion tolerances, modulation formats, polarization-mode dispersion, and Raman amplification are covered. We also present the fiber features required for both metro and submarine networks at this specific data rate.

Coherent frequency-selective polarimeter for polarization-mode dispersion monitoring

Frequency-selective polarimeters measure the state of polarization of the individual spectral components of a modulated optical signal. They can be used either as stand-alone measuring devices or as parts of adaptive polarization-mode dispersion (PMD) compensators. This paper presents a novel frequency-selective polarimeter based on coherent detection, which has superior accuracy compared to previously proposed direct detection-based counterparts. This is due to the high-frequency resolution and power sensitivity of coherent detection, features that minimize the systematic and random error, respectively, in the measurement of the state of polarization of the individual spectral components of the received optical signal. The accuracy of the measurement is independent of the received signal bit rate and modulation format. The proposed frequency-selective polarimeter is studied both theoretically and experimentally. The primary theoretical contribution of this paper is a unified formalism, which allows the modeling of both direct and coherent detection-based frequency-selective polarimeters. Analytical expressions for the output signal of both types of frequency-selective polarimeters are derived. Based on these expressions, a common algorithm is proposed for the evaluation of the Stokes parameters. In addition, an example error signal is used as a metric in order to test the agreement of the theoretical model with the experimental measurements. The successful operation of the coherent frequency-selective polarimeter is demonstrated experimentally for a 10-Gb/s intensity-modulated nonreturn-to-zero (NRZ) optical signal in the presence of first-order polarization-mode dispersion. There is an excellent agreement between theory and experiment.

Impact of transmitter and receiver imperfections on the performance of coherent optical QPSK communication systems

We investigate transmitter and receiver imperfections in coherent QPSK systems, and how their impact can be mitigated using DSP algorithms. Quadrature imbalance was found to be a particularly significant effect that will require compensation.

Methods for Measurement and Statistical Analysis of the Frangibility of Strengthened Glass

Chemically strengthened glass features a surface compression and a balancing central tension (CT) in the interior of the glass. A greater CT is usually associated with a higher level of stored elastic energy in the glass. During a fracture event, release of a greater amount of stored energy can lead to frangibility, i.e., shorter crack branching distances, smaller fragment size, and ejection of small fragments from the glass. In this paper, the frangibility and fragmentation behaviors of a series of chemically strengthened glass samples are studied using two different manual testing methods and an automated tester. Both immediate and delayed fracture events were observed. A statistical method is proposed to determine the probability of frangible fracture for glasses ion exchanged under a specific set of conditions, and analysis is performed to understand the dependence of frangibility probability on sample thickness, CT, and testing method. We also propose a more rigorous set of criteria for qualifying frangibility.

Nonlinear Electronic Dispersion Compensation Techniques for Fiber-Optic Communication Systems

We show that blind adaptive MLSE and fractionally-spaced DFE receivers based on nonlinear Volterra theory can extend the reach beyond 300 km in uncompensated 10 Gbit/s fiber-optic transmission systems dominated by fiber nonlinearity.

Compensation of coherent DQPSK receiver imperfections

This paper studies the impact of imperfections and impairments on the performance of a coherent phase-diversity DQPSK receiver. Experiments demonstrate that quadrature imbalance can be corrected by ellipse fitting and Gram-Schmidt-like orthogonalization. In addition, it is shown that intermediate frequency offset can be estimated using low complexity, feed-forward, least-square-error based algorithms.

Time-resolved performance analysis of a second-order PMD compensator

Design, test, and performance requirement and analysis for a polarization-mode-dispersion compensator (PMDC) with four degrees of freedom is presented. The performance is analyzed on the basis of time-integrated and time-resolved bit-error ratio (BER) measurements. Signal impairments are generated by both, first- and higher-order emulators. The probability distributions of bit errors measured over many one second intervals exhibit very long tails. Therefore even a PMDC with a good average BER performance may result in a significant total outage time for a given system.

Impact of Modulation Format on the Performance of Fiber Optic Communication Systems with Transmitter-Based Electronic Dispersion Compensation

We analyze the performance of 10.7 Gb/s G.652 fiber optic systems with transmitter-based EDC and advanced modulation formats and find that RZ-type formats offer ~2 dBQ advantage over NRZ-type formats due to their broader spectrum.

On the Use of MLSE with Non-Optimal Demodulation Filtering for Optical Duobinary Transmission

We experimentally study the use of MLSE electronic equalization with optical duobinary signals demodulated with non-optimal narrowband optical filters. Significant improvement can be obtained for overly wide filters and sub-optimal filter shapes.