Jason M. Saragih

The Extended Cohn-Kanade Dataset (CK+): A complete dataset for action unit and emotion-specified expression

In 2000, the Cohn-Kanade (CK) database was released for the purpose of promoting research into automatically detecting individual facial expressions. Since then, the CK database has become one of the most widely used test-beds for algorithm development and evaluation. During this period, three limitations have become apparent: 1) While AU codes are well validated, emotion labels are not, as they refer to what was requested rather than what was actually performed, 2) The lack of a common performance metric against which to evaluate new algorithms, and 3) Standard protocols for common databases have not emerged. As a consequence, the CK database has been used for both AU and emotion detection (even though labels for the latter have not been validated), comparison with benchmark algorithms is missing, and use of random subsets of the original database makes meta-analyses difficult. To address these and other concerns, we present the Extended Cohn-Kanade (CK+) database. The number of sequences is increased by 22% and the number of subjects by 27%. The target expression for each sequence is fully FACS coded and emotion labels have been revised and validated. In addition to this, non-posed sequences for several types of smiles and their associated metadata have been added. We present baseline results using Active Appearance Models (AAMs) and a linear support vector machine (SVM) classifier using a leave-one-out subject cross-validation for both AU and emotion detection for the posed data. The emotion and AU labels, along with the extended image data and tracked landmarks will be made available July 2010.

Deformable Model Fitting by Regularized Landmark Mean-Shift

Deformable model fitting has been actively pursued in the computer vision community for over a decade. As a result, numerous approaches have been proposed with varying degrees of success. A class of approaches that has shown substantial promise is one that makes independent predictions regarding locations of the model’s landmarks, which are combined by enforcing a prior over their joint motion. A common theme in innovations to this approach is the replacement of the distribution of probable landmark locations, obtained from each local detector, with simpler parametric forms. In this work, a principled optimization strategy is proposed where nonparametric representations of these likelihoods are maximized within a hierarchy of smoothed estimates. The resulting update equations are reminiscent of mean-shift over the landmarks but with regularization imposed through a global prior over their joint motion. Extensions to handle partial occlusions and reduce computational complexity are also presented. Through numerical experiments, this approach is shown to outperform some common existing methods on the task of generic face fitting.

Face alignment through subspace constrained mean-shifts

Deformable model fitting has been actively pursued in the computer vision community for over a decade. As a result, numerous approaches have been proposed with varying degrees of success. A class of approaches that has shown substantial promise is one that makes independent predictions regarding locations of the models landmarks, which are combined by enforcing a prior over their joint motion. A common theme in innovations to this approach is the replacement of the distribution of probable landmark locations, obtained from each local detector, with simpler parametric forms. This simplification substitutes the true objective with a smoothed version of itself, reducing sensitivity to local minima and outlying detections. In this work, a principled optimization strategy is proposed where a nonparametric representation of the landmark distributions is maximized within a hierarchy of smoothed estimates. The resulting update equations are reminiscent of mean-shift but with a subspace constraint placed on the shapes variability. This approach is shown to outperform other existing methods on the task of generic face fitting.

A Nonlinear Discriminative Approach to AAM Fitting

The Active Appearance Model (AAM) is a powerful generative method for modeling and registering deformable visual objects. Most methods for AAM fitting utilize a linear parameter update model in an iterative framework. Despite its popularity, the scope of this approach is severely restricted, both in fitting accuracy and capture range, due to the simplicity of the linear update models used. In this paper, we present an new AAM fitting formulation, which utilizes a nonlinear update model. To motivate our approach, we compare its performance against two popular fitting methods on two publicly available face databases, in which this formulation boasts significant performance improvements.

Person-independent facial expression detection using Constrained Local Models

In automatic facial expression detection, very accurate registration is desired which can be achieved via a deformable model approach where a dense mesh of 60–70 points on the face is used, such as an active appearance model (AAM). However, for applications where manually labeling frames is prohibitive, AAMs do not work well as they do not generalize well to unseen subjects. As such, a more coarse approach is taken for person-independent facial expression detection, where just a couple of key features (such as face and eyes) are tracked using a Viola-Jones type approach. The tracked image is normally post-processed to encode for shift and illumination invariance using a linear bank of filters. Recently, it was shown that this preprocessing step is of no benefit when close to ideal registration has been obtained. In this paper, we present a system based on the Constrained Local Model (CLM) method which is a generic or person-independent face alignment algorithm which gains high accuracy. We show these results against the LBP feature extraction on the CK+ and GEMEP-FERA datasets.

Automated Facial Expression Recognition System

Heightened concerns about the treatment of individuals during interviews and interrogations have stimulated efforts to develop “non-intrusive” technologies for rapidly assessing the credibility of statements by individuals in a variety of sensitive environments. Methods or processes that have the potential to precisely focus investigative resources will advance operational excellence and improve investigative capabilities. Facial expressions have the ability to communicate emotion and regulate interpersonal behavior. Over the past 30 years, scientists have developed human-observer based methods that can be used to classify and correlate facial expressions with human emotion. However, these methods have proven to be labor intensive, qualitative, and difficult to standardize. The Facial Action Coding System (FACS) developed by Paul Ekman and Wallace V. Friesen is the most widely used and validated method for measuring and describing facial behaviors. The Automated Facial Expression Recognition System (AFERS) automates the manual practice of FACS, leveraging the research and technology behind the CMU/PITT Automated Facial Image Analysis System (AFA) system developed by Dr. Jeffery Cohn and his colleagues at the Robotics Institute of Carnegie Mellon University. This portable, near real-time system will detect the seven universal expressions of emotion (figure 1), providing investigators with indicators of the presence of deception during the interview process. In addition, the system will include features such as full video support, snapshot generation, and case management utilities, enabling users to re-evaluate interviews in detail at a later date.

Learning AAM fitting through simulation

The active appearance model (AAM) is a powerful method for modeling and segmenting deformable visual objects. The utility of the AAM stems from two fronts: its compact representation as a linear object class and its rapid fitting procedure, which utilizes fixed linear updates. Although the original fitting procedure works well for objects with restricted variability when initialization is close to the optimum, its efficacy deteriorates in more general settings, with regards to both accuracy and capture range. In this paper, we propose a novel fitting procedure where training is coupled with, and directly addresses, AAM fitting in its deployment. This is achieved by simulating the conditions of real fitting problems and learning the best set of fixed linear mappings, such that performance over these simulations is optimized. The power of the approach does not stem from an update model with larger capacity, but from addressing the whole fitting procedure simultaneously. To motivate the approach, it is compared with a number of existing AAM fitting procedures on two publicly available face databases. It is shown that this method exhibits convergence rates, capture range and convergence accuracy that are significantly better than other linear methods and comparable to a nonlinear method, whilst affording superior computational efficiency.

Real-time avatar animation from a single image

A real time facial puppetry system is presented. Compared with existing systems, the proposed method requires no special hardware, runs in real time (23 frames-per-second), and requires only a single image of the avatar and user. The users facial expression is captured through a real-time 3D non-rigid tracking system. Expression transfer is achieved by combining a generic expression model with synthetically generated examples that better capture person specific characteristics. Performance of the system is evaluated on avatars of real people as well as masks and cartoon characters.

In the Pursuit of Effective Affective Computing: The Relationship Between Features and Registration

For facial expression recognition systems to be applicable in the real world, they need to be able to detect and track a previously unseen persons face and its facial movements accurately in realistic environments. A highly plausible solution involves performing a “dense” form of alignment, where 60-70 fiducial facial points are tracked with high accuracy. The problem is that, in practice, this type of dense alignment had so far been impossible to achieve in a generic sense, mainly due to poor reliability and robustness. Instead, many expression detection methods have opted for a “coarse” form of face alignment, followed by an application of a biologically inspired appearance descriptor such as the histogram of oriented gradients or Gabor magnitudes. Encouragingly, recent advances to a number of dense alignment algorithms have demonstrated both high reliability and accuracy for unseen subjects [e.g., constrained local models (CLMs)]. This begs the question: Aside from countering against illumination variation, what do these appearance descriptors do that standard pixel representations do not? In this paper, we show that, when close to perfect alignment is obtained, there is no real benefit in employing these different appearance-based representations (under consistent illumination conditions). In fact, when misalignment does occur, we show that these appearance descriptors do work well by encoding robustness to alignment error. For this work, we compared two popular methods for dense alignment-subject-dependent active appearance models versus subject-independent CLMs-on the task of action-unit detection. These comparisons were conducted through a battery of experiments across various publicly available data sets (i.e., CK+, Pain, M3, and GEMEP-FERA). We also report our performance in the recent 2011 Facial Expression Recognition and Analysis Challenge for the subject-independent task.

Evaluating AAM fitting methods for facial expression recognition

The human face is a rich source of information for the viewer and facial expressions are a major component in judging a persons affective state, intention and personality. Facial expressions are an important part of human-human interaction and have the potential to play an equally important part in human-computer interaction. This paper evaluates various Active Appearance Model (AAM) fitting methods, including both the original formulation as well as several state-of-the-art methods, for the task of automatic facial expression recognition. The AAM is a powerful statistical model for modelling and registering deformable objects. The results of the fitting process are used in a facial expression recognition task using a region-based intermediate representation related to Action Units, with the expression classification task realised using a Support Vector Machine. Experiments are performed for both person-dependent and person-independent setups. Overall, the best facial expression recognition results were obtained by using the Iterative Error Bound Minimisation method, which consistently resulted in accurate face model alignment and facial expression recognition even when the initial face detection used to initialise the fitting procedure was poor.