Matthew J. McGill

Fully Automated Detection of Cloud and Aerosol Layers in the CALIPSO Lidar Measurements

Abstract Accurate knowledge of the vertical and horizontal extent of clouds and aerosols in the earth’s atmosphere is critical in assessing the planet’s radiation budget and for advancing human understanding of climate change issues. To retrieve this fundamental information from the elastic backscatter lidar data acquired during the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO) mission, a selective, iterated boundary location (SIBYL) algorithm has been developed and deployed. SIBYL accomplishes its goals by integrating an adaptive context-sensitive profile scanner into an iterated multiresolution spatial averaging scheme. This paper provides an in-depth overview of the architecture and performance of the SIBYL algorithm. It begins with a brief review of the theory of target detection in noise-contaminated signals, and an enumeration of the practical constraints levied on the retrieval scheme by the design of the lidar hardware, the geometry of a space-based remote sensing pl...

Coordinated Airborne, Spaceborne, and Ground-Based Measurements of Massive, Thick Aerosol Layers During the Dry Season in Southern Africa

During the dry season airborne campaign of the Southern African Regional Science Initiative (SAFARI 2000), coordinated observations were made of massive thick aerosol layers. These layers were often dominated by aerosols from biomass burning. We report on airborne Sun photometer measurements of aerosol optical depth (λ = 0.354-1.557 μm), columnar water vapor, and vertical profiles of aerosol extinction and water vapor density that were obtained aboard the University of Washingtons Convair-580 research aircraft. We compare these with ground-based AERONET Sun/sky radiometer results, with ground based lidar data (MPL-Net), and with measurements from a downward pointing lidar aboard the high-flying NASA ER-2 aircraft. Finally, we show comparisons between aerosol optical depths from the Sun photometer and those retrieved over land and over water using four spaceborne sensors (TOMS, MODIS, MISR, and ATSR-2).

Ice nucleation and dehydration in the Tropical Tropopause Layer

Optically thin cirrus near the tropical tropopause regulate the humidity of air entering the stratosphere, which in turn has a strong influence on the Earth’s radiation budget and climate. Recent high-altitude, unmanned aircraft measurements provide evidence for two distinct classes of cirrus formed in the tropical tropopause region: (i) vertically extensive cirrus with low ice number concentrations, low extinctions, and large supersaturations (up to ∼70%) with respect to ice; and (ii) vertically thin cirrus layers with much higher ice concentrations that effectively deplete the vapor in excess of saturation. The persistent supersaturation in the former class of cirrus is consistent with the long time-scales (several hours or longer) for quenching of vapor in excess of saturation given the low ice concentrations and cold tropical tropopause temperatures. The low-concentration clouds are likely formed on a background population of insoluble particles with concentrations less than 100 L−1 (often less than 20 L−1), whereas the high ice concentration layers (with concentrations up to 10,000 L−1) can only be produced by homogeneous freezing of an abundant population of aqueous aerosols. These measurements, along with past high-altitude aircraft measurements, indicate that the low-concentration cirrus occur frequently in the tropical tropopause region, whereas the high-concentration cirrus occur infrequently. The predominance of the low-concentration clouds means cirrus near the tropical tropopause may typically allow entry of air into the stratosphere with as much as ∼1.7 times the ice saturation mixing ratio.

Estimating random errors due to shot noise in backscatter lidar observations

We discuss the estimation of random errors due to shot noise in backscatter lidar observations that use either photomultiplier tube (PMT) or avalanche photodiode (APD) detectors. The statistical characteristics of photodetection are reviewed, and photon count distributions of solar background signals and laser backscatter signals are examined using airborne lidar observations at 532 nm using a photon-counting mode APD. Both distributions appear to be Poisson, indicating that the arrival at the photodetector of photons for these signals is a Poisson stochastic process. For Poisson- distributed signals, a proportional, one-to-one relationship is known to exist between the mean of a distribution and its variance. Although the multiplied photocurrent no longer follows a strict Poisson distribution in analog-mode APD and PMT detectors, the proportionality still exists between the mean and the variance of the multiplied photocurrent. We make use of this relationship by introducing the noise scale factor (NSF), which quantifies the constant of proportionality that exists between the root mean square of the random noise in a measurement and the square root of the mean signal. Using the NSF to estimate random errors in lidar measurements due to shot noise provides a significant advantage over the conventional error estimation techniques, in that with the NSF, uncertainties can be reliably calculated from or for a single data sample. Methods for evaluating the NSF are presented. Algorithms to compute the NSF are developed for the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations lidar and tested using data from the Lidar In-space Technology Experiment.

Combined lidar‐radar remote sensing: Initial results from CRYSTAL‐FACE

In the near future NASA plans to fly satellites carrying a multi-wavelength backscatter lidar and a 94-GHz cloud profiling radar in formation to provide complete global profiling of cloud and aerosol properties. The CRYSTAL-FACE field campaign, conducted during July 2002, provided the first high-altitude colocated measurements from lidar and cloud profiling radar to simulate these spaceborne sensors. The lidar and radar provide complementary measurements with varying degrees of measurement overlap. This paper presents initial results of the combined airborne lidar-radar measurements during CRYSTAL-FACE. The overlap of instrument sensitivity is presented, within the context of particular CRYSTAL-FACE conditions. Results are presented to quantify the portion of atmospheric profiles sensed independently by each instrument and the portion sensed simultaneously by the two instruments.

Simple relation between lidar multiple scattering and depolarization for water clouds.

An empirical relationship is derived between the multiple-scattering fraction and the linear depolarization ratio by using Monte Carlo simulations of water clouds measured by backscatter lidar. This relationship is shown to hold for clouds having a wide range of extinction coefficients, mean droplet sizes, and droplet size distribution widths. The relationship is also shown to persist for various instrument fields of view and for measurements made within broken cloud fields. The results obtained from the Monte Carlo simulations are verified by using multiple-field-of-view lidar measurements. For space-based lidars equipped to measure linear depolarization ratios, this new relationship can be used to accurately assess signal perturbations due to multiple scattering within nonprecipitating water clouds.

Off-beam lidar: an emerging technique in cloud remote sensing based on radiative green-function theory in the diffusion domain

Abstract Atmospheric lidars do not penetrate directly most boundary-layer clouds due to their large optical density. However, the lidars photons are not absorbed but scattered out of the beam. Typically, about half are actually transmitted through the cloud and the other half escape the cloud by reflection in extended diffuse patterns that evolve in time. For all practical purposes, these are the clouds space-time Green functions (GFs). In a Fourier-Laplace expansion of the space-time GF, the leading term is representative of solar remote-sensing (i.e., steady/uniform source) while higher-order terms correspond to active approaches with temporal- and/or spatial- resolution capabilities. Radiative GF theory is tractable within the limits of photon-diffusion theory and homogeneous clouds. Monte Carlo simulations with realistically variable cloud models are used to extend the range of validity of analytical GF theory with minor modifications. GF theory tells us that physical and optical cloud thicknesses can be retrieved from off-beam cloud lidar returns.

Analysis techniques for the recovery of winds and backscatter coefficients from a multiple-channel incoherent Doppler lidar

The University of Michigan has developed an incoherent-detection Doppler lidar system that continuously measures vertical profiles of horizontal winds and aerosol backscatter. An overview of the instrument is given, followed by a description of improvements that have been made to control the system stability. Most notably, an active feedback system has been implemented to improve the laser frequency stability. A detailed forward model of the instrument is developed that includes many subtle effects, such as detector nonlinearity. A nonlinear least-squares inversion method is then described that permits the recovery of Doppler shift and aerosol backscatter without requiring assumptions about the molecular component of the signal. Examples of wind and aerosol backscatter profiles are shown to illustrate the capabilities of the fitting method.

Effective Radius of Ice Cloud Particle Populations Derived from Aircraft Probes

The effective radius (re) is a crucial variable in representing the radiative properties of cloud layers in general circulation models. This parameter is proportional to the condensed water content (CWC) divided by the extinction (). For ice cloud layers, parameterizations for re have been developed from aircraft in situ measurements 1) indirectly, using data obtained from particle spectrometer probes and assumptions or observations about particle shape and mass to get the ice water content (IWC) and area to get , and recently 2) from probes that derive IWC and more directly, referred to as the direct approach, even though the extinction is not measured directly. This study compares [IWC/] derived from the two methods using datasets acquired from comparable instruments on two aircraft, one sampling clouds at midlevels and the other at upper levels during the Cirrus Regional Study of Tropical Anvils and Cirrus Layers (CRYSTAL) Florida Area Cirrus Experiment (FACE) field program in Florida in 2002. A penetration by one of the aircraft into a cold midlatitude orographic wave cloud composed of small particles is further evaluated. The and IWC derived by each method are compared and evaluated in different ways for each aircraft dataset. Direct measurements of exceed those derived indirectly by a factor of 2–2.5. The IWC probes, relying on ice sublimation, appear to measure accurately except when the IWC is high or the particles too large to sublimate completely during the short transit time through the probe. The IWC estimated from the particle probes are accurate when direct measurements are available to provide constraints and give useful information in high IWC/large particle situations. Because of the discrepancy in estimates between the direct and indirect approaches, there is a factor of 2–3 difference in [IWC/] between them. Although there are significant uncertainties involved in its use, comparisons with several independent data sources suggest that the indirect method is the more accurate of the two approaches. However, experiments are needed to resolve the source of the discrepancy in .

An Improvement to the High-Spectral-Resolution CO2-Slicing Cloud-Top Altitude Retrieval

Abstract An improvement to high-spectral-resolution infrared cloud-top altitude retrievals is compared to existing retrieval methods and cloud lidar measurements. The new method, CO2 sorting, determines optimal channel pairs to which the CO2 slicing retrieval will be applied. The new retrieval is applied to aircraft Scanning High-Resolution Interferometer Sounder (S-HIS) measurements. The results are compared to existing passive retrieval methods and coincident Cloud Physics Lidar (CPL) measurements. It is demonstrated that when CO2 sorting is used to select channel pairs for CO2 slicing there is an improvement in the retrieved cloud heights when compared to the CPL for the optically thin clouds (total optical depths less than 1.0). For geometrically thick but tenuous clouds, the infrared retrieved cloud tops underestimated the cloud height, when compared to those of the CPL, by greater than 2.5 km. For these cases the cloud heights retrieved by the S-HIS correlated closely with the level at which the CPL...