Nihar Jindal

Capacity limits of MIMO channels

We provide an overview of the extensive results on the Shannon capacity of single-user and multiuser multiple-input multiple-output (MIMO) channels. Although enormous capacity gains have been predicted for such channels, these predictions are based on somewhat unrealistic assumptions about the underlying time-varying channel model and how well it can be tracked at the receiver, as well as at the transmitter. More realistic assumptions can dramatically impact the potential capacity gains of MIMO techniques. For time-varying MIMO channels there are multiple Shannon theoretic capacity definitions and, for each definition, different correlation models and channel information assumptions that we consider. We first provide a comprehensive summary of ergodic and capacity versus outage results for single-user MIMO channels. These results indicate that the capacity gain obtained from multiple antennas heavily depends on the available channel information at either the receiver or transmitter, the channel signal-to-noise ratio, and the correlation between the channel gains on each antenna element. We then focus attention on the capacity region of the multiple-access channels (MACs) and the largest known achievable rate region for the broadcast channel. In contrast to single-user MIMO channels, capacity results for these multiuser MIMO channels are quite difficult to obtain, even for constant channels. We summarize results for the MIMO broadcast and MAC for channels that are either constant or fading with perfect instantaneous knowledge of the antenna gains at both transmitter(s) and receiver(s). We show that the capacity region of the MIMO multiple access and the largest known achievable rate region (called the dirty-paper region) for the MIMO broadcast channel are intimately related via a duality transformation. This transformation facilitates finding the transmission strategies that achieve a point on the boundary of the MIMO MAC capacity region in terms of the transmission strategies of the MIMO broadcast dirty-paper region and vice-versa. Finally, we discuss capacity results for multicell MIMO channels with base station cooperation. The base stations then act as a spatially diverse antenna array and transmission strategies that exploit this structure exhibit significant capacity gains. This section also provides a brief discussion of system level issues associated with MIMO cellular. Open problems in this field abound and are discussed throughout the paper.

MIMO Broadcast Channels With Finite-Rate Feedback

Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e., multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this correspondence, a system where each receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. The well-known zero-forcing transmission technique is considered, and simple expressions for the throughput degradation due to finite-rate feedback are derived. A key finding is that the feedback rate per mobile must be increased linearly with the signal-to-noise ratio (SNR) (in decibels) in order to achieve the full multiplexing gain. This is in sharp contrast to point-to-point multiple-input multiple-output (MIMO) systems, in which it is not necessary to increase the feedback rate as a function of the SNR

Sum power iterative water-filling for multi-antenna Gaussian broadcast channels

In this correspondence, we consider the problem of maximizing sum rate of a multiple-antenna Gaussian broadcast channel (BC). It was recently found that dirty-paper coding is capacity achieving for this channel. In order to achieve capacity, the optimal transmission policy (i.e., the optimal transmit covariance structure) given the channel conditions and power constraint must be found. However, obtaining the optimal transmission policy when employing dirty-paper coding is a computationally complex nonconvex problem. We use duality to transform this problem into a well-structured convex multiple-access channel (MAC) problem. We exploit the structure of this problem and derive simple and fast iterative algorithms that provide the optimum transmission policies for the MAC, which can easily be mapped to the optimal BC policies.

Multiuser MIMO Achievable Rates With Downlink Training and Channel State Feedback

In this paper, we consider a multiple-input-multiple-output (MIMO) fading broadcast channel and compute achievable ergodic rates when channel state information (CSI) is acquired at the receivers via downlink training and it is provided to the transmitter by channel state feedback. Unquantized (analog) and quantized (digital) channel state feedback schemes are analyzed and compared under various assumptions. Digital feedback is shown to be potentially superior when the feedback channel uses per channel state coefficient is larger than 1. Also, we show that by proper design of the digital feedback link, errors in the feedback have a minor effect even if simple uncoded modulation is used on the feedback channel. We discuss first the case of an unfaded additive white Gaussian noise (AWGN) feedback channel with orthogonal access and then the case of fading MIMO multiple access (MIMO-MAC). We show that by exploiting the MIMO-MAC nature of the uplink channel, a much better scaling of the feedback channel resource with the number of base station (BS) antennas can be achieved. Finally, for the case of delayed feedback, we show that in the realistic case where the fading process has (normalized) maximum Doppler frequency shift 0 ¿ F < 1/2, a fraction 1 - 2F of the optimal multiplexing gain is achievable. The general conclusion of this work is that very significant downlink throughput is achievable with simple and efficient channel state feedback, provided that the feedback link is properly designed.In this paper, we consider a multiple-input-multiple-output (MIMO) fading broadcast channel and compute achievable ergodic rates when channel state information (CSI) is acquired at the receivers vi...

MIMO broadcast channels with finite rate feedback

Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e. multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this paper, a system where the receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. Simple expressions for the capacity degradation due to finite rate feedback as well as the required increases in feedback load per mobile as a function of the number of access point antennas and the system SNR are provided.

On the duality of Gaussian multiple-access and broadcast channels

We define a duality between Gaussian multiple-access channels (MACs) and Gaussian broadcast channels (BCs). The dual channels we consider have the same channel gains and the same noise power at all receivers. We show that the capacity region of the BC (both constant and fading) can be written in terms of the capacity region of the dual MAC, and vice versa. We can use this result to find the capacity region of the MAC if the capacity region of only the BC is known, and vice versa. For fading channels we show duality under ergodic capacity, but duality also holds for different capacity definitions for fading channels such as outage capacity and minimum-rate capacity. Using duality, many results known for only one of the two channels can be extended to the dual channel as well.

A primer on spatial modeling and analysis in wireless networks

The performance of wireless networks depends critically on their spatial configuration, because received signal power and interference depend critically on the distances between numerous transmitters and receivers. This is particularly true in emerging network paradigms that may include femtocells, hotspots, relays, white space harvesters, and meshing approaches, which are often overlaid with traditional cellular networks. These heterogeneous approaches to providing high-capacity network access are characterized by randomly located nodes, irregularly deployed infrastructure, and uncertain spatial configurations due to factors like mobility and unplanned user-installed access points. This major shift is just beginning, and it requires new design approaches that are robust to spatial randomness, just as wireless links have long been designed to be robust to fading. The objective of this article is to illustrate the power of spatial models and analytical techniques in the design of wireless networks, and to provide an entry-level tutorial.

Dirty-paper coding versus TDMA for MIMO Broadcast channels

We compare the capacity of dirty-paper coding (DPC) to that of time-division multiple access (TDMA) for a multiple-antenna (multiple-input multiple-output (MIMO)) Gaussian broadcast channel (BC). We find that the sum-rate capacity (achievable using DPC) of the multiple-antenna BC is at most min(M,K) times the largest single-user capacity (i.e., the TDMA sum-rate) in the system, where M is the number of transmit antennas and K is the number of receivers. This result is independent of the number of receive antennas and the channel gain matrix, and is valid at all signal-to-noise ratios (SNRs). We investigate the tightness of this bound in a time-varying channel (assuming perfect channel knowledge at receivers and transmitters) where the channel experiences uncorrelated Rayleigh fading and in some situations we find that the dirty paper gain is upper-bounded by the ratio of transmit-to-receive antennas. We also show that min(M,K) upper-bounds the sum-rate gain of successive decoding over TDMA for the uplink channel, where M is the number of receive antennas at the base station and K is the number of transmitters.

The Effect of Fading, Channel Inversion, and Threshold Scheduling on Ad Hoc Networks

This paper addresses three issues in the field of ad hoc network capacity: the impact of (i) channel fading, (ii) channel inversion power control, and (iii) threshold-based scheduling on capacity. Channel inversion and threshold scheduling may be viewed as simple ways to exploit channel state information (CSI) without requiring cooperation across transmitters. We use the transmission capacity (TC) as our metric, defined as the maximum spatial intensity of successful simultaneous transmissions subject to a constraint on the outage probability (OP). By assuming the nodes are located on the infinite plane according to a Poisson process, we are able to employ tools from stochastic geometry to obtain asymptotically tight bounds on the distribution of the signal-to-interference (SIR) level, yielding in turn tight bounds on the OP (relative to a given SIR threshold) and the TC. We demonstrate that in the absence of CSI, fading can significantly reduce the TC and somewhat surprisingly, channel inversion only makes matters worse. We develop a threshold-based transmission rule where transmitters are active only if the channel to their receiver is acceptably strong, obtain expressions for the optimal threshold, and show that this simple, fully distributed scheme can significantly reduce the effect of fading.

Limited feedback-based block diagonalization for the MIMO broadcast channel

Block diagonalization is a linear preceding technique for the multiple antenna broadcast (downlink) channel that involves transmission of multiple data streams to each receiver such that no multi-user interference is experienced at any of the receivers. This low-complexity scheme operates only a few dB away from capacity but requires very accurate channel knowledge at the transmitter. We consider a limited feedback system where each receiver knows its channel perfectly, but the transmitter is only provided with a finite number of channel feedback bits from each receiver. Using a random quantization argument, we quantify the throughput loss due to imperfect channel knowledge as a function of the feedback level. The quality of channel knowledge must improve proportional to the SNR in order to prevent interference-limitations, and we show that scaling the number of feedback bits linearly with the system SNR is sufficient to maintain a bounded rate loss. Finally, we compare our quantization strategy to an analog feedback scheme and show the superiority of quantized feedback.