Yuechen Wu

Spectrum splitting metrics and effect of filter characteristics on photovoltaic system performance

During the past few years there has been a significant interest in spectrum splitting systems to increase the overall efficiency of photovoltaic solar energy systems. However, methods for comparing the performance of spectrum splitting systems and the effects of optical spectral filter design on system performance are not well developed. This paper addresses these two areas. The system conversion efficiency is examined in detail and the role of optical spectral filters with respect to the efficiency is developed. A new metric termed the Improvement over Best Bandgap is defined which expresses the efficiency gain of the spectrum splitting system with respect to a similar system that contains the highest constituent single bandgap photovoltaic cell. This parameter indicates the benefit of using the more complex spectrum splitting system with respect to a single bandgap photovoltaic system. Metrics are also provided to assess the performance of experimental spectral filters in different spectrum splitting configurations. The paper concludes by using the methodology to evaluate spectrum splitting systems with different filter configurations and indicates the overall efficiency improvement that is possible with ideal and experimental designs.

Optical performance of dichroic spectrum-splitting filters

Abstract. We investigate the optical performance of dichroic filters used in solar spectrum-splitting applications. Photovoltaic (PV) systems utilizing spectrum splitting have higher theoretical conversion efficiency than single-bandgap PV modules. Dichroic filters have been used in several spectrum-splitting optical system designs with success. However, dichroic filters only achieve ideal performance under collimated incident light. With an incident angle constraint the optical concentration ratio is limited. A high-concentration ratio helps to achieve high-conversion efficiency and control cost by reducing the PV cell area. In a dual-junction spectrum-splitting PV configuration with a gallium arsenide (GaAs) PV cell and a 2.1-eV bandgap PV cell, the experimental dichroic filter can provide 86.3% of the ideal designed performance. The filter nonideal performance under focused incident light is simulated with ZEMAX. System efficiency under different F-number and filter refractive index is simulated for dual-junction and three-junction systems to show the performance of dichroic filters. We have found that for a dual-bandgap spectrum-splitting system there is a 0.32% system efficiency gain associated with a filter refractive index increased from 1.5 to 1.95. An efficiency gain of 0.41% is associated with an aperture size reduction from F2.0 to F3.0. In a three-junction configuration, simulation shows that a 0.57% system efficiency gain is possible when the filter refractive index is increased from 1.5 to 1.95. An efficiency gain of 0.63% is associated with an aperture size reduction from F2.0 to F3.0.

Broadband Gerchberg-Saxton algorithm for freeform diffractive spectral filter design

A multi-wavelength expansion of the Gerchberg-Saxton (GS) algorithm is developed to design and optimize a surface relief Diffractive Optical Element (DOE). The DOE simultaneously diffracts distinct wavelength bands into separate target regions. A description of the algorithm is provided, and parameters that affect filter performance are examined. Performance is based on the spectral power collected within specified regions on a receiver plane. The modified GS algorithm is used to design spectrum splitting optics for CdSe and Si photovoltaic (PV) cells. The DOE has average optical efficiency of 87.5% over the spectral bands of interest (400-710 nm and 710-1100 nm). Simulated PV conversion efficiency is 37.7%, which is 29.3% higher than the efficiency of the better performing PV cell without spectrum splitting optics.

Cross-correlation analysis of dispersive spectrum splitting techniques for photovoltaic systems

Abstract. There has been a significant interest in spectrum splitting techniques to increase the overall efficiency of photovoltaic solar energy systems. In spectrum splitting, an optical system is used to spectrally separate the incident sunlight. Although systems with different methods and geometries have been proposed, they can generally be classified as either dispersive or nondispersive. Nondispersive systems are based on reflective spectral filters that have minimum optical losses due to dispersion. Dispersive systems use optical elements that spatially separate light as a function of wavelength. This class of spectrum system typically operates in transmission and is shown to have an inherent optical loss. The dispersive effects of transmission type filters are evaluated using a cross-correlation analysis. The results of the analysis are then used to evaluate different spectrum splitting geometries and to determine parameters that minimize their dispersion losses and optimize optical designs.

Two-junction holographic spectrum-splitting microconcentrating photovoltaic system

Abstract. Spectrum-splitting is a multijunction photovoltaic technology that can effectively improve the conversion efficiency and reduce the cost of photovoltaic systems. Microscale PV design integrates a group of microconcentrating photovoltaic (CPV) systems into an array. It retains the benefits of CPV and obtains other benefits such as a compact form, improved heat rejection capacity, and more versatile PV cell interconnect configurations. We describe the design and performance of a two-junction holographic spectrum-splitting micro-CPV system that uses GaAs wide bandgap and silicon narrow bandgap PV cells. The performance of the system is simulated with a nonsequential raytracing model and compared to the performance of the highest efficiency PV cell used in the micro-CPV array. The results show that the proposed system reaches the conversion efficiency of 31.98% with a quantum concentration ratio of 14.41× on the GaAs cell and 0.75× on the silicon cell when illuminated with the direct AM1.5 spectrum. This system obtains an improvement over the best bandgap PV cell of 20.05%, and has an acceptance angle of ±6  deg allowing for tolerant tracking.

Freeform surface relief diffractive optic for photovoltaic spectrum splitting

A surface relief diffractive optical element (DOE) for photovoltaic (PV) spectrum splitting is fabricated and tested. The optic is designed using a modified Gerchberg-Saxton algorithm. The module consists of a DOE followed by a 3.3 cm focal length lens. Alternating side-by-side PV cells - Indium Gallium Phosphide and Silicon - are placed at the collection plane. The DOE is fabricated in photopolymer using grayscale lithography. Optical efficiency and spectral distribution are measured with a scanning spectrometer. Two-bandgap conversion efficiency of 25.4% is achieved using the fabricated DOE. Simulations show that 28.4% conversion efficiency is possible with this type of optical element, which approaches the maximum possible conversion efficiency of the two-cell combination used (32.4%).

Design of folded holographic spectrum-splitting photovoltaic system for direct and diffuse illumination conditions

Spectrum-splitting is a beneficial technique to increase the efficiency and reduce the cost of photovoltaic (PV) systems. This method divides the incident solar spectrum into spectral components that are spatially separated and directed to PV cells with matching spectral responsivity characteristics. This approach eliminates problems associated with current and lattice matching that must be maintained in tandem multi-junction systems. In this paper, a two-junction holographic spectrum-splitting photovoltaic system is demonstrated with a folded PV geometry. The system is designed to use both direct and diffuse solar irradiation. It consists of holographic elements, a wedge-shaped optical guide, and PV substrates with back reflectors. The holographic elements and back reflectors spatially separate the incident solar spectrum and project spectral components onto matching PV cell types. In addition, the wedge-shaped optical guide traps diffuse illumination inside the system to increase absorption. In this paper, the wedge spectrum splitting system is analyzed using tabulated data for InGaP2/GaAs cells with direct illumination combined with experimental data for reflection volume holograms. A system efficiency of 31.42% is obtained with experimental reflection hologram data. This efficiency is a 21.42% improvement over a similar system that uses one PV cell with the highest efficiency (GaAs). Simulation results show large acceptance angle for both in-plane and out-of plane directions. Simulation of the output power of the system with different configurations at different times of the year are also presented.

Grating-over-Lens Holographic Spectrum Splitting Concentrating Photovoltaics

In this summary, simulation and experimental results are reported for a holographic grating-over-lens spectrum splitting geometry. Spectrum splitting is presented as an alternative that avoids lattice and current matching limitations of multi junction tandem cells.

Optical performance of dichroic filters in solar spectrum-Splitting application

Abstract: This paper describes the effects of non-ideal dichroic filter characteristics on the performance of concentrating spectrum splitting photovoltaic systems.

Holographic cap collectors for enhanced mid-day energy production of vertically mounted bifacial photovoltaic modules

The most expensive electrical energy occurs during early morning and late afternoon time periods. This poses a problem for fixed latitude mounted photovoltaic (PV) systems since the sun is low in the sky. One potential solution is to use vertically mounted bifacial PV modules to increase the East-West collection area and solar energy production during high energy usage time periods. However, vertically mounted PV modules have reduced conversion efficiency during mid-day time periods. In this paper the use of a horizontally mounted collector with holographic elements is examined as a way of increasing the energy yield of vertically mounted bifacial PV (VMBP) modules during mid-day time periods. The design of a holographic `cap’ collector is evaluated that considers dimensional constraints, holographic diffraction efficiency characteristics, and system solar collection efficiency properties. The irradiance illuminating the vertical mount is modeled with and without the cap. The design process also includes the optimization of separation between rows of vertically mounted modules and the use of directional diffusers in the proximity of the modules to maximize system energy yield.