R. A. Mewaldt

Shock geometry, seed populations, and the origin of variable elemental composition at high energies in large gradual solar particle events

Above a few tens of MeV per nucleon, large, gradual solar energetic particle (SEP) events are highly variable in their spectral characteristics and elemental composition. The origin of this variability has been a matter of intense and ongoing debate. In this paper, we propose that this variability arises from the interplay of two factors—shock geometry and a compound seed population, typically comprising both solar-wind and flare suprathermals. Whereas quasi-parallel shocks generally draw their seeds from solar-wind suprathermals, quasi-perpendicular shocks—by requiring a higher initial speed for effective injection—preferentially accelerate seed particles from flares. Solar-wind and flare seed particles have distinctive compositional characteristics, which are then reflected in the accelerated particles. We first examine our hypothesis in the context of particles locally accelerated near 1 AU by traveling interplanetary shocks. We illustrate the implications of our hypothesis for SEPs with two very large events, 2002 April 21 and 2002 August 24. These two events arise from very similar solar progenitors but nevertheless epitomize extremes in high-energy SEP variability. We then test our hypothesis with correlation studies based on observations of 43 large SEP events in 1997-2003 by the Advanced Composition Explorer, Wind, the Interplanetary Monitoring Platform 8, and GOES. We consider correlations among high-energy Fe/O, event size, spectral characteristics, the presence of GeV protons, and event duration at high energies. The observed correlations are all qualitatively consistent with our hypothesis. Although these correlation studies cannot be construed as proof of our hypothesis, they certainly confirm its viability. We also examine the alternative hypothesis in which a direct flare component—rather than flare particles subsequently processed through a shock—dominates at high energies. This alternative would produce compositional characteristics similar to those of our hypothesis. However, the observed longitude distribution of the enhanced Fe/O events, their spectral characteristics, and recent timing studies all pose serious challenges for a direct flare component. We also comment on measurements of the mean ionic charge state of Fe at high energies. We conclude that shock geometry and seed population potentially provide a framework for understanding the overall high-energy variability in large SEP events. We suggest additional studies for testing this hypothesis.

Relativistic electron acceleration and decay time scales in the inner and outer radiation belts: SAMPEX

High-energy electrons have been measured systematically in a low-altitude (520 × 675 km), nearly polar (inclination = 82°) orbit by sensitive instruments onboard the Solar, Anomalous, and Magnetospheric Particle Explorer (SAMPEX). Count rate channels with electron energy thresholds ranging from 0.4 MeV to 3.5 MeV in three different instruments have been used to examine relativistic electron variations as a function of L-shell parameter and time. A long run of essentially continuous data (July 1992–July 1993) shows substantial acceleration of energetic electrons throughout much of the magnetosphere on rapid time scales. This acceleration appears to be due to solar wind velocity enhancements and is surprisingly large in that the radiation belt “slot” region often is filled temporarily and electron fluxes are strongly enhanced even at very low L-values (L ∼ 2). A superposed epoch analysis shows that electron fluxes rise rapidly for 2.5 ≲ L ≲ 5. These increases occur on a time scale of order 1–2 days and are most abrupt for L-values near 3. The temporal decay rate of the fluxes is dependent on energy and L-value and may be described by J = Ke-t/to with to ≈ 5–10 days. Thus, these results suggest that the Earths magnetosphere is a cosmic electron accelerator of substantial strength and efficiency.

Energy partition in two solar flare/CME events

Using coordinated observations from instruments on the Advanced Composition Explorer (ACE), the Solar and Heliospheric Observatory (SOHO), and the Ramaty High Energy Solar Spectroscopic Imager (RHESSI), we have evaluated the energetics of two well-observed flare/CME events on 21 April 2002 and 23 July 2002. For each event, we have estimated the energy contents (and the likely uncertainties) of (1) the coronal mass ejection, (2) the thermal plasma at the Sun, (3) the hard X-ray producing accelerated electrons, (4) the gamma-ray producing ions, and (5) the solar energetic particles. The results are assimilated and discussed relative to the probable amount of nonpotential magnetic energy available in a large active region.

Recurrent geomagnetic storms and relativistic electron enhancements in the outer magnetosphere: ISTP coordinated measurements

New, coordinated measurements from the International Solar-Terrestrial Physics (ISTP) constellation of spacecraft are presented to show the causes and effects of recurrent geomagnetic activity during recent solar minimum conditions. It is found using WIND and POLAR data that even for modest geomagnetic storms, relativistic electron fluxes are strongly and rapidly enhanced within the outer radiation zone of the Earths magnetosphere. Solar wind data are utilized to identify the drivers of magnetospheric acceleration processes. Yohkoh solar soft X-ray data are also used to identify the solar coronal holes that produce the high-speed solar wind streams which, in turn, cause the recurrent geomagnetic activity. It is concluded that even during extremely quiet solar conditions (sunspot minimum) there are discernible coronal holes and resultant solar wind streams which can produce intense magnetospheric particle acceleration. As a practical consequence of this Sun-Earth connection, it is noted that a long-lasting E>1MeV electron event in late March 1996 appears to have contributed significantly to a major spacecraft (Anik E1) operational failure.

Global Energetics of Thirty-Eight Large Solar Eruptive Events

We have evaluated the energetics of 38 solar eruptive events observed by a variety of spacecraft instruments between 2002 February and 2006 December, as accurately as the observations allow. The measured energetic components include: (1) the radiated energy in the Geostationary Operational Environmental Satellite 1-8 A band, (2) the total energy radiated from the soft X-ray (SXR) emitting plasma, (3) the peak energy in the SXR-emitting plasma, (4) the bolometric radiated energy over the full duration of the event, (5) the energy in flare-accelerated electrons above 20 keV and in flare-accelerated ions above 1 MeV, (6) the kinetic and potential energies of the coronal mass ejection (CME), (7) the energy in solar energetic particles (SEPs) observed in interplanetary space, and (8) the amount of free (non-potential) magnetic energy estimated to be available in the pertinent active region. Major conclusions include: (1) the energy radiated by the SXR-emitting plasma exceeds, by about half an order of magnitude, the peak energy content of the thermal plasma that produces this radiation; (2) the energy content in flare-accelerated electrons and ions is sufficient to supply the bolometric energy radiated across all wavelengths throughout the event; (3) the energy contents of flare-accelerated electrons and ions are comparable; (4) the energy in SEPs is typically a few percent of the CME kinetic energy (measured in the rest frame of the solar wind); and (5) the available magnetic energy is sufficient to power the CME, the flare-accelerated particles, and the hot thermal plasma.

Proton, helium, and electron spectra during the large solar particle events of October-November 2003

The extraordinary period from late October through early November 2003 was marked by more than 40 coronal mass ejections (CME), eight X-class flares, and five large solar energetic particle (SEP) events. Using data from instruments on the ACE, SAMPEX, and GOES-11 spacecraft, the fluences of H, He, O, and electrons have been measured in these five events over the energy interval from ∼0.1 to >100 MeV/nucleon for the ions and ∼0.04 to 8 MeV for electrons. The H, He, and O spectra are found to resemble double power laws, with a break in the spectral index between ∼5 and ∼50 MeV/nucleon which appears to depend on the charge-to-mass ratio of the species. Possible interpretations of the relative location of the H and He breaks are discussed. The electron spectra can also be characterized by double power laws, but incomplete energy coverage prevents an exact determination of where and how the spectra steepen. The proton and electron fluences in the 28 October 2003 SEP event are comparable to the largest observed during the previous solar maximum, and within a factor of 2 or 3 of the largest SEP events observed during the last 50 years. The 2-week period covered by these observations accounted for ∼20% of the high-energy solar-particle fluence over the years from 1997 to 2003. By integrating over the energy spectra, the total energy content of energetic protons, He, and electrons in the interplanetary medium can be estimated. After correcting for the location of the events, it is found that the kinetic energy in energetic particles amounts to a significant fraction of the estimated CME kinetic energy, implying that shock acceleration must be relatively efficient in these events.

PET: a proton/electron telescope for studies of magnetospheric, solar, and galactic particles

The proton/electron telescope (PET) on SAMPEX (Solar, Anomalous, and Magnetospheric Particle Explorer) is designed to provide measurements of energetic electrons and light nuclei from solar, Galactic, and magnetospheric sources. PET is an all solid-state system that will measure the differential energy spectra of electrons from approximately 1 to approximately 30 MeV and H and He nuclei from approximately 20 to approximately 300 MeV/nucleon, with isotope resolution of H and He extending from approximately 20 to approximately 80 MeV/nucleon. As SAMPEX scans all local times and geomagnetic cutoffs over the course of its near-polar orbit, PET will characterize precipitating relativistic electron events during periods of declining solar activity, and it will examine whether the production rate of odd nitrogen and hydrogen molecules in the middle atmosphere by precipitating electrons is sufficient to affect O/sub 3/ depletion. In addition, PET will complement studies of the elemental and isotopic composition of energetic heavy (Z>2) nuclei on SAMPEX by providing measurements of H, He, and electrons. Finally, PET has limited capability to identify energetic positrons from potential natural and man-made sources. >

RECORD-SETTING COSMIC-RAY INTENSITIES IN 2009 AND 2010

We report measurements of record-setting intensities of cosmic-ray nuclei from C to Fe, made with the Cosmic Ray Isotope Spectrometer carried on the Advanced Composition Explorer in orbit about the inner Sun-Earth Lagrangian point. In the energy interval from ~70 to ~450 MeV nucleon^(–1), near the peak in the near-Earth cosmic-ray spectrum, the measured intensities of major species from C to Fe were each 20%-26% greater in late 2009 than in the 1997-1998 minimum and previous solar minima of the space age (1957-1997). The elevated intensities reported here and also at neutron monitor energies were undoubtedly due to several unusual aspects of the solar cycle 23/24 minimum, including record-low interplanetary magnetic field (IMF) intensities, an extended period of reduced IMF turbulence, reduced solar-wind dynamic pressure, and extremely low solar activity during an extended solar minimum. The estimated parallel diffusion coefficient for cosmic-ray transport based on measured solar-wind properties was 44% greater in 2009 than in the 1997-1998 solar-minimum period. In addition, the weaker IMF should result in higher cosmic-ray drift velocities. Cosmic-ray intensity variations at 1 AU are found to lag IMF variations by 2-3 solar rotations, indicating that significant solar modulation occurs inside ~20 AU, consistent with earlier galactic cosmic-ray radial-gradient measurements. In 2010, the intensities suddenly decreased to 1997 levels following increases in solar activity and in the inclination of the heliospheric current sheet. We describe the conditions that gave cosmic rays greater access to the inner solar system and discuss some of their implications.

The Absolute Flux of Protons and Helium at the Top of the Atmosphere Using IMAX

The cosmic-ray proton and helium spectra from 0.2 GeV nucleon^(-1) to about 200 GeV nucleon^(-1) have been measured with the balloon-borne experiment Isotope Matter-Antimatter Experiment (IMAX) launched from Lynn Lake, Manitoba, Canada, in 1992. IMAX was designed to search for antiprotons and light isotopes using a superconducting magnet spectrometer together with scintillators, a time-of-flight system, and Cherenkov detectors. Using redundant detectors, an extensive examination of the instrument efficiency was carried out. We present here the absolute spectra of protons and helium corrected to the top of the atmosphere and to interstellar space. If demodulated with a solar modulation parameter of Φ = 750 MV, the measured interstellar spectra between 20 and 200 GV can be represented by a power law in rigidity, with (1.42 ± 0.21) × 10^4R^(-2.71±0.04) (m^2 GV s sr)^(-1) for protons and (3.15 ± 1.03) × 10^3R^(-2.79±0.08) (m^2 GV s sr)^(-1) for helium.

Are energetic electrons in the solar wind the source of the outer radiation belt

Using data from WIND, SAMPEX (Solar Anomalous, and Magnetospheric Particle Explorer), and the Los Alamos National Laboratory (LANL) sensors onboard geostationary satellites, we investigate the correlation of energetic electrons in the 20–200 keV range in the solar wind and of high speed solar wind streams with relativistic electrons in the magnetosphere to determine whether energetic electrons in the solar wind are the source of the outer relativistic electron radiation belt. Though there is some correlation between energetic electron enhancements in the solar wind and enhancements in the outer radiation belt, the phase space density of 20–200 keV electrons in the solar wind is not adequate to supply the outer radiation belt electrons. Although lower energy electrons in the solar wind could be a seed population of the outer radiation belt, such lower energy electrons cannot achieve relativistic energies through the normal process of radial transport which conserves the first adiabatic invariant. Thus additional internal acceleration processes are required within the magnetosphere to produce the outer radiation belt. High speed solar wind streams are well correlated with increased magnetic activity and with increased fluxes in the outer radiation belt. The maximum correlation between the high speed streams and the radiation belt flux occurs with an increasing time delay for higher energies and and lower L values. We conclude that acceleration processes within the magnetosphere which are well correlated with high speed solar wind streams are responsible for the outer radiation belt electrons.