William N. Davis

Sputter deposition of PZT piezoelectric films on thin glass substrates for adjustable x-ray optics

Piezoelectric PbZr(0.52)Ti(0.48)O(3) (PZT) thin films deposited on thin glass substrates have been proposed for adjustable optics in future x-ray telescopes. The light weight of these x-ray optics enables large collecting areas, while the capability to correct mirror figure errors with the PZT thin film will allow much higher imaging resolution than possible with conventional lightweight optics. However, the low strain temperature and flexible nature of the thin glass complicate the use of chemical-solution deposition due to warping of the substrate at typical crystallization temperatures for the PZT. RF magnetron sputtering enabled preparation of PZT films with thicknesses up to 3 μm on Schott D263 glass substrates with much less deformation. X-ray diffraction analysis indicated that the films crystallized with the perovskite phase and showed no indication of secondary phases. Films with 1 cm(2) electrodes exhibited relative permittivity values near 1100 and loss tangents below 0.05. In addition, the remanent polarization was 26 μC/cm(2) with coercive fields of 33 kV/cm. The transverse piezoelectric coefficient was as high as -6.1±0.6 C/m(2). To assess influence functions for the x-ray optics application, the piezoelectrically induced deflection of individual cells was measured and compared with finite-element-analysis calculations. The good agreement between the results suggests that actuation of PZT thin films can control mirror figure errors to a precision of about 5 nm, allowing sub-arcsecond imaging.

The GMT-CfA, Carnegie, Catolica, Chicago Large Earth Finder (G-CLEF): a general purpose optical echelle spectrograph for the GMT with precision radial velocity capability

The GMT-CfA, Carnegie, Catolica, Chicago Large Earth Finder (G-CLEF) is a fiber fed, optical echelle spectrograph that has undergone conceptual design for consideration as a first light instrument at the Giant Magellan Telescope. GCLEF has been designed to be a general-purpose echelle spectrograph with precision radial velocity (PRV) capability. We have defined the performance envelope of G-CLEF to address several of the highest science priorities in the Decadal Survey1. The spectrograph optical design is an asymmetric, two-arm, white pupil design. The asymmetric white pupil design is adopted to minimize the size of the refractive camera lenses. The spectrograph beam is nominally 300 mm, reduced to 200 mm after dispersion by the R4 echelle grating. The peak efficiency of the spectrograph is >35% and the passband is 3500-9500Å. The spectrograph is primarily fed with three sets of fibers to enable three observing modes: High-Throughput, Precision-Abundance and PRV. The respective resolving powers of these modes are R~ 25,000, 40,000 and 120,000. We also anticipate having an R~40,000 Multi-object Spectroscopy mode with a multiplex of ~40 fibers. In PRV mode, each of the seven 8.4m GMT primary mirror sub-apertures feeds an individual fiber, which is scrambled after pupil-slicing. The goal radial velocity precision of G-CLEF is ∂V <10 cm/sec radial. In this paper, we provide a flowdown from fiducial science programs to design parameters. We discuss the optomechanical, electrical, structural and thermal design and present a roadmap to first light at the GMT.

Adjustable grazing incidence x-ray optics based on thin PZT films

The direct deposition of piezoelectric thin films on thin substrates offers an appealing technology for the realization of lightweight adjustable mirrors capable of sub-arcsecond resolution. This solution will make it possible to realize X-ray telescopes with both large effective area and exceptional angular resolution and, in particular, it will enable the realization of the adjustable optics for the proposed mission Square Meter Arcsecond Resolution X-ray Telescope (SMART-X). In the past years we demonstrated for the first time the possibility of depositing a working piezoelectric thin film (1-5 um) made of lead-zirconate-titanate (PZT) on glass. Here we review the recent progress in film deposition and influence function characterization and comparison with finite element models. The suitability of the deposited films is analyzed and some constrains on the piezoelectric film performances are derived. The future steps in the development of the technology are described.

Finite element analyses of thin film active grazing incidence x-ray optics

The Chandra X-ray Observatory, with its sub-arc second resolution, has revolutionized X-ray astronomy by revealing an extremely complex X-ray sky and demonstrating the power of the X-ray window in exploring fundamental astrophysical problems. Larger area telescopes of still higher angular resolution promise further advances. We are engaged in the development of a mission concept, Generation-X, a 0.1 arc second resolution x-ray telescope with tens of square meters of collecting area, 500 times that of Chandra. To achieve these two requirements of imaging and area, we are developing a grazing incidence telescope comprised of many mirror segments. Each segment is an adjustable mirror that is a section of a paraboloid or hyperboloid, aligned and figure corrected in situ on-orbit. To that end, finite element analyses of thin glass mirrors are performed to determine influence functions for each actuator on the mirrors, in order to develop algorithms for correction of mirror deformations. The effects of several mirror mounting schemes are also studied. The finite element analysis results, combined with measurements made on prototype mirrors, will be used to further refine the correction algorithms.

Technology development of adjustable grazing incidence x-ray optics for sub-arc second imaging

We report on technical progress made over the past year developing thin film piezoelectric adjustable grazing incidence optics. We believe such mirror technology represents a solution to the problem of developing lightweight, sub-arc second imaging resolution X-ray optics. Such optics will be critical to the development next decade of astronomical X-ray observatories such as SMART-X, the Square Meter Arc Second Resolution X-ray Telescope. SMART-X is the logical heir to Chandra, with 30 times the collecting area and Chandra-like imaging resolution, and will greatly expand the discovery space opened by Chandra’s exquisite imaging resolution. In this paper we discuss deposition of thin film piezoelectric material on flat glass mirrors. For the first time, we measured the local figure change produced by energizing a piezo cell – the influence function, and showed it is in good agreement with finite element modeled predictions. We determined that at least one mirror substrate material is suitably resistant to piezoelectric deposition processing temperatures, meaning the amplitude of the deformations introduced is significantly smaller than the adjuster correction dynamic range. Also, using modeled influence functions and IXO-based mirror figure errors, the residual figure error was predicted post-correction. The impact of the residual figure error on imaging performance, including any mid-frequency ripple introduced by the corrections, was modeled. These, and other, results are discussed, as well as future technology development plans.

Generation-X mirror technology development plan and the development of adjustable x-ray optics

Generation-X is being studied as an extremely high resolution, very large area grazing incidence x-ray telescope. Under a NASA Advanced Mission Concepts Study, we have developed a technology plan designed to lead to the 0.1 arcsec (HPD) resolution adjustable optics with 50 square meters of effective area necessary to meet Generation-X requirements. We describe our plan in detail. In addition, we report on our development activities of adjustable grazing incidence optics via the fabrication of bimorph mirrors. We have successfully deposited thin-film piezo-electric material on the back surface of thin glass mirrors. We report on the electrical and mechanical properties of the bimorph mirrors. We also report on initial finite element modeling of adjustable grazing incidence mirrors; in particular, we examine the impact of how the mirrors are supported - the boundary conditions - on the deformations which can be achieved.

Improving yield of PZT piezoelectric devices on glass substrates

The proposed SMART-X telescope includes adaptive optics systems that use piezoelectric lead zirconate titanate (PZT) films deposited on flexible glass substrates. Several processing constraints are imposed by current designs: the crystallization temperature must be kept below 550 °C, the total stress in the film must be minimized, and the yield on 1 cm2 actuator elements should be < 90%. For this work, RF magnetron sputtering was used to deposit films since chemical solution deposition (CSD) led to warping of large area flexible glass substrates. A PZT 52/48 film that wasdeposited at 4 mTorr and annealed at 550 °C for 24 hours showed no detectable levels of either PbO or pyrochlore second phases. Large area electrodes (1cm x 1 cm) were deposited on 4” glass substrates. Initially, the yield of the devices was low, however, two methods were employed to increase the yield to near 100 %. The first method included a more rigorous cleaning to improve the continuity of the Pt bottom electrode. The second method was to apply 3 V DC across the capacitor structure to burn out regions of defective PZT. The result of this latter method essentially removed conducting filaments in the PZT but left the bulk of the material undamaged. By combining these two methods, the yield on the large area electrodes improved from < 10% to nearly 100%.

Technology challenges of active x-ray optics for astronomy

Adjustable x-ray optics offer the promise of much higher imaging resolution with lightweight optics, providing the key technology for the development of the next generation of astronomical x-ray telescopes such as Generation-X. These adjustable grazing incidence optics might be adjusted only once, on-orbit. To produce theses optics will require the development of several component technologies along with their integration into a new mirror concept. In this paper we define a number of the key technologies necessary for adjustable x-ray optics for astronomy, give a brief description of the issues involved, and some status of these activities being developed as part of our adjustable optics development program at the Smithsonian Astrophysical Observatory.

Toward Active X-ray Telescopes II

In the half century since the initial discovery of an astronomical (non-solar) x-ray source, the observation time required to achieve a given sensitivity has decreased by eight orders of magnitude. Largely responsible for this dramatic progress has been the refinement of the (grazing-incidence) focusing x-ray telescope, culminating with the exquisite subarcsecond imaging performance of the Chandra X-ray Observatory. The future of x-ray astronomy relies upon the development of x-ray telescopes with larger aperture areas (< 1 m2) and comparable or finer angular resolution (< 1″). Combined with the special requirements of grazing-incidence optics, the mass and envelope constraints of space-borne telescopes render such advances technologically challenging—requiring precision fabrication, alignment, and assembly of large areas (< 200 m2) of lightweight (≈ 1 kg m-2 areal density) mirrors. Achieving precise and stable alignment and figure control may entail active (in-space adjustable) x-ray optics. This paper discusses relevant programmatic and technological issues and summarizes current progress toward active x-ray telescopes.

Simulating correction of adjustable optics for an x-ray telescope

The next generation of large X-ray telescopes with sub-arcsecond resolution will require very thin, highly nested grazing incidence optics. To correct the low order figure errors resulting from initial manufacture, the mounting process, and the effects of going from 1 g during ground alignment to zero g on-orbit, we plan to adjust the shapes via piezoelectric “cells” deposited on the backs of the reflecting surfaces. This presentation investigates how well the corrections might be made. We take a benchmark conical glass element, 410×205 mm, with a 20×20 array of piezoelectric cells 19×9 mm in size. We use finite element analysis to calculate the influence function of each cell. We then simulate the correction via pseudo matrix inversion to calculate the stress to be applied by each cell, considering distortion due to gravity as calculated by finite element analysis, and by putative low order manufacturing distortions described by Legendre polynomials. We describe our algorithm and its performance, and the implications for the sensitivity of the resulting slope errors to the optimization strategy.