Pim Martens

Transdisciplinary research in sustainability science: practice, principles, and challenges

There is emerging agreement that sustainability challenges require new ways of knowledge production and decision-making. One key aspect of sustainability science, therefore, is the involvement of actors from outside academia into the research process in order to integrate the best available knowledge, reconcile values and preferences, as well as create ownership for problems and solution options. Transdisciplinary, community-based, interactive, or participatory research approaches are often suggested as appropriate means to meet both the requirements posed by real-world problems as well as the goals of sustainability science as a transformational scientific field. Dispersed literature on these approaches and a variety of empirical projects applying them make it difficult for interested researchers and practitioners to review and become familiar with key components and design principles of how to do transdisciplinary sustainability research. Starting from a conceptual model of an ideal–typical transdisciplinary research process, this article synthesizes and structures such a set of principles from various strands of the literature and empirical experiences. We then elaborate on them, looking at challenges and some coping strategies as experienced in transdisciplinary sustainability projects in Europe, North America, South America, Africa, and Asia. The article concludes with future research needed in order to further enhance the practice of transdisciplinary sustainability research.

Measuring globalisation: Gauging its consequences

Towards an Understanding of the Concept of Globalisation.- The Measurement of Globalisation.- Consequences of Globalisation Reconsidered: Applying The KOF Index.- Conclusion.

The impact of heat waves and cold spells on mortality rates in the Dutch population.

We conducted the study described in this paper to investigate the impact of ambient temperature on mortality in the Netherlands during 1979-1997, the impact of heat waves and cold spells on mortality in particular, and the possibility of any heat wave- or cold spell-induced forward displacement of mortality. We found a V-like relationship between mortality and temperature, with an optimum temperature value (e.g., average temperature with lowest mortality rate) of 16.5 degrees C for total mortality, cardiovascular mortality, respiratory mortality, and mortality among those [Greater and equal to] 65 year of age. For mortality due to malignant neoplasms and mortality in the youngest age group, the optimum temperatures were 15.5 degrees C and 14.5 degrees C, respectively. For temperatures above the optimum, mortality increased by 0.47, 1.86, 12.82, and 2.72% for malignant neoplasms, cardiovascular disease, respiratory diseases, and total mortality, respectively, for each degree Celsius increase above the optimum in the preceding month. For temperatures below the optimum, mortality increased 0.22, 1.69, 5.15, and 1.37%, respectively, for each degree Celsius decrease below the optimum in the preceding month. Mortality increased significantly during all of the heat waves studied, and the elderly were most effected by extreme heat. The heat waves led to increases in mortality due to all of the selected causes, especially respiratory mortality. Average total excess mortality during the heat waves studied was 12.1%, or 39.8 deaths/day. The average excess mortality during the cold spells was 12.8% or 46.6 deaths/day, which was mostly attributable to the increase in cardiovascular mortality and mortality among the elderly. The results concerning the forward displacement of deaths due to heat waves were not conclusive. We found no cold-induced forward displacement of deaths.

Climate change and future populations at risk of malaria

Global estimates of the potential impact of climate change on malaria transmission were calculated based on future climate scenarios produced by the HadCM2 and the more recent HadCM3 global climate models developed by the UK Hadley Centre. This assessment uses an improved version of the MIASMA malaria model, which incorporates knowledge about the current distributions and characteristics of the main mosquito species of malaria. The greatest proportional changes in potential transmission are forecast to occur in temperate zones, in areas where vectors are present but it is currently too cold for transmission. Within the current vector distribution limits, only a limited expansion of areas suitable for malaria transmission is forecast, such areas include: central Asia, North America and northern Europe. On a global level, the numbers of additional people at risk of malaria in 2080 due to climate change is estimated to be 300 and 150 million for P. falciparum and P. vivax types of malaria, respectively, under the HadCM3 climate change scenario. Under the HadCM2 ensemble projections, estimates of additional people at risk in 2080 range from 260 to 320 million for P. falciparum and from 100 to 200 million for P. vivax. Climate change will have an important impact on the length of the transmission season in many areas, and this has implications for the burden of disease. Possible decreases in rainfall indicate some areas that currently experience year-round transmission may experience only seasonal transmission in the future. Estimates of future populations at risk of malaria differ significantly between regions and between climate scenarios.

Millions at risk: defining critical climate change threats and targets

Agreements to mitigate climate change have been hampered by several things, not least their cost. But the cost might well be more acceptable if we had a clear picture of what damages would be avoided by different levels of emissions reductions, in other words, a clear idea of the pay off. The problem is that we do not. The Third Assessment Report of the Intergovernmental Panel on Climate Change (IPCC) published this year (IPCC (2001a) and IPCC (2001b)) lists a wide range of potential impacts but has difficulty in discriminating between those that are critical in their nature and magnitude from those that are less important. Yet, the identification of critical impacts (e.g. ones that should be avoided at any reasonable cost) is obviously a key to addressing targets for mitigating climate change. Indeed, a central objective of the UN Framework Objective on Climate Change (UNFCCC) is to avoid “dangerous levels” of climate change that could threaten food security, ecosystems and sustainable development (areas of risk that are specifically mentioned in UNFCCC Article 2). For several years, we have been researching impacts in key areas of risk: hunger, water shortage, exposure to malaria transmission, and coastal flooding, as part of a global fast-track assessment (Parry and Livermore, 1999). 1 The results of our work have been reported widely and form a significant part of the IPCCs assessment of likely impacts (IPCC (2001a) and IPCC (2001b)). But they are scattered through different parts of the IPCC report and other literature and, before now, we have not brought them together. For this review, we have graphed our estimates of effects as a single measure: the additional millions of people who could be placed at risk as a result of different amounts of global warming ( Fig. 1). Full-size image (36K) - Opens new window Full-size image (36K) Fig. 1. Additional millions at risk due to climate change in 2050s and 2080s for hunger, coastal flooding, water shortage and malaria. The width of the curve indicates one standard deviation of variance around the mean, based on results from four HadCM2 experiments (Parry and Livermore, 1999; IPCC, 2000). Solid lines indicate model-based estimates. Dotted lines are inferred ( IPCC (2001a) and IPCC, 2001b. Climate change 2001: The Scientific Basis. Technical Summary of the Working Group I Report, Geneva, 2001.IPCC (2001b)) and intended as schematic. Stab. 450 (etc.)=stabilisation@450 ppmv (etc.). View Within Article The figure shows the increase in millions at risk due to higher temperatures for two time periods—2050s and 2080s. The analysis takes into account likely non-climate developments such as growth in population, and income and developments of technology, and these become important assumptions behind future trends in, for example, increases in crop yield and the building of coastal defences. These developments themselves have very great effects on the numbers at risk and represent a (non-climate change) reference case. The graph thus shows the additional millions at risk due specifically to estimated future changes in climate. But now for the caveats: the reference case is only for one future world (what the IPCC used to call a best estimate or “business-as-usual” future, now referred to as IS92a). More recently, the IPCC has explored a set of six different developmental pathways that the world may follow (IPCC, 2000), and the millions at risk in these alternative futures will certainly differ. Our work on these is in hand but will probably take a year to complete. We need also to emphasise that the graph is a global estimate which hides important regional variations and, so far, it is based on one model of future climate patterns (the UKs Hadley Centre second generation global climate model) ( Johns et al., 1997). While these are the only global impact estimates currently available, we need urgently to complete similar ones for different climate models and for a variety of development pathways. Five important points emerge from this figure. First, the curves of additional millions at risk generally become steeper over time. Less obviously, this results as much from a larger and more vulnerable exposed population in 2080 than in 2050, as from increases in temperature or inferred changes in precipitation and sea-level rise. For example, the remarkable steepness of the water shortage curve in 2080 is the outcome of very large city populations in China and India becoming newly at risk. In the case of hunger, however, the rising curve in 2080 stems from widespread heat stress of crops, while up to about 2050 lesser amounts of warming lead to yield gains in temperate regions that balance losses elsewhere and lead to only small net increases in hunger (Parry and Livermore, 1999). These complex interactions between exposure and climate change tell a clear story: there will be more millions at risk as time progresses. Secondly, the figure indicates how much we need to reduce emissions in order to draw-down significantly the numbers at risk. We have estimated effects assuming that atmospheric concentrations of CO2 are stabilised at 750 parts per million (ppmv) by 2250 and at 550 ppmv by 2150 (Arnell, in press). These are approximately equivalent, respectively, to 10 times and 20 times the reduction in emissions assumed in the Kyoto Protocol. The 750 ppmv target delays the damage but does not avoid it. By 2080, it would halve the number at risk from hunger and flooding, reduce the population at risk of malaria by perhaps a third and water shortage by about a quarter. But to bring risk levels down from hundreds to tens of millions would require a stabilisation target of about 550 ppmv. We have also indicated on the graph, but only in a schematic form, the approximate locations of 450, 650 and 1000 ppmv stabilisation pathways and their effect on millions at risk (IPCC (2001a) and IPCC (2001b)). Although impact analyses have not yet been conducted for these stabilisation levels, it appears that the 450 ppmv pathway would achieve very great reductions in millions at risk, although very high costs of mitigation would be incurred. It is precisely this kind of pay-off that needs to be analysed properly. A third conclusion is that information is now available that can help inform the selection of climate change targets. Thus far these targets, such as Kyoto, have been chosen in broadly a top–down manner, without clear knowledge of the impacts that would be avoided, and that has been partly their weakness. Now we may argue, for example, that in order to keep damages below an agreed tolerable level (for example, a given number of additional people at risk) global temperature increases would need to be kept below a given amount; and emissions targets could then be developed to achieve that objective. Fourthly, it is clear that mitigation alone will not solve the problem of climate change. Adaptation will be necessary to avoid, or at least reduce, much of the possible damage, and since we need many of the benefits of adaptation today, regardless of climate change in the future (e.g. increased drought protection of agriculture, improved flood defences, more efficient use of water, better malaria control), many of the adaptive strategies for climate change can be “win–win”. We need to find a blend of mitigation and adaptation to meet the challenge of climate change. Mitigation can buy time for adaptation (for example, delaying impacts until improved technology and management can handle them), and adaptation can raise thresholds of tolerance that need to be avoided by mitigation (for example, by increasing drought tolerance of crops). Considered separately, they appear inadequate to meet such a challenge, but combined they would make a powerful response.

Impact of climate change on global malaria distribution

Significance This study is the first multimalaria model intercomparison exercise. This is carried out to estimate the impact of future climate change and population scenarios on malaria transmission at global scale and to provide recommendations for the future. Our results indicate that future climate might become more suitable for malaria transmission in the tropical highland regions. However, other important socioeconomic factors such as land use change, population growth and urbanization, migration changes, and economic development will have to be accounted for in further details for future risk assessments. Malaria is an important disease that has a global distribution and significant health burden. The spatial limits of its distribution and seasonal activity are sensitive to climate factors, as well as the local capacity to control the disease. Malaria is also one of the few health outcomes that has been modeled by more than one research group and can therefore facilitate the first model intercomparison for health impacts under a future with climate change. We used bias-corrected temperature and rainfall simulations from the Coupled Model Intercomparison Project Phase 5 climate models to compare the metrics of five statistical and dynamical malaria impact models for three future time periods (2030s, 2050s, and 2080s). We evaluated three malaria outcome metrics at global and regional levels: climate suitability, additional population at risk and additional person-months at risk across the model outputs. The malaria projections were based on five different global climate models, each run under four emission scenarios (Representative Concentration Pathways, RCPs) and a single population projection. We also investigated the modeling uncertainty associated with future projections of populations at risk for malaria owing to climate change. Our findings show an overall global net increase in climate suitability and a net increase in the population at risk, but with large uncertainties. The model outputs indicate a net increase in the annual person-months at risk when comparing from RCP2.6 to RCP8.5 from the 2050s to the 2080s. The malaria outcome metrics were highly sensitive to the choice of malaria impact model, especially over the epidemic fringes of the malaria distribution.

Sustainable development: how to manage something that is subjective and never can be achieved?

Abstract This article examines the notion of sustainable development that has emerged as a new normative orientation of Western society. We argue that sustainable development is an inherently subjective concept and for this reason requires deliberative forms of governance and assessment. We outline the contours of sustainability science as a new form of science, complementing traditional science. Such science is to be used in service to reflexive modes of governance, for which we outline the general principles and offer a practical illustration, the transition-management model. The example shows that it is possible to work toward sustainable development as an elusive goal through provisional knowledge about our needs and systems to satisfy these needs. Heterogeneous local understandings and appreciations are not suppressed but drawn into the transition process in various ways such as participatory integrated assessment and social deliberation. The social interest in sustainable development is exploited without falling into the modernistic trap of rational decision making that disregards local cultures.

Sustainability: science or fiction?

Abstract It is clear that in making the concept of sustainable development concrete, one has to take into account a number of practical elements and obstacles. There is little doubt that integrated approaches are required to support sustainable development. Therefore, a new research paradigm is needed that is better able to reflect the complexity and the multidimensional character of sustainable development. The new paradigm, referred to as sustainability science, must be able to encompass different magnitudes of scales (of time, space, and function), multiple balances (dynamics), multiple actors (interests) and multiple failures (systemic faults). I also think that sustainability science has to play a major role in the integration of different styles of knowledge creation in order to bridge the gulf between science, practice, and politics—which is central to successfully moving the new paradigm forward.

An adaptive indicator framework for monitoring regional sustainable development: a case study of the INSURE project in Limburg, The Netherlands.

Abstract Indicators by themselves tell us little about how well a system is progressing in relation to the goal of sustainability. Especially at the regional level, existing indicator frameworks do not typically permit the inclusion of relevant regionspecific information. Furthermore, they do not provide comprehensive information on overall system sustainability. The real challenge is not to identify indicators–there are hundreds of good lists–but to seek out the best way to put all of them to work. The INSURE project, carried out in four case-study regions in Europe (including the Limburg region of The Netherlands), attempted to develop an adaptive indicator framework for integrated monitoring of sustainable development. During the project, it became increasingly clear that indicators are not only more meaningful when viewed within the context of the whole system, but also that science and policy play different, but complementary, roles. This article discusses the challenges and the lessons learned during the Limburg project.

Sustainability: Science or Fiction?

This publication contains reprint articles for which IEEE does not hold copyright. Full text is not available on IEEE Xplore for these articles.